SEC Form 4 · accession 0001437749-15-018633
CATASYS, INC. · CATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Smith
Director · 10% Owner
Period of report
Oct 16, 2015
Accepted (ET)
Oct 20, 2015 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Oct 16, 2015 | P | 956,667 | $0.30 | A | 10,057,072 | I | Shamus, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were purchased by Shamus, LLC pursuant to a Stock Purchase Agreement entered into with the issuer.