SEC Form 4 · accession 0001437749-18-012033

CATASYS, INC. · CATS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Steve Gorlin

Director

Period of report

Jun 15, 2018

Accepted (ET)

Jun 18, 2018 · 9:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001136174

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 15, 2018	P	100	$7.92	A	75,100	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	600	$7.93	A	75,700	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	600	$7.91	A	76,300	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	2,200	$7.94	A	78,500	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	1,200	$7.91	A	79,700	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	300	$7.95	A	80,000	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	100	$8.34	A	80,100	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	800	$8.35	A	80,900	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	100	$8.38	A	81,000	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	1,000	$8.39	A	82,000	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	800	$8.40	A	82,800	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	100	$8.41	A	82,900	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	200	$8.47	A	83,100	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	600	$8.50	A	83,700	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	200	$8.45	A	83,900	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	900	$8.46	A	84,800	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	85	$8.48	A	84,885	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	115	$8.49	A	85,000	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	1,100	$8.47	A	86,100	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	1,385	$8.49	A	87,485	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	100	$8.45	A	87,585	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	350	$8.50	A	87,935	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	200	$8.58	A	88,135	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	100	$8.63	A	88,235	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	1,100	$8.71	A	89,335	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	200	$8.67	A	89,535	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	3,000	$8.70	A	92,535	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	700	$8.69	A	93,235	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	300	$8.63	A	93,535	I	By Spouse
Common Stock^F1	Jun 15, 2018	P	1,700	$8.68	A	95,235	I	By Spouse

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The reporting person disclaims beneficial ownership of these securities.