SEC Form 4 · accession 0001437749-15-018621
CATASYS, INC. · CATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terren S Peizer
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Oct 16, 2015
Accepted (ET)
Oct 20, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF2 | Oct 16, 2015 | P | 5,410,000 | $0.30 | A | 38,358,250 | I | Acuitas Group Holdings, LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were purchased by Acuitas Group Holdings, LLC pursuant to a Stock Purchase Agreement entered into with the issuer.
- F2The reporting person is the Managing Director of Acuitas Group Holdings, LLC, and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.