SEC Form 4 · accession 0001437749-15-017630
CATASYS, INC. · CATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terren S Peizer
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Sep 17, 2015
Accepted (ET)
Sep 22, 2015 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF2 | Sep 17, 2015 | P | 1,543,334 | $0.30 | A | 32,858,708 | I | By Crede CG III, Ltd |
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 32,750 | I | By Reserva Capital Group, LLC | |
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 56,792 | I | By Bonmore, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were purchased by Crede CG III, Ltd. pursuant to a Stock Purchase Agreement entered into with the issuer.
- F2The reporting person is the Managing Director of Crede CG III, Ltd., Reserva Capital Group, LLC and Bonmore, LLC, and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.