Company · CIK 0001126328 · SIC 6321 — Accident & Health Insurance · Nasdaq
PRINCIPAL FINANCIAL GROUP INC · PFG
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2018 AForm 4 → | May 23, 4:45 pm EDT | Elizabeth E TallettDirector | 2,752 | — | — | 51,719 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:44 pm EDT | Blair PickerellDirector | 2,752 | — | — | 9,984 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:43 pm EDT | Scott MillsDirector | 2,752 | — | — | 7,314 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:42 pm EDT | Roger C HochschildDirector | 2,752 | — | — | 11,179 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:41 pm EDT | Sandra L HeltonDirector | 2,752 | — | — | 46,143 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:41 pm EDT | Daniel GelattDirector | 2,752 | — | — | 112,743 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:40 pm EDT | Michael T DanDirector | 2,752 | — | — | 42,388 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:39 pm EDT | Miller Joycelyn CarterDirector | 2,752 | — | — | 47,315 | — | plan? |
| May 22, 2018 AForm 4 → | May 23, 4:32 pm EDT | Betsy J BernardDirector | 2,752 | — | — | 46,684 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:30 pm EDT | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 94 | — | — | 42,675 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:26 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 108 | — | — | 76,481 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:20 pm EDT | Julia M LawlerSVP & Chief Risk Officer | 426 | — | — | 60,819 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:12 pm EDT | Amy Christine FriedrichPresident - USIS | 152 | — | — | 24,083 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:11 pm EDT | Nora Mary EverettPresident - RIS | 133 | — | — | 36,159 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 5:10 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 144 | — | — | 49,791 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:45 pm EDT | Elizabeth E TallettDirector | 389 | — | — | 48,967 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:44 pm EDT | Blair PickerellDirector | 60 | — | — | 7,232 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:42 pm EDT | Diane C NordinDirector | 9 | — | — | 1,098 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:41 pm EDT | Scott MillsDirector | 38 | — | — | 4,562 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:39 pm EDT | Roger C HochschildDirector | 70 | — | — | 8,427 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:38 pm EDT | Sandra L HeltonDirector | 351 | — | — | 43,391 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:37 pm EDT | Daniel GelattDirector, 10% Owner | 394 | — | — | 109,991 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:36 pm EDT | Dennis H FerroDirector | 218 | — | — | 27,228 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:34 pm EDT | Michael T DanDirector | 329 | — | — | 39,636 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:32 pm EDT | Miller Joycelyn CarterDirector | 369 | — | — | 44,563 | — | plan? |
| Mar 29, 2018 AForm 4 → | Apr 2, 4:30 pm EDT | Betsy J BernardDirector | 351 | — | — | 43,932 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:15 pm EST | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 9,072 | — | — | 61,446 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:14 pm EST | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 9,781 | — | — | 42,581 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:14 pm EST | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 9,865 | — | — | 76,300 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:13 pm EST | James P McCaughanPresident - Global Asset Mgmt. | 15,120 | — | — | 188,951 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:13 pm EST | Gary P ScholtenEVP & Ch Info Officer | 5,367 | — | — | 69,261 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:13 pm EST | Julia M LawlerSVP & Chief Risk Officer | 5,778 | — | — | 60,389 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:11 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 16,768 | — | — | 179,430 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:10 pm EST | Amy Christine FriedrichPresident - USIS | 1,254 | — | — | 23,893 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:10 pm EST | Nora Mary EverettPresident - RIS | 6,601 | — | — | 36,004 | — | plan? |
| Feb 26, 2018 AForm 4 → | Feb 28, 5:09 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 6,841 | — | — | 49,614 | — | plan? |
| Feb 26, 2018 SForm 4 → | Feb 27, 4:35 pm EST | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 27,662 | $64.02 | $1,770,921 | 52,319 | −34.6% | plan? |
| Feb 26, 2018 MForm 4 → | Feb 27, 4:35 pm EST | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 27,662 | $37.38 | $1,034,006 | 79,981 | — | plan? |
| Feb 7, 2018 GForm 4 → | Feb 8, 2:38 pm EST | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 280 | — | — | 53,930 | — | plan? |
| Jan 8, 2018 SForm 4 → | Jan 9, 5:16 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 19,856 | $72.02 | $1,430,029 | 162,662 | −10.9% | plan? |
| Jan 8, 2018 MForm 4 → | Jan 9, 5:16 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 19,856 | $30.70 | $609,579 | 182,518 | — | plan? |
| Jan 8, 2018 SForm 4 → | Jan 9, 5:15 pm EST | Gary P ScholtenEVP & Ch Info Officer | 24,310 | $71.59 | $1,740,353 | 63,894 | −27.6% | plan? |
| Jan 8, 2018 MForm 4 → | Jan 9, 5:15 pm EST | Gary P ScholtenEVP & Ch Info Officer | 24,310 | $30.70 | $746,317 | 88,204 | — | plan? |
| Jan 5, 2018 SForm 4 → | Jan 8, 4:19 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 69,894 | $72.01 | $5,033,067 | 162,662 | −30.1% | plan? |
| Jan 5, 2018 MForm 4 → | Jan 8, 4:19 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 69,894 | $30.70 | $2,145,746 | 232,556 | — | plan? |
| Jan 2, 2018 SForm 4 → | Jan 3, 5:08 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 16,400 | $70.23 | $1,151,796 | 43,436 | −27.4% | plan? |
| Jan 2, 2018 MForm 4 → | Jan 3, 5:08 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 16,400 | $25.41 | $416,744 | 53,436 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:43 pm EST | Michael T DanDirector | 268 | — | — | 39,307 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:39 pm EST | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 80 | — | — | 39,404 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:38 pm EST | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 88 | — | — | 66,049 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:35 pm EST | Amy Christine FriedrichPresident - USIS | 29 | — | — | 22,399 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:35 pm EST | Gregory Bernard ElmingSVP & Chief Risk Officer | 25 | — | — | 20,843 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:33 pm EST | Elizabeth E TallettDirector | 317 | — | — | 48,578 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:33 pm EST | Blair PickerellDirector | 49 | — | — | 7,172 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:32 pm EST | Diane C NordinDirector | 7 | — | — | 1,089 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:31 pm EST | Scott MillsDirector | 31 | — | — | 4,524 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:31 pm EST | Roger C HochschildDirector | 57 | — | — | 8,357 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:30 pm EST | Sandra L HeltonDirector | 286 | — | — | 43,040 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:29 pm EST | Daniel GelattDirector, 10% Owner | 321 | — | — | 109,597 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:28 pm EST | Dennis H FerroDirector | 177 | — | — | 27,010 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:28 pm EST | Miller Joycelyn CarterDirector | 300 | — | — | 44,194 | — | plan? |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:27 pm EST | Betsy J BernardDirector | 286 | — | — | 43,581 | — | plan? |
| Dec 14, 2017 SForm 4 → | Dec 15, 3:58 pm EST | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 47,662 | $70.04 | $3,338,246 | 52,319 | −47.7% | plan? |
| Dec 14, 2017 MForm 4 → | Dec 15, 3:58 pm EST | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 27,662 | $37.38 | $1,034,006 | 99,981 | — | plan? |
| Dec 12, 2017 GForm 4 → | Dec 14, 4:17 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 2,000 | — | — | 43,280 | — | plan? |
| Dec 7, 2017 GForm 4 → | Dec 8, 3:56 pm EST | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 3,800 | — | — | 65,905 | — | plan? |
| Dec 1, 2017 SForm 4 → | Dec 4, 5:10 pm EST | Nora Mary EverettPresident - RIS | 17,290 | $70.16 | $1,213,066 | 30,010 | −36.6% | plan? |
| Dec 1, 2017 MForm 4 → | Dec 4, 5:10 pm EST | Nora Mary EverettPresident - RIS | 17,290 | $30.70 | $530,803 | 47,300 | — | plan? |
| Dec 1, 2017 SForm 4 → | Dec 4, 5:10 pm EST | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 50,561 | $69.51 | $3,514,495 | 69,705 | −42.0% | plan? |
| Dec 1, 2017 MForm 4 → | Dec 4, 5:10 pm EST | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 40,755 | $30.70 | $1,251,179 | 120,266 | — | plan? |
| Nov 28, 2017 SForm 4 → | Nov 29, 9:04 am EST | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 18,905 | $70.07 | $1,324,673 | 54,210 | −25.9% | plan? |
| Nov 28, 2017 MForm 4 → | Nov 29, 9:04 am EST | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 18,905 | $22.21 | $419,880 | 73,115 | — | plan? |
| Nov 28, 2017 SForm 4 → | Nov 29, 9:02 am EST | Daniel Joseph HoustonChairman, President & CEO, Director | 37,080 | $70.05 | $2,597,454 | 162,640 | −18.6% | plan? |
| Nov 28, 2017 MForm 4 → | Nov 29, 9:02 am EST | Daniel Joseph HoustonChairman, President & CEO, Director | 37,080 | $60.10 | $2,228,508 | 199,720 | — | plan? |
| Nov 24, 2017 FForm 4 → | Nov 28, 2:35 pm EST | James P McCaughanPresident - Global Asset Mgmt. | 22,725 | $68.65 | $1,560,071 | 173,823 | — | plan? |
| Nov 24, 2017 FForm 4 → | Nov 28, 2:33 pm EST | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 9,761 | $68.65 | $670,093 | 72,319 | — | plan? |
| Nov 21, 2017 GForm 4 → | Nov 21, 4:34 pm EST | Nora Mary EverettPresident - RIS | 731 | — | — | 30,010 | — | plan? |
| Nov 17, 2017 GForm 4 → | Nov 20, 11:54 am EST | Gary P ScholtenEVP & Ch Info Officer | 900 | — | — | 63,808 | — | plan? |
| Nov 7, 2017 GForm 4 → | Nov 13, 9:39 am EST | Sandra L HeltonDirector | 3,600 | — | — | 42,754 | — | plan? late |
| Nov 2, 2017 GForm 4 → | Nov 7, 4:34 pm EST | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 6,400 | — | — | 79,511 | — | plan? late |
| Oct 25, 2017 AForm 4 → | Oct 27, 2:02 pm EDT | Diane C NordinDirector | 1,082 | — | — | 1,082 | — | plan? |
| Oct 19, 2017 SForm 4 → | Oct 20, 5:21 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 10,588 | $68.01 | $720,090 | 85,911 | −11.0% | plan? |
| Oct 19, 2017 MForm 4 → | Oct 20, 5:21 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 10,588 | $34.26 | $362,745 | 96,499 | — | plan? |
| Oct 19, 2017 SForm 4 → | Oct 20, 5:20 pm EDT | Nora Mary EverettPresident - RIS | 1,297 | $68.00 | $88,196 | 30,741 | −4.05% | plan? |
| Oct 19, 2017 MForm 4 → | Oct 20, 5:20 pm EDT | Nora Mary EverettPresident - RIS | 1,297 | $34.26 | $44,435 | 32,038 | — | plan? |
| Oct 19, 2017 SForm 4 → | Oct 20, 5:19 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 93,968 | $68.04 | $6,393,583 | 162,640 | −36.6% | plan? |
| Oct 19, 2017 MForm 4 → | Oct 20, 5:19 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 93,968 | $28.34 | $2,662,662 | 244,505 | — | plan? |
| Oct 18, 2017 SForm 4 → | Oct 19, 3:47 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 38,097 | $68.00 | $2,590,596 | 162,640 | −19.0% | plan? |
| Oct 18, 2017 MForm 4 → | Oct 19, 3:47 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 38,097 | $34.26 | $1,305,203 | 200,737 | — | plan? |
| Oct 18, 2017 SForm 4 → | Oct 19, 2:22 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 17,082 | $68.00 | $1,161,576 | 85,911 | −16.6% | plan? |
| Oct 18, 2017 MForm 4 → | Oct 19, 2:22 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 17,082 | $34.26 | $585,229 | 102,993 | — | plan? |
| Oct 18, 2017 SForm 4 → | Oct 19, 2:10 pm EDT | Nora Mary EverettPresident - RIS | 12,398 | $68.00 | $843,064 | 30,741 | −28.7% | plan? |
| Oct 18, 2017 MForm 4 → | Oct 19, 2:10 pm EDT | Nora Mary EverettPresident - RIS | 12,398 | $34.26 | $424,755 | 43,139 | — | plan? |
| Oct 9, 2017 GForm 4 → | Oct 19, 2:24 pm EDT | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 234 | — | — | 82,080 | — | plan? late |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:24 pm EDT | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 148 | — | — | 82,314 | — | plan? |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:23 pm EDT | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 85 | — | — | 39,324 | — | plan? |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:23 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 93 | — | — | 85,911 | — | plan? |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | James P McCaughanPresident - Global Asset Mgmt. | 295 | — | — | 196,548 | — | plan? |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:20 pm EDT | Amy Christine FriedrichPresident - USIS | 128 | — | — | 22,340 | — | plan? |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:20 pm EDT | Nora Mary EverettPresident - RIS | 112 | — | — | 30,741 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2018 AForm 4 → | Feb 26, 2:18 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 4 | $63.15 | $246 | 6,753 | — | |
| Feb 9, 2018 AForm 4 → | Feb 12, 2:49 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 4 | $61.39 | $246 | 6,749 | — | |
| Jan 26, 2018 AForm 4 → | Jan 29, 2:07 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 3 | $75.04 | $240 | 6,745 | — | |
| Jan 12, 2018 AForm 4 → | Jan 17, 11:37 am EST | Timothy Mark DunbarEVP & Chief Investment Officer | 3 | $74.21 | $245 | 6,742 | — | |
| Jan 8, 2018 MForm 4 → | Jan 9, 5:16 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 19,856 | — | — | 0 | — | |
| Jan 8, 2018 MForm 4 → | Jan 9, 5:15 pm EST | Gary P ScholtenEVP & Ch Info Officer | 24,310 | — | — | 0 | — | |
| Jan 5, 2018 MForm 4 → | Jan 8, 4:19 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 69,894 | — | — | 19,856 | — | |
| Dec 29, 2017 AMForm 4 → | Jan 3, 2018, 5:08 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 16,412 | $70.56 | $854 | 5,685 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:43 pm EST | Michael T DanDirector | 101 | $71.39 | $7,196 | 15,139 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:37 pm EST | Gary P ScholtenEVP & Ch Info Officer | 9 | $71.39 | $635 | 1,301 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:36 pm EST | James P McCaughanPresident - Global Asset Mgmt. | 139 | $71.39 | $9,923 | 20,397 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:36 pm EST | Daniel Joseph HoustonChairman, President & CEO, Director | 10 | $71.39 | $692 | 1,420 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:34 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 46 | $71.39 | $3,270 | 6,726 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:33 pm EST | Elizabeth E TallettDirector | 46 | $71.39 | $3,263 | 6,761 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:31 pm EST | Scott MillsDirector | 14 | $71.39 | $1,007 | 2,623 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:31 pm EST | Roger C HochschildDirector | 44 | $71.39 | $3,155 | 7,236 | — | |
| Dec 28, 2017 AForm 4 → | Jan 2, 2018, 5:28 pm EST | Dennis H FerroDirector | 132 | $71.39 | $9,416 | 19,806 | — | |
| Dec 14, 2017 MForm 4 → | Dec 15, 3:58 pm EST | Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 27,662 | — | — | 55,323 | — | |
| Dec 6, 2017 AForm 4 → | Dec 7, 4:39 pm EST | Elizabeth E TallettDirector | 55 | $70.82 | $3,874 | 6,715 | — | |
| Dec 6, 2017 AForm 4 → | Dec 7, 4:39 pm EST | Scott MillsDirector | 561 | $70.82 | $39,751 | 2,609 | — | |
| Dec 6, 2017 AForm 4 → | Dec 7, 4:38 pm EST | Roger C HochschildDirector | 748 | $70.82 | $53,002 | 7,192 | — | |
| Dec 6, 2017 AForm 4 → | Dec 7, 4:37 pm EST | Dennis H FerroDirector | 445 | $70.82 | $31,501 | 19,674 | — | |
| Dec 6, 2017 AForm 4 → | Dec 7, 4:36 pm EST | Michael T DanDirector | 353 | $70.82 | $24,999 | 15,038 | — | |
| Dec 1, 2017 MForm 4 → | Dec 4, 5:10 pm EST | Nora Mary EverettPresident - RIS | 17,290 | — | — | 0 | — | |
| Dec 1, 2017 MForm 4 → | Dec 4, 5:10 pm EST | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 40,755 | — | — | 0 | — | |
| Dec 1, 2017 AForm 4 → | Dec 4, 4:50 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $70.52 | $423 | 6,680 | — | |
| Dec 1, 2017 AForm 4 → | Dec 4, 4:49 pm EST | Dennis H FerroDirector | 7 | $70.52 | $501 | 19,229 | — | |
| Nov 28, 2017 MForm 4 → | Nov 29, 9:04 am EST | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 18,905 | — | — | 0 | — | |
| Nov 28, 2017 MForm 4 → | Nov 29, 9:02 am EST | Daniel Joseph HoustonChairman, President & CEO, Director | 37,080 | — | — | 0 | — | |
| Nov 17, 2017 AForm 4 → | Nov 20, 5:01 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $68.64 | $426 | 6,674 | — | |
| Nov 17, 2017 AForm 4 → | Nov 20, 3:45 pm EST | Elizabeth E TallettDirector | 7 | $68.64 | $501 | 6,661 | — | |
| Nov 17, 2017 AForm 4 → | Nov 20, 3:44 pm EST | Scott MillsDirector | 22 | $68.64 | $1,503 | 2,048 | — | |
| Nov 17, 2017 AForm 4 → | Nov 20, 3:43 pm EST | Roger C HochschildDirector | 29 | $68.64 | $1,997 | 6,443 | — | |
| Nov 17, 2017 AForm 4 → | Nov 20, 3:41 pm EST | Dennis H FerroDirector | 15 | $68.64 | $1,002 | 19,222 | — | |
| Nov 3, 2017 AForm 4 → | Nov 6, 4:46 pm EST | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $68.32 | $424 | 6,668 | — | |
| Oct 20, 2017 AForm 4 → | Oct 23, 1:57 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $67.75 | $427 | 6,662 | — | |
| Oct 19, 2017 MForm 4 → | Oct 20, 5:21 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 10,588 | — | — | 0 | — | |
| Oct 19, 2017 MForm 4 → | Oct 20, 5:20 pm EDT | Nora Mary EverettPresident - RIS | 1,297 | — | — | 0 | — | |
| Oct 19, 2017 MForm 4 → | Oct 20, 5:19 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 93,968 | — | — | 0 | — | |
| Oct 18, 2017 MForm 4 → | Oct 19, 3:47 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 38,097 | — | — | 12,103 | — | |
| Oct 18, 2017 MForm 4 → | Oct 19, 2:22 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 17,082 | — | — | 10,588 | — | |
| Oct 18, 2017 MForm 4 → | Oct 19, 2:10 pm EDT | Nora Mary EverettPresident - RIS | 12,398 | — | — | 1,297 | — | |
| Oct 6, 2017 AForm 4 → | Oct 10, 9:42 am EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $66.65 | $427 | 6,656 | — | |
| Oct 6, 2017 AForm 4 → | Oct 10, 9:41 am EDT | Elizabeth E TallettDirector | 11 | $66.65 | $753 | 6,653 | — | |
| Oct 6, 2017 AForm 4 → | Oct 10, 9:41 am EDT | Scott MillsDirector | 34 | $66.65 | $2,253 | 2,026 | — | |
| Oct 6, 2017 AForm 4 → | Oct 10, 9:40 am EDT | Roger C HochschildDirector | 45 | $66.65 | $2,999 | 6,414 | — | |
| Oct 6, 2017 AForm 4 → | Oct 10, 9:40 am EDT | Dennis H FerroDirector | 23 | $66.65 | $1,500 | 19,207 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | Gary P ScholtenEVP & Ch Info Officer | 9 | $64.34 | $605 | 1,293 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:22 pm EDT | James P McCaughanPresident - Global Asset Mgmt. | 147 | $64.34 | $9,452 | 20,258 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:21 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 10 | $64.34 | $656 | 1,410 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 5:18 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 48 | $64.34 | $3,095 | 6,649 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 3:35 pm EDT | Elizabeth E TallettDirector | 48 | $64.34 | $3,095 | 6,642 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 3:34 pm EDT | Scott MillsDirector | 14 | $64.34 | $926 | 1,992 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 3:33 pm EDT | Roger C HochschildDirector | 46 | $64.34 | $2,966 | 6,369 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 3:30 pm EDT | Dennis H FerroDirector | 139 | $64.34 | $8,950 | 19,185 | — | |
| Sep 29, 2017 AForm 4 → | Oct 3, 3:29 pm EDT | Michael T DanDirector | 107 | $64.34 | $6,852 | 14,685 | — | |
| Sep 22, 2017 AForm 4 → | Sep 25, 11:40 am EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 7 | $63.12 | $429 | 6,601 | — | |
| Sep 22, 2017 AForm 4 → | Sep 25, 11:35 am EDT | Elizabeth E TallettDirector | 4 | $63.12 | $246 | 6,594 | — | |
| Sep 22, 2017 AForm 4 → | Sep 25, 11:31 am EDT | Roger C HochschildDirector | 16 | $63.12 | $997 | 6,323 | — | |
| Sep 22, 2017 AForm 4 → | Sep 25, 11:26 am EDT | Dennis H FerroDirector | 8 | $63.12 | $499 | 19,046 | — | |
| Sep 11, 2017 MForm 4 → | Sep 12, 4:49 pm EDT | James P McCaughanPresident - Global Asset Mgmt. | 6,193 | — | — | 0 | — | |
| Sep 8, 2017 AForm 4 → | Sep 12, 9:30 am EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $60.67 | $352 | 6,595 | — | |
| Sep 5, 2017 MForm 4/A → | Sep 8, 3:34 pm EDT | James P McCaughanPresident - Global Asset Mgmt. | 8,953 | — | — | 6,139 | — | |
| Sep 5, 2017 MForm 4 → | Sep 6, 11:20 am EDT | James P McCaughanPresident - Global Asset Mgmt. | 60,814 | — | — | 0 | — | amended |
| Aug 25, 2017 AForm 4 → | Aug 28, 4:55 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $63.33 | $355 | 6,589 | — | |
| Aug 11, 2017 AForm 4 → | Aug 15, 1:00 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $64.32 | $354 | 6,583 | — | |
| Aug 4, 2017 MForm 4 → | Aug 8, 11:07 am EDT | James P McCaughanPresident - Global Asset Mgmt. | 60,817 | — | — | 19,350 | — | |
| Aug 4, 2017 AForm 4 → | Aug 8, 9:50 am EDT | Elizabeth E TallettDirector | 4 | $67.04 | $248 | 6,590 | — | |
| Aug 4, 2017 AForm 4 → | Aug 8, 9:49 am EDT | Scott MillsDirector | 22 | $67.04 | $1,502 | 1,978 | — | |
| Aug 4, 2017 AForm 4 → | Aug 8, 9:47 am EDT | Roger C HochschildDirector | 30 | $67.04 | $1,998 | 6,307 | — | |
| Aug 4, 2017 AForm 4 → | Aug 8, 9:45 am EDT | Dennis H FerroDirector | 8 | $67.04 | $503 | 19,038 | — | |
| Jul 28, 2017 AForm 4 → | Jul 31, 4:56 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 5 | $67.37 | $350 | 6,578 | — | |
| Jul 25, 2017 MForm 4 → | Jul 26, 11:18 am EDT | Gary P ScholtenEVP & Ch Info Officer | 13,495 | — | — | 0 | — | |
| Jul 14, 2017 AForm 4 → | Jul 17, 1:52 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 5 | $66.10 | $350 | 6,572 | — | |
| Jul 10, 2017 MForm 4 → | Jul 11, 1:58 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 30,500 | — | — | 0 | — | |
| Jul 5, 2017 MForm 4 → | Jul 7, 3:26 pm EDT | James P McCaughanPresident - Global Asset Mgmt. | 60,816 | — | — | 38,700 | — | |
| Jul 3, 2017 MForm 4 → | Jul 3, 4:26 pm EDT | Nora Mary EverettPresident - RIS | 14,630 | — | — | 0 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 5:54 pm EDT | Daniel Joseph HoustonChairman, President & CEO, Director | 10 | $64.07 | $641 | 1,400 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 5:53 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 52 | $64.07 | $3,344 | 6,567 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 5:52 pm EDT | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 64 | $64.07 | $4,120 | 24 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 5:49 pm EDT | Gary P ScholtenEVP & Ch Info Officer | 9 | $64.07 | $583 | 1,283 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 5:48 pm EDT | James P McCaughanPresident - Global Asset Mgmt. | 143 | $64.07 | $9,188 | 20,111 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 4:10 pm EDT | Elizabeth E TallettDirector | 47 | $64.07 | $2,979 | 6,586 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 4:09 pm EDT | Scott MillsDirector | 10 | $64.07 | $621 | 1,955 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 4:08 pm EDT | Roger C HochschildDirector | 39 | $64.07 | $2,505 | 6,277 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 4:06 pm EDT | Dennis H FerroDirector | 132 | $64.07 | $8,483 | 19,031 | — | |
| Jun 30, 2017 AForm 4 → | Jul 5, 4:05 pm EDT | Michael T DanDirector | 101 | $64.07 | $6,490 | 14,578 | — | |
| Jun 21, 2017 MForm 4 → | Jun 23, 12:03 pm EDT | Gregory Bernard ElmingSVP & Chief Risk Officer | 16,040 | — | — | 8,460 | — | |
| Jun 16, 2017 AForm 4 → | Jun 19, 3:31 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 5 | $65.35 | $353 | 6,515 | — | |
| Jun 15, 2017 MForm 4 → | Jun 16, 4:30 pm EDT | Gary P ScholtenEVP & Ch Info Officer | 21,950 | — | — | 0 | — | |
| Jun 14, 2017 IForm 4 → | Jun 16, 2:07 pm EDT | Deanna D Strable-SoethoutEVP & Chief Financial Officer | 6,167 | $65.36 | $403,062 | 0 | — | |
| Jun 12, 2017 MForm 4 → | Jun 13, 5:14 pm EDT | Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner | 38,105 | — | — | 0 | — | |
| Jun 5, 2017 MForm 4 → | Jun 7, 2:13 pm EDT | James P McCaughanPresident - Global Asset Mgmt. | 60,818 | — | — | 58,050 | — | |
| Jun 2, 2017 AForm 4 → | Jun 6, 2:21 pm EDT | Elizabeth E TallettDirector | 61 | $63.96 | $3,876 | 6,540 | — | |
| Jun 2, 2017 AForm 4 → | Jun 6, 2:20 pm EDT | Scott MillsDirector | 592 | $63.96 | $37,877 | 1,946 | — | |
| Jun 2, 2017 AForm 4 → | Jun 6, 2:19 pm EDT | Roger C HochschildDirector | 790 | $63.96 | $50,503 | 6,238 | — | |
| Jun 2, 2017 AForm 4 → | Jun 6, 2:19 pm EDT | Dennis H FerroDirector | 453 | $63.96 | $28,999 | 18,898 | — | |
| Jun 2, 2017 AForm 4 → | Jun 6, 2:18 pm EDT | Michael T DanDirector | 371 | $63.96 | $23,748 | 14,477 | — | |
| May 19, 2017 AForm 4 → | Jun 5, 3:45 pm EDT | Timothy Mark DunbarEVP & Chief Investment Officer | 6 | $60.83 | $353 | 6,504 | — | late |
| May 19, 2017 AForm 4 → | May 22, 5:28 pm EDT | Elizabeth E TallettDirector | 4 | $60.83 | $249 | 6,479 | — |