Insider holders · CIK 0001126328
PRINCIPAL FINANCIAL GROUP INC · PFG
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Daniel GelattDirector | 139,328 | 331,506 | 470,834 | Jan 2, 2019 · 4:45 pm EST | Form 4 |
| Larry D ZimplemanDirector | 263,514 | — | 263,514 | Mar 29, 2016 · 6:27 pm EDT | Form 4 |
| Deanna D Strable-SoethoutChair, President and CEO | 173,867 | 53,542 | 227,409 | Sep 8, 2026 · 3:43 pm EDT | Form 4 |
| Daniel Joseph HoustonChairman, President & CEO | 219,367 | 3,195 | 222,562 | Feb 27, 2019 · 5:17 pm EST | Form 4 |
| James P McCaughanPresident - Global Asset Mgmt. | 149,329 | — | 149,329 | Sep 5, 2018 · 11:36 am EDT | Form 4 |
| Amy Christine FriedrichPresident - Benefits & Protect | 108,863 | 4,142 | 113,005 | Aug 11, 2026 · 3:52 pm EDT | Form 4 |
| Terrance J. LillisEVP | 99,715 | 44 | 99,759 | Apr 4, 2017 · 5:37 pm EDT | Form 4 |
| Karen E ShaffEVP, Gen'l Counsel, Secretary | 93,321 | 500 | 93,821 | Feb 27, 2019 · 5:19 pm EST | Form 4 |
| Miller Jocelyn CarterDirector | 91,331 | — | 91,331 | Jun 30, 2026 · 1:42 pm EDT | Form 4 |
| Gary P ScholtenEVP & Ch Info Officer | 81,097 | 696 | 81,793 | Feb 27, 2019 · 5:19 pm EST | Form 4 |
| Luis E. ValdesPres - Int'l Asset Mgmt&Accum | 77,747 | — | 77,747 | Feb 27, 2019 · 5:21 pm EST | Form 4 |
| Patrick Gregory HalterChief Executive Officer, PGI | 76,510 | 430 | 76,940 | Jan 2, 2019 · 5:02 pm EST | Form 4 |
| Christopher J LittlefieldPresident - RIS | 76,741 | 11 | 76,752 | Jun 30, 2026 · 1:37 pm EDT | Form 4 |
| Wee Yee CheongPresident - Asia & Middle East | 66,819 | — | 66,819 | Jun 30, 2026 · 1:36 pm EDT | Form 4 |
| Kamal BhatiaPresident and CEO - PAM | 65,454 | — | 65,454 | Jun 30, 2026 · 1:38 pm EDT | Form 4 |
| Timothy Mark DunbarEVP & Chief Investment Officer | 64,870 | 114 | 64,984 | Feb 27, 2019 · 5:21 pm EST | Form 4 |
| Julia M LawlerEVP & Chief Risk Officer | 59,920 | 1,277 | 61,197 | Mar 4, 2019 · 12:31 pm EST | Form 4 |
| Ralph Craig EucherEVP | 59,916 | — | 59,916 | Feb 25, 2015 · 5:08 pm EST | Form 4 |
| Elizabeth E TallettDirector | 53,287 | — | 53,287 | Jan 2, 2019 · 4:51 pm EST | Form 4 |
| Nora Mary EverettPresident - RIS | 49,043 | — | 49,043 | Feb 27, 2019 · 5:16 pm EST | Form 4 |
| Betsy J BernardDirector | 48,106 | — | 48,106 | Jan 2, 2019 · 4:43 pm EST | Form 4 |
| Sandra L HeltonDirector | 47,565 | — | 47,565 | Jan 2, 2019 · 4:46 pm EST | Form 4 |
| Vivek AgrawalEVP & Chief Growth Officer | 46,536 | — | 46,536 | Jun 30, 2026 · 1:36 pm EDT | Form 4 |
| Kathleen B KayEVP-Chief Information Officer | 44,300 | — | 44,300 | Jun 30, 2026 · 1:37 pm EDT | Form 4 |
| Joel PitzEVP & CFO | 43,998 | 103 | 44,101 | Jun 30, 2026 · 1:38 pm EDT | Form 4 |
| Roger C HochschildDirector | 41,477 | — | 41,477 | Jun 30, 2026 · 1:42 pm EDT | Form 4 |
| Kenneth A. McCullumEVP - Chief Risk Officer | 41,070 | — | 41,070 | Jun 30, 2026 · 1:35 pm EDT | Form 4 |
| Blair PickerellDirector | 39,827 | — | 39,827 | Jun 30, 2026 · 1:44 pm EDT | Form 4 |
| Gary E CostleyDirector | 36,997 | 1,825 | 38,822 | Mar 29, 2016 · 5:03 pm EDT | Form 4 |
| Michael T DanDirector | 28,275 | 10,000 | 38,275 | Jan 2, 2019 · 4:44 pm EST | Form 4 |
| Richard L KeyserDirector | 36,308 | — | 36,308 | Mar 31, 2015 · 5:30 pm EDT | Form 4 |
| Scott MillsDirector | 36,140 | — | 36,140 | Jun 30, 2026 · 1:43 pm EDT | Form 4 |
| Diane C NordinDirector | 31,337 | — | 31,337 | Jun 30, 2026 · 1:43 pm EDT | Form 4 |
| Dennis H FerroDirector | 27,228 | — | 27,228 | Apr 2, 2018 · 4:36 pm EDT | Form 4 |
| Jonathan AuerbachDirector | 22,952 | — | 22,952 | Jun 30, 2026 · 1:42 pm EDT | Form 4 |
| Timothy W. BrownEVP, General Counsel and Sec | 22,279 | — | 22,279 | Jun 9, 2026 · 2:46 pm EDT | Form 4 |
| Renee V. SchaafPresident - RIS | 21,414 | 22 | 21,436 | Mar 11, 2019 · 4:21 pm EDT | Form 3 |
| Clare Stack RicherDirector | 21,412 | — | 21,412 | Jun 30, 2026 · 1:44 pm EDT | Form 4 |
| Gregory Bernard ElmingSVP & Chief Risk Officer | 20,843 | 216 | 21,059 | Jan 2, 2018 · 5:35 pm EST | Form 4 |
| Mary E. BeamsDirector | 16,961 | — | 16,961 | Jun 30, 2026 · 1:42 pm EDT | Form 4 |
| Alfredo RiveraDirector | 16,511 | — | 16,511 | Jun 30, 2026 · 1:44 pm EDT | Form 4 |
| Claudio MuruzabalDirector | 13,602 | — | 13,602 | Jun 30, 2026 · 1:43 pm EDT | Form 4 |
| H Elizabeth MitchellDirector | 13,200 | — | 13,200 | Jun 30, 2026 · 1:45 pm EDT | Form 4 |
| Luca MaestriDirector | 12,007 | — | 12,007 | Mar 31, 2015 · 5:31 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.