SEC Form 4 · accession 0001126328-26-000155
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Pitz
Officer — EVP & CFO
Period of report
Jun 26, 2026
Accepted (ET)
Jun 30, 2026 · 1:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 26, 2026 | A | 234 | $0.00 | A | 43,998 | D | |
| Common StockF1,F3 | Jun 26, 2026 | A | 2 | $0.00 | A | 2,928 | I | By Spouse |
| Common Stock | holding | — | — | — | 1,362 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 103 | I | By Spouse 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units.
- F2Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- F3Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.