SEC Form 4 · accession 0001126328-19-000014
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Gregory Halter
Officer — Chief Executive Officer, PGI
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2018 | A | 444 | $0.00 | A | 76,510 | D | |
| Common Stock | holding | — | — | — | 430 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units.