SEC Form 4 · accession 0001126328-18-000069
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deanna D Strable-Soethout
Officer — EVP & Chief Financial Officer
Period of report
Feb 7, 2018
Accepted (ET)
Feb 8, 2018 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2018 | G | 280 | $0.00 | D | 53,930 | D | |
| Common Stock | holding | — | — | — | 39,404 | I | By Spouse | |
| Common Stock | holding | — | — | — | 5 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,477 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.