SEC Form 4 · accession 0001126328-17-000283
PRINCIPAL FINANCIAL GROUP INC · PFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary P Scholten
Officer — EVP & Ch Info Officer
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | G | 900 | $0.00 | D | 63,808 | D | |
| Common Stock | holding | — | — | — | 665 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 12,411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.