Daily feed · SEC Form 4 filings
All insider purchases — Feb 14, 2018
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Feb 9, 2018 PForm 4 → | Feb 13, 6:49 pm EST | KKR & Co. L.P.KKR | ValueAct Holdings, L.P. +610% Owner | 500,000 | $21.03 | $10,517,000 | 49,700,000 | +1.02% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 11:00 am EST | Altisource Portfolio Solutions S.A.ASPS | Deer Park Road Management Company, LP +510% Owner | 400,000 | $24.24 | $9,694,000 | 2,843,768 | +16.4% | plan? |
| Nov 21, 2017 PForm 4/A → | Feb 13, 2018, 5:38 pm EST | scPharmaceuticals Inc.SCPH | Mette Kirstine AggerDirector, 10% Owner | 654,762 | $14.00 | $9,166,668 | 3,183,986 | +25.9% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:08 pm EST | Simply Good Foods CoSMPL | James M KiltsDirector | 651,360 | $12.40 | $8,076,864 | 658,860 | +8,685% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 7:02 pm EST | HALCON RESOURCES CORPHK | ARES MANAGEMENT LLC +6Director, 10% Owner | 1,113,466 | $6.90 | $7,682,915 | 21,855,284 | +5.37% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:01 pm EST | PROSPECT CAPITAL CORPPSEC | John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner | 467,178 | $6.73 | $3,144,482 | 33,259,333 | +1.42% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 13, 4:59 pm EST | MIRAGEN THERAPEUTICS, INC.MGEN | Bruce BoothDirector | 545,454 | $5.50 | $2,999,997 | 1,351,090 | +67.7% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:59 pm EST | TANDEM DIABETES CARE INCTNDM | Douglas A RoederDirector | 1,000,000 | $2.00 | $2,000,000 | 13,217 | — | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 9:40 am EST | Golub Capital BDC 3, Inc.no symbol | Ohio Strs10% Owner | 133,333 | $15.00 | $2,000,000 | 734,779 | +22.2% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:52 pm EST | TANDEM DIABETES CARE INCTNDM | Kim D BlickenstaffPRESIDENT & CEO, Director | 750,000 | $2.00 | $1,500,000 | 1,236,494 | +154% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 7:08 pm EST | STONEMOR PARTNERS LPSTON | Oaktree Value Equity Holdings, L.P. +210% Owner | 100,000 | $5.40 | $539,600 | 4,110,000 | +2.49% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 7:13 pm EST | STONEMOR PARTNERS LPSTON | OAKTREE CAPITAL MANAGEMENT LP +710% Owner | 100,000 | $5.40 | $539,600 | 4,110,000 | +2.49% | plan? |
| Dec 12, 2017 PForm 4 → | Feb 14, 2018, 6:19 am EST | China Commercial Credit IncCCCR | Yang JieGeneral Manager | 150,000 | $3.50 | $525,000 | 3,484,386 | +4.50% | plan? late |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:06 pm EST | Simply Good Foods CoSMPL | Brian K. RatzanDirector | 40,710 | $12.40 | $504,804 | 48,210 | +543% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 5:50 pm EST | CNX Resources CorpCNX | William N Thorndike Jr.Director | 35,000 | $12.80 | $448,025 | 35,000 | — | plan? |
| Feb 13, 2018 PForm 4 → | Feb 13, 4:53 pm EST | W R GRACE & COGRA | Thomas E BlaserSenior VP and CFO | 5,300 | $65.32 | $346,196 | 9,962 | +114% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:12 pm EST | Simply Good Foods CoSMPL | Nomi GhezDirector | 20,355 | $12.40 | $252,402 | 77,855 | +35.4% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 13, 5:08 pm EST | EDGEWELL PERSONAL CARE CoEPC | John N HillVP, Global Human Resources | 5,000 | $50.04 | $250,200 | 25,314 | +24.6% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 8:25 pm EST | FS Investment CORPFSIC | Michael C. FormanChief Executive Officer, Director | 33,700 | $7.34 | $247,435 | 225,075 | +17.6% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:20 pm EST | TIFFANY & COTIF | Robert S SingerDirector | 2,000 | $99.49 | $198,977 | 15,061 | +15.3% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 6:01 pm EST | SOUTHWEST AIRLINES COLUV | William H Dr CunninghamDirector | 3,500 | $56.25 | $196,875 | 70,469 | +5.23% | plan? |
| Nov 7, 2017 PForm 5 → | Feb 13, 2018, 7:15 pm EST | FLUIDIGM CORPFLDM | LEVIN CAPITAL STRATEGIES, L.P. +810% Owner | 34,685 | $5.44 | $188,578 | 10,420,111 | +0.33% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:16 pm EST | Simply Good Foods CoSMPL | Arvin KashDirector | 15,000 | $12.40 | $186,000 | 22,500 | +200% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 1:41 pm EST | Oaktree Specialty Lending CorpOCSL | Marc GamsinDirector | 35,000 | $4.39 | $153,643 | 35,000 | — | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 5:49 pm EST | BRINKS COBCO | George I StoeckertDirector | 2,000 | $75.87 | $151,746 | 15,714 | +14.6% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:54 pm EST | TANDEM DIABETES CARE INCTNDM | Christopher J TwomeyDirector | 75,000 | $2.00 | $150,000 | 26,758 | — | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:59 pm EST | SunCoke Energy Partners, L.P.SXCP | Sun Coal & Coke LLC10% Owner | 7,854 | $17.97 | $141,131 | 28,400,916 | +0.03% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 4:21 pm EST | PennantPark Floating Rate Capital Ltd.PFLT | Arthur H PennChairman and CEO, Director | 10,000 | $12.57 | $125,664 | 159,209 | +6.70% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:58 pm EST | TANDEM DIABETES CARE INCTNDM | Dick AllenDirector | 60,000 | $2.00 | $120,000 | 13,898 | — | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 1:41 pm EST | Oaktree Specialty Lending CorpOCSL | Bruce ZimmermanDirector | 24,000 | $4.42 | $106,064 | 34,000 | +240% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 6:08 pm EST | MOTORCAR PARTS AMERICA INCMPAA | Joffe SelwynPresident, CEO & Chairman, Director | 5,000 | $21.00 | $105,000 | 140,271 | +3.70% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 5:37 pm EST | KANSAS CITY SOUTHERNKSU | Henry J MaierDirector | 1,000 | $104.35 | $104,345 | 5,159 | +24.0% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 7:21 pm EST | Harvest Capital Credit CorpHCAP | JMP GROUP LLC +410% Owner | 9,780 | $10.58 | $103,459 | 873,044 | +1.13% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 7:49 pm EST | EVERSPIN TECHNOLOGIES INCMRAM | Michael B GustafsonDirector | 14,286 | $7.00 | $100,002 | 14,286 | — | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:56 pm EST | TANDEM DIABETES CARE INCTNDM | Howard E Greene Jr.Director | 50,000 | $2.00 | $100,000 | 61,787 | +424% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 7:53 pm EST | EVERSPIN TECHNOLOGIES INCMRAM | Kevin ConleyPresident and CEO, Director | 14,285 | $7.00 | $99,995 | 24,285 | +143% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:18 pm EST | Simply Good Foods CoSMPL | Clayton C Daley Jr.Director | 7,500 | $12.40 | $93,000 | 50,000 | +17.6% | plan? |
| Nov 28, 2017 PForm 5 → | Feb 13, 2018, 4:49 pm EST | Southern National Bancorp of Virginia IncSONA | John Fitzgerald BiagasDirector | 4,410 | $17.02 | $75,058 | 40,006 | +12.4% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 4:37 pm EST | PENN NATIONAL GAMING INCPENN | Jane ScaccettiDirector | 2,500 | $27.51 | $68,775 | 12,475 | +25.1% | plan? |
| Feb 8, 2006 PForm 5 → | Feb 13, 2018, 5:07 pm EST | NOCOPI TECHNOLOGIES INC/MD/NNUP | Michael FeinsteinChairman of the Board, Director | 1,265,342 | $0.0501 | $63,363 | 1,158,868 | — | plan? |
| Aug 11, 2017 PForm 5 → | Feb 14, 2018, 2:05 pm EST | UNITED COMMUNITY BANKS INCUCBI | Kenneth L DanielsDirector | 2,500 | $25.10 | $62,740 | 1,500 | — | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:09 pm EST | Simply Good Foods CoSMPL | Robert G. MontgomeryDirector | 5,000 | $12.40 | $62,000 | 37,500 | +15.4% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 7:32 am EST | Cogint, Inc.COGT | Michael BrauserDirector | 20,000 | $2.85 | $57,000 | 2,190,345 | +0.92% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 7:33 am EST | Cogint, Inc.COGT | Matthew Conlin10% Owner | 20,000 | $2.81 | $56,200 | 4,397,980 | +0.46% | plan? |
| Nov 6, 2017 PForm 4 → | Feb 13, 2018, 5:09 pm EST | Xperi CorpXPER | Geir SkaadenChief Products & Services Off. | 3,000 | $18.56 | $55,694 | 45,248 | +7.10% | plan? late |
| Feb 13, 2018 PForm 4 → | Feb 13, 5:02 pm EST | MIRAGEN THERAPEUTICS, INC.MGEN | Adam Scott LevyChief Business Officer | 9,090 | $5.50 | $49,995 | 10,540 | +627% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:15 pm EST | Simply Good Foods CoSMPL | James E HealeyDirector | 4,000 | $12.40 | $49,600 | 41,500 | +10.7% | plan? |
| May 1, 2015 PForm 5 → | Feb 14, 2018, 12:10 pm EST | FIRST FINANCIAL BANKSHARES INCFFIN | Ivan Tim LancasterDirector | 1,700 | $29.07 | $49,419 | 11,336 | +17.6% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 4:23 pm EST | TWO HARBORS INVESTMENT CORP.TWO | Thomas SieringCEO & President, Director | 3,000 | $14.85 | $44,548 | 898,683 | +0.33% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 11:46 am EST | SCOTTS LIQUID GOLD INCSLGD | ISZO CAPITAL LP +310% Owner | 13,900 | $3.15 | $43,834 | 1,403,469 | +1.00% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 13, 4:55 pm EST | BERKSHIRE HILLS BANCORP INCBHLB | Richard L. MurphyDirector | 1,000 | $37.00 | $36,999 | 11,884 | +9.19% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 4:09 pm EST | MEXICO EQUITY & INCOME FUND INCMXE | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 3,172 | $10.87 | $34,480 | 1,353,474 | +0.23% | plan? |
| Jan 3, 2018 PForm 4 → | Feb 14, 11:30 am EST | F&M BANK CORPFMBM | John N CristDirector | 1,000 | $32.50 | $32,500 | 12,000 | +9.09% | plan? late |
| Feb 12, 2018 PForm 4 → | Feb 13, 5:05 pm EST | GOLUB CAPITAL BDC, Inc.GBDC | William M Webster IVDirector | 1,634 | $17.96 | $29,347 | 138,148 | +1.20% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 4:06 pm EST | Knowles CorpKN | Didier HirschDirector | 2,000 | $13.40 | $26,800 | 40,821 | +5.15% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 1:25 pm EST | MOTORCAR PARTS AMERICA INCMPAA | Jeffrey P MirvisDirector | 1,000 | $21.09 | $21,086 | 14,387 | +7.47% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 13, 5:50 pm EST | CNX Resources CorpCNX | Maureen Lally-GreenDirector | 1,500 | $12.99 | $19,478 | 36,753 | +4.25% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 4:30 pm EST | Arlington Asset Investment Corp.AI | Richard Ernst KonzmannEVP, CFO and Treasurer | 1,500 | $10.65 | $15,975 | 13,033 | +13.0% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 5:51 pm EST | MOTORCAR PARTS AMERICA INCMPAA | Joseph Edwin FergusonDirector | 750 | $21.00 | $15,750 | 2,946 | +34.2% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 2:29 pm EST | XPLORE TECHNOLOGIES CORPXPLR | Donald F. NevilleDirector | 5,000 | $2.99 | $14,970 | 3,000 | — | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 5:00 pm EST | PRO DEX INCPDEX | William James Farrell IIIDirector | 2,200 | $6.75 | $14,850 | 8,400 | +35.5% | plan? |
| Oct 23, 2017 PForm 4/A → | Feb 14, 2018, 3:52 pm EST | Carolina Trust BancShares, Inc.CART | Ralph N Strayhorn IIIDirector | 1,565 | $8.19 | $12,818 | 2,565 | +157% | plan? |
| May 23, 2017 PForm 5 → | Feb 13, 2018, 5:09 pm EST | NOCOPI TECHNOLOGIES INC/MD/NNUP | Michael FeinsteinChairman of the Board, Director | 285,000 | $0.0397 | $11,327 | 1,443,868 | +24.6% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 4:59 pm EST | MBT FINANCIAL CORPMBTF | Michael James MillerDirector | 1,064 | $9.65 | $10,268 | 221,064 | +0.48% | plan? |
| Jun 7, 2017 PForm 5 → | Feb 13, 2018, 5:11 pm EST | NOCOPI TECHNOLOGIES INC/MD/NNUP | Herman Mark GerwitzDirector | 230,000 | $0.0443 | $10,190 | 475,049 | +93.9% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 6:09 pm EST | MOTORCAR PARTS AMERICA INCMPAA | David BryanDirector | 475 | $21.09 | $10,017 | 2,928 | +19.4% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 13, 5:31 pm EST | DIME COMMUNITY BANCSHARES INCDCOM | Kevin SteinDirector | 500 | $18.32 | $9,160 | 1,500 | +50.0% | plan? |
| Jan 31, 2018 PForm 4 → | Feb 13, 5:37 pm EST | PEOPLES BANCORP OF NORTH CAROLINA INCPEBK | Billy L Jr Dr PriceDirector | 300 | $29.21 | $8,762 | 9,096 | +3.41% | plan? late |
| Feb 12, 2018 PForm 4 → | Feb 14, 11:34 am EST | AIR T INCAIRT | Nicholas John SwensonCEO, Director, 10% Owner | 300 | $27.26 | $8,178 | 161,053 | +0.19% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 2:35 pm EST | GLADSTONE COMMERCIAL CORPGOOD | Robert G CutlipPresident | 400 | $17.51 | $7,004 | 39,100 | +1.03% | plan? |
| Jan 30, 2017 PForm 5 → | Feb 14, 2018, 9:34 am EST | ISABELLA BANK CorpISBA | Jae A EvansPresident & CEO, Director | 222 | $27.81 | $6,173 | 13,117 | +1.72% | plan? |
| Feb 8, 2018 PForm 4 → | Feb 13, 4:49 pm EST | Good Times Restaurants Inc.GTIM | Robert J StetsonOther | 2,102 | $2.34 | $4,926 | 22,202 | +10.5% | plan? late |
| Feb 13, 2018 PForm 4 → | Feb 14, 12:08 pm EST | CCUR Holdings, Inc.CCUR | Julian D. Singer10% Owner | 803 | $5.42 | $4,352 | 2,191,681 | +0.04% | plan? |
| Feb 3, 2017 PForm 5 → | Feb 14, 2018, 2:37 pm EST | UNION BANKSHARES INCUNB | Cornelius John Van DykeVice-Chairman, Director | 71 | $42.98 | $3,033 | 1,772 | +4.15% | plan? |
| Oct 2, 2017 PForm 5 → | Feb 14, 2018, 9:32 am EST | ISABELLA BANK CorpISBA | Jill BourlandDirector | 82 | $28.59 | $2,341 | 298 | +38.0% | plan? |
| Jul 3, 2017 PForm 5 → | Feb 14, 2018, 9:48 am EST | ISABELLA BANK CorpISBA | Joseph LaFramboiseDirector | 73 | $27.93 | $2,025 | 12,958 | +0.56% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 13, 5:36 pm EST | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 1,600 | $0.7596 | $1,215 | 13,293,723 | +0.01% | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 5:52 pm EST | CATO CORPCATO | John P D CatoCHAIRMAN/PRESIDENT/CEO, Director | 100 | $11.32 | $1,132 | 100 | — | plan? |
| Dec 11, 2017 PForm 4 → | Feb 14, 2018, 12:15 pm EST | F&M BANK CORPFMBM | Larry A CaplingerExec VP & Sec, Director | 25 | $34.20 | $855 | 25 | — | plan? late |
| May 1, 2017 PForm 5 → | Feb 14, 2018, 9:50 am EST | ISABELLA BANK CorpISBA | Rhonda S TudorController | 30 | $26.95 | $810 | 62 | +93.4% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 1:05 pm EST | CENTURY BANCORP INCCNBKA | Barry R SloaneCEO and President, Director | 5 | $132.68 | $614 | 1,554 | +0.30% | plan? |
| Aug 25, 2017 PForm 5 → | Feb 13, 2018, 4:50 pm EST | Southern National Bancorp of Virginia IncSONA | Joe A ShearinPresident & CEO, Director | 33 | $16.40 | $548 | 52,326 | +0.06% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 1:03 pm EST | CENTURY BANCORP INCCNBKA | Paul A EvangelistaExecutive Vice President | 3 | $132.68 | $409 | 1,984 | +0.16% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 14, 12:42 pm EST | CALIFORNIA WATER SERVICE GROUPCWT | George A VeraDirector | 3 | $38.00 | $100 | 39,877 | +0.01% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.