SEC Form 4 · accession 0001465740-18-000025
TWO HARBORS INVESTMENT CORP. · TWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Siering
Officer — CEO & President · Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 13, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Feb 12, 2018 | P | 3,000 | $14.8493 | A | 898,683 | D | |
| Common stock, par value $0.01 per share | holding | — | — | — | 172,826 | I | By grantor retained annuity trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $14.8491 to $14.8494. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.