SEC Form 4 · accession 0000899243-18-003686
Arlington Asset Investment Corp. · AI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Ernst Konzmann
Officer — EVP, CFO and Treasurer
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001209028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 9, 2018 | P | 1,500 | $10.65 | A | 13,033 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 76.169 previously unreported shares erroneously purchased at a price of $10.83 on January 31, 2018 via a dividend reinvestment program by Mr. Konzmann's broker.