SEC Form 5 · accession 0001209191-18-009641
NOCOPI TECHNOLOGIES INC/MD/ · NNUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Feinstein
Officer — Chairman of the Board · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $.01 par value | May 23, 2017 | P | 25,000 | $0.04 | A | 1,183,868 | I | By IRA |
| Common stock, $.01 par value | May 25, 2017 | P | 30,000 | $0.04 | A | 1,213,868 | I | By IRA |
| Common stock, $.01 par value | Jun 2, 2017 | P | 15,000 | $0.0492 | A | 1,228,868 | I | By IRA |
| Common stock, $.01 par value | Jun 5, 2017 | P | 20,000 | $0.045 | A | 1,248,868 | I | By IRA |
| Common stock, $.01 par value | Jun 16, 2017 | P | 9,240 | $0.045 | A | 1,258,108 | I | By IRA |
| Common stock, $.01 par value | Jun 19, 2017 | P | 5,050 | $0.045 | A | 1,263,158 | I | By IRA |
| Common stock, $.01 par value | Jun 20, 2017 | P | 4,200 | $0.045 | A | 1,267,358 | I | By IRA |
| Common stock, $.01 par value | Jun 21, 2017 | P | 1,510 | $0.045 | A | 1,268,868 | I | By IRA |
| Common stock, $.01 par value | Jun 22, 2017 | P | 20,000 | $0.0447 | A | 1,288,868 | I | By IRA |
| Common stock, $.01 par value | Jul 19, 2017 | P | 4,875 | $0.04 | A | 1,293,743 | I | By IRA |
| Common stock, $.01 par value | Jul 20, 2017 | P | 45,125 | $0.04 | A | 1,338,868 | I | By IRA |
| Common stock, $.01 par value | Jul 25, 2017 | P | 30,000 | $0.036 | A | 1,368,868 | I | By IRA |
| Common stock, $.01 par value | Jul 25, 2017 | P | 30,000 | $0.035 | A | 1,398,868 | I | By IRA |
| Common stock, $.01 par value | Aug 17, 2017 | P | 20,000 | $0.0345 | A | 1,418,868 | I | By IRA |
| Common stock, $.01 par value | Aug 25, 2017 | P | 25,000 | $0.035 | A | 1,443,868 | I | By IRA |
| Common stock, $.01 par value | holding | — | — | — | 1,367,741 | D | ||
| Common stock, $.01 par value | holding | — | — | — | 940,474 | I | By pension plan |
Table II — derivative securities
No Table II lines on this filing.