SEC Form 5 · accession 0001209191-18-009647
NOCOPI TECHNOLOGIES INC/MD/ · NNUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herman Mark Gerwitz
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $.01 par value | Jun 7, 2017 | P | 130,000 | $0.048 | A | 375,049 | D | |
| Common stock, $.01 par value | Nov 27, 2017 | P | 100,000 | $0.0395 | A | 475,049 | D | |
| Common stock, $.01 par value | holding | — | — | — | 6,000 | I | IRA | |
| Common stock, $.01 par value | holding | — | — | — | 72,500 | I | Daughter | |
| Common stock, $.01 par value | holding | — | — | — | 50,000 | I | M. Gerwitz UGMA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible debenture | $0.025 | holding | — | — | — | Jul 8, 2018 | Jul 8, 2018 | Common stock | 213,320 | 5,333 | D |
| Common stock warrants | $0.02 | holding | — | — | — | Jul 8, 2016 | Jul 8, 2021 | Common stock | 26,665 | 26,665 | D |