SEC Form 5 · accession 0001209191-18-009638
NOCOPI TECHNOLOGIES INC/MD/ · NNUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Feinstein
Officer — Chairman of the Board · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $.01 par valueF1 | Mar 10, 2017 | J | 908,140 | — | D | 1,367,741 | D | |
| Common stock, $.01 par value | Feb 8, 2006 | P | 164,474 | $0.15 | A | 898,474 | I | By pension plan |
| Common stock, $.01 par value | Jan 9, 2017 | P | 30,000 | $0.0345 | A | 928,474 | I | By pension plan |
| Common stock, $.01 par value | Jan 9, 2017 | P | 12,000 | $0.035 | A | 940,474 | I | By pension plan |
| Common stock, $.01 par value | Apr 3, 2017 | P | 23,900 | $0.0258 | A | 123,900 | I | By IRA |
| Common stock, $.01 par value | Apr 3, 2017 | P | 24,112 | $0.024 | A | 148,012 | I | By IRA |
| Common stock, $.01 par value | Apr 4, 2017 | P | 10,000 | $0.0261 | A | 158,012 | I | By IRA |
| Common stock, $.01 par value | Apr 4, 2017 | P | 50,000 | $0.0261 | A | 208,012 | I | By IRA |
| Common stock, $.01 par value | Apr 4, 2017 | P | 75,000 | $0.026 | A | 283,012 | I | By IRA |
| Common stock, $.01 par value | Apr 4, 2017 | P | 198 | $0.024 | A | 283,210 | I | By IRA |
| Common stock, $.01 par value | Apr 4, 2017 | P | 55,000 | $0.026 | A | 338,210 | I | By IRA |
| Common stock, $.01 par value | Apr 5, 2017 | P | 10,000 | $0.0295 | A | 348,210 | I | By IRA |
| Common stock, $.01 par value | Apr 5, 2017 | P | 29,200 | $0.0299 | A | 377,410 | I | By IRA |
| Common stock, $.01 par value | Apr 6, 2017 | P | 30,000 | $0.0298 | A | 407,410 | I | By IRA |
| Common stock, $.01 par value | Apr 6, 2017 | P | 70,000 | $0.03 | A | 477,410 | I | By IRA |
| Common stock, $.01 par value | Apr 7, 2017 | P | 99,977 | $0.03 | A | 577,387 | I | By IRA |
| Common stock, $.01 par value | Apr 10, 2017 | P | 28,750 | $0.03 | A | 606,137 | I | By IRA |
| Common stock, $.01 par value | Apr 12, 2017 | P | 1,500 | $0.033 | A | 607,637 | I | By IRA |
| Common stock, $.01 par value | Apr 13, 2017 | P | 10,000 | $0.035 | A | 617,637 | I | By IRA |
| Common stock, $.01 par value | Apr 13, 2017 | P | 45,631 | $0.038 | A | 663,268 | I | By IRA |
| Common stock, $.01 par value | Apr 13, 2017 | P | 100,000 | $0.035 | A | 763,268 | I | By IRA |
| Common stock, $.01 par value | Apr 18, 2017 | P | 11,000 | $0.04 | A | 774,268 | I | By IRA |
| Common stock, $.01 par value | Apr 19, 2017 | P | 30,000 | $0.0448 | A | 804,268 | I | By IRA |
| Common stock, $.01 par value | Apr 20, 2017 | P | 30,000 | $0.0448 | A | 834,268 | I | By IRA |
| Common stock, $.01 par value | Apr 24, 2017 | P | 30,600 | $0.05 | A | 864,868 | I | By IRA |
| Common stock, $.01 par value | Apr 25, 2017 | P | 13,000 | $0.05 | A | 877,868 | I | By IRA |
| Common stock, $.01 par value | Apr 26, 2017 | P | 100,000 | $0.05 | A | 977,868 | I | By IRA |
| Common stock, $.01 par value | Apr 27, 2017 | P | 81,000 | $0.04 | A | 1,058,868 | I | By IRA |
| Common stock, $.01 par value | Apr 28, 2017 | P | 90,037 | $0.039 | A | 1,148,905 | I | By IRA |
| Common stock, $.01 par value | May 3, 2017 | P | 9,963 | $0.0375 | A | 1,158,868 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer in settlement.