| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 5:07 pm EST | Vitamin Shoppe, Inc.VSI | Vintage Capital Management LLC +210% Owner | 528,305 | $4.33 | $2,288,617 | 3,260,563 | +19.3% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:21 pm EST | ITRON INC /WA/ITRI | SCOPIA CAPITAL MANAGEMENT LP +310% Owner | 21,870 | $68.60 | $1,500,193 | 5,222,140 | +0.42% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 5:51 pm EST | Safety, Income & Growth, Inc.SAFE | ISTAR INC.10% Owner | 71,434 | $17.88 | $1,277,395 | 6,878,390 | +1.05% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:16 pm EST | TEMPLETON DRAGON FUND INCTDF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 30,000 | $21.74 | $652,200 | 850,177 | +3.66% | plan? |
| Dec 14, 2017 PForm 4 → | Jan 3, 2018, 5:15 pm EST | RAMCO GERSHENSON PROPERTIES TRUSTNYSE: RPT | Dennis Earl GershensonPresident and CEO, Director | 25,000 | $14.58 | $364,500 | 529,454 | +4.96% | plan? late |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 5:04 pm EST | Regional Management Corp.RM | BASSWOOD CAPITAL MANAGEMENT, L.L.C. +710% Owner | 13,786 | $26.31 | $362,651 | 27,525 | +100% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 6:43 pm EST | pdvWireless, Inc.PDVW | Owl Creek Asset Management, L.P. +710% Owner | 6,403 | $31.93 | $204,421 | 2,385,965 | +0.27% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:46 pm EST | HERZFELD CARIBBEAN BASIN FUND INCCUBA | Thomas J HerzfeldDirector | 19,290 | $7.15 | $137,842 | 388,788 | +5.22% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 5:33 pm EST | Apollo Endosurgery, Inc.APEN | STONEPINE CAPITAL, L.P.10% Owner | 22,845 | $5.71 | $130,333 | 2,577,996 | +0.89% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 5:39 pm EST | Harvest Capital Credit CorpHCAP | JMP GROUP LLC +410% Owner | 8,475 | $10.99 | $93,126 | 863,264 | +0.99% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 3, 7:02 pm EST | LTC PROPERTIES INCLTC | James PieczynskiDirector | 2,000 | $43.60 | $87,200 | 17,974 | +12.5% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 6:45 pm EST | Petro River Oil Corp.PTRC | Scot CohenEXECUTIVE CHAIRMAN, Director | 36,218 | $1.43 | $51,780 | 1,878,005 | +1.97% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:24 pm EST | FS Investment CORPFSIC | Michael C. FormanChief Executive Officer, Director | 6,600 | $7.49 | $49,444 | 106,917 | +6.58% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:28 pm EST | FS Investment CORPFSIC | Thomas GravinaDirector | 5,000 | $7.54 | $37,685 | 7,500 | +200% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:12 pm EST | MCCLATCHY COMNI | Chatham Asset Management, LLC10% Owner | 3,710 | $8.93 | $33,121 | 1,027,332 | +0.36% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 6:48 pm EST | EQT CorpEQT | A. Bray Cary Jr.Director | 558 | $56.92 | $31,761 | 14,377 | +4.04% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 6:03 pm EST | IES Holdings, Inc.IESC | Todd M ClevelandDirector | 1,500 | $17.03 | $25,545 | 160,627 | +0.94% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:03 pm EST | AIR T INCAIRT | Nicholas John SwensonCEO, Director, 10% Owner | 1,010 | $24.86 | $25,104 | 158,552 | +0.64% | plan? |
| Mar 23, 2017 PForm 5 → | Jan 4, 2018, 10:49 am EST | FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF | Stanley J KerlinDirector | 728 | $30.00 | $21,840 | 31,467 | +2.37% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:21 pm EST | DST SYSTEMS INCDST | Lowell L BryanDirector | 319 | $62.55 | $19,954 | 48,915 | +0.66% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 11:05 am EST | TEL INSTRUMENT ELECTRONICS CORPTIK | Vincent J. Dowling Jr.10% Owner | 5,775 | $2.73 | $15,793 | 303,697 | +1.94% | plan? amended |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:26 pm EST | FS Investment CORPFSIC | Zachary KlehrExecutive Vice President | 2,000 | $7.45 | $14,900 | 17,682 | +12.8% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 3:51 pm EST | Knowles CorpKN | Michael S. PolacekPresident, Intelligent Audio | 1,007 | $14.78 | $14,883 | 45,763 | +2.25% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:28 pm EST | Intra-Cellular Therapies, Inc.ITCI | Christopher D AlafiDirector, 10% Owner | 1,001 | $14.48 | $14,494 | 745,467 | +0.13% | plan? amended |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:31 pm EST | Intra-Cellular Therapies, Inc.ITCI | Rory B RiggsDirector | 1,001 | $14.48 | $14,494 | 36,608 | +2.81% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:29 pm EST | Intra-Cellular Therapies, Inc.ITCI | Richard A LernerDirector | 949 | $14.48 | $13,742 | 9,570 | +11.0% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:49 pm EST | BIMINI CAPITAL MANAGEMENT, INC.BMNM | Robert J DwyerDirector | 5,000 | $2.66 | $13,300 | 1,173,517 | +0.43% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:33 pm EST | Boston Carriers, Inc.BSTN | James Nathan Titus10% Owner | 863,680 | $0.0135 | $11,660 | 1,664,680 | +108% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:54 pm EST | Altimmune, Inc.ALT | Mitchel SayareDirector | 5,100 | $1.95 | $9,963 | 32,650 | +18.5% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 3, 6:05 pm EST | AIR T INCAIRT | Nicholas John SwensonCEO, Director, 10% Owner | 400 | $24.61 | $9,845 | 158,952 | +0.25% | plan? |
| Dec 22, 2017 PForm 4 → | Jan 4, 2018, 3:52 pm EST | Zivo Bioscience, Inc.ZIVO | Christopher D. MaggioreDirector, 10% Owner | 103,000 | $0.0921 | $9,490 | 14,240,831 | +0.73% | plan? late |
| Jan 6, 2017 PForm 4 → | Jan 3, 2018, 4:42 pm EST | WINTRUST FINANCIAL CORPWTFC | William J DoyleDirector | 131 | $72.21 | $9,460 | 1,035 | +14.5% | plan? late |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:08 pm EST | Farmland Partners Inc.FPI | Paul A PittmanChairman and CEO, Director | 1,000 | $8.64 | $8,640 | 1,085,615 | +0.09% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 7:05 pm EST | EQT CorpEQT | Norman J SzydlowskiDirector | 151 | $56.92 | $8,595 | 151 | — | plan? |
| Mar 31, 2017 PForm 4 → | Jan 4, 2018, 2:46 pm EST | QNB CORPQNBC | Dale A WestwoodEVP/Chief Retail Officer | 219 | $36.61 | $8,019 | 6,193 | +3.67% | plan? late |
| Jan 3, 2018 PForm 4 → | Jan 4, 1:31 pm EST | CONMED CORPCNMD | Charles FarkasDirector | 158 | $50.61 | $7,996 | 11,707 | +1.37% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 12:45 pm EST | DNB FINANCIAL CORP /PA/DNBF | Charles A MurrayDirector | 235 | $33.43 | $7,856 | 70,355 | +0.34% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 12:39 pm EST | DNB FINANCIAL CORP /PA/DNBF | Gerard F GriesserDirector | 224 | $33.43 | $7,488 | 24,854 | +0.91% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 12:24 pm EST | DNB FINANCIAL CORP /PA/DNBF | Mildred C JoynerDirector | 222 | $33.43 | $7,421 | 20,666 | +1.09% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 12:36 pm EST | DNB FINANCIAL CORP /PA/DNBF | James J KoegelDirector | 174 | $33.43 | $5,817 | 57,108 | +0.31% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 12:34 pm EST | DNB FINANCIAL CORP /PA/DNBF | Thomas A FillippoDirector | 169 | $33.43 | $5,650 | 44,090 | +0.38% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 4:31 pm EST | Intra-Cellular Therapies, Inc.ITCI | Robert L Van NostrandDirector | 345 | $14.48 | $4,996 | 3,656 | +10.4% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 12:24 pm EST | STONEMOR PARTNERS LPSTON | Martin R LautmanDirector | 764 | $6.46 | $4,935 | 145,160 | +0.53% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 12:47 pm EST | DNB FINANCIAL CORP /PA/DNBF | James R. BieryDirector | 137 | $33.43 | $4,580 | 13,102 | +1.06% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 12:31 pm EST | DNB FINANCIAL CORP /PA/DNBF | James H ThorntonDirector | 106 | $33.43 | $3,544 | 28,470 | +0.37% | plan? |
| Dec 27, 2017 PForm 4 → | Jan 3, 2018, 4:29 pm EST | ENDONOVO THERAPEUTICS, INC.ENDV | Michael Scott MannPresident, 10% Owner | 57,000 | $0.06 | $3,419 | 24,684,189 | +0.23% | plan? late |
| Jan 2, 2018 PForm 4 → | Jan 4, 9:49 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Terry A MooreDirector | 226 | $14.76 | $3,336 | 23,684 | +0.96% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 9:52 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Edward MuranskyDirector | 226 | $14.76 | $3,336 | 4,383 | +5.44% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 6:50 pm EST | ARC DOCUMENT SOLUTIONS, INC.ARC | Dennis Jeffery GrimesVP, Sr. Counsel & Corp Secty | 1,383 | $2.17 | $3,001 | 39,233 | +3.65% | plan? |
| Jan 4, 2018 PForm 4 → | Jan 4, 11:32 am EST | Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)GPM | Ronald E Toupin Jr.Director | 300 | $9.15 | $2,745 | 10,012 | +3.09% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:41 pm EST | RGC RESOURCES INCRGCO | Raymond D Smoot Jr.Director | 89 | $26.33 | $2,333 | 35,848 | +0.25% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 6:46 pm EST | CARMAX INCKMX | W Robert GraftonDirector | 35 | $65.15 | $2,280 | 37,369 | +0.09% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:02 pm EST | FIRST MERCHANTS CORPFRME | Gary LehmanDirector | 39 | $42.62 | $1,667 | 37,477 | +0.10% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 11:05 am EST | CORTLAND BANCORP INCCLDB | Timothy K WoofterDirector | 71 | $21.00 | $1,500 | 8,231 | +0.88% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 9:19 am EST | HILLS BANCORPORATIONHBIA.PK | Steven R RoppSr VP, Director Comm'l Banking | 31 | $47.70 | $1,500 | 15,077 | +0.21% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 10:33 am EST | FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF | Gregory A DuffeyDirector | 27 | $37.68 | $1,017 | 4,753 | +0.57% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 10:07 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Gregg StrolloDirector | 68 | $14.76 | $1,004 | 17,662 | +0.39% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 11:32 am EST | CORTLAND BANCORP INCCLDB | Anthony R VrossDirector | 48 | $21.00 | $1,000 | 6,456 | +0.74% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 12:01 pm EST | CORTLAND BANCORP INCCLDB | Richard B ThompsonDirector | 48 | $21.00 | $1,000 | 169,528 | +0.03% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 2:31 pm EST | RGC RESOURCES INCRGCO | Orazio John S DPresident & CEO, Director | 38 | $26.33 | $1,000 | 30,945 | +0.12% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 10:39 am EST | CORTLAND BANCORP INCCLDB | David C ColeDirector | 38 | $21.00 | $800 | 4,627 | +0.83% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 10:49 am EST | CORTLAND BANCORP INCCLDB | James E Hoffman IIIDirector | 38 | $21.00 | $800 | 8,453 | +0.45% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 11:23 am EST | CORTLAND BANCORP INCCLDB | Neil J KabackDirector | 38 | $21.00 | $800 | 6,042 | +0.63% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 12:13 pm EST | CORTLAND BANCORP INCCLDB | Joseph E KochDirector | 38 | $21.00 | $800 | 11,617 | +0.33% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 12:30 pm EST | CORTLAND BANCORP INCCLDB | Joseph P LanghenryDirector | 38 | $21.00 | $800 | 10,155 | +0.38% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 9:58 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Joseph W SabatVP/Controller | 51 | $14.76 | $753 | 10,504 | +0.49% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 9:45 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Kevin J HelmickPresident & CEO, Director | 34 | $14.76 | $502 | 86,787 | +0.04% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 4:02 pm EST | FIRST MERCHANTS CORPFRME | Patrick A ShermanDirector | 12 | $42.62 | $500 | 35,646 | +0.03% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 2:45 pm EST | RGC RESOURCES INCRGCO | Paul W NesterVP, Treasurer, Secretary & CFO | 11 | $26.33 | $300 | 9,157 | +0.12% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 9:54 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | David Z PaullDirector | 17 | $14.76 | $251 | 35,809 | +0.05% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 9:36 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Carl D CulpEVP/CFO | 14 | $14.76 | $207 | 48,895 | +0.03% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 10:01 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Timothy F ShafferSVP, Regional President | 14 | $14.76 | $207 | 18,882 | +0.07% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 4, 10:03 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Amber B WallaceSr VP/Chief Retail/Marketing | 14 | $14.76 | $207 | 21,256 | +0.07% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 10:37 am EST | FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF | Ronald L Cekovichsvp | 3 | $37.68 | $113 | 2,662 | +0.11% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 4, 10:40 am EST | FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF | Patricia A Hankssvp | 3 | $37.68 | $113 | 2,539 | +0.12% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 4, 2018, 11:09 am EST | DAKOTA TERRITORY RESOURCE CORPDTRC | Richard Lynn BachmanPresident & CEO, Director, 10% Owner | 1,600 | $0.051 | $82 | 14,544,779 | +0.01% | plan? late |
| Jan 3, 2018 PForm 4 → | Jan 4, 10:35 am EST | FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF | Karen K Carmacksvp | 1 | $37.68 | $38 | 277 | +0.36% | plan? |