SEC Form 4 · accession 0001398344-18-000100
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | P | 13,990 | $7.1457 | A | 383,488 | D | |
| Common Stock | Jan 2, 2018 | P | 4,100 | $7.1272 | A | 387,588 | D | |
| Common Stock | Jan 3, 2018 | P | 1,200 | $7.21 | A | 388,788 | D |
Table II — derivative securities
No Table II lines on this filing.