SEC Form 4 · accession 0001144204-18-000572
Vitamin Shoppe, Inc. · VSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
KAHN CAPITAL MANAGEMENT LLC
10% Owner
Brian Randall Kahn
10% Owner
Vintage Capital Management LLC
10% Owner
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001360530
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 29, 2017 | P | 234,343 | $4.3614 | A | 2,966,601 | I | Please see footnotes |
| Common StockF4,F2,F3 | Jan 2, 2018 | P | 133,804 | $4.2841 | A | 3,100,405 | I | Please see footnotes |
| Common StockF5,F2,F3 | Jan 3, 2018 | P | 160,158 | $4.329 | A | 3,260,563 | I | Please see footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average purchase price of the shares purchased ranging from $4.25 to $4.50 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission (the "SEC"), by Vitamin Shoppe, Inc. (the "Issuer"), or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F2In addition to Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), this Form 3 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. Vintage Capital beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of the Issuer.
- F3(Continued from footnote 2) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.
- F4This price represents the weighted average purchase price of the shares purchased ranging from $4.20 to $4.45 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
- F5This price represents the weighted average purchase price of the shares purchased ranging from $4.28 to $4.35 per share, inclusive. Upon request by the staff of the SEC, by the Issuer, or by a security holder of the Issuer, the Reporting Persons will provide full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.