SEC Form 4 · accession 0001384860-18-000001
QNB CORP. · QNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale A Westwood
Officer — EVP/Chief Retail Officer
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2017 | P | 31 | $36.31 | A | 6,005 | D | |
| Common Stock | May 31, 2017 | P | 54 | $31.95 | A | 6,059 | D | |
| Common Stock | Jun 30, 2017 | P | 29 | $38.93 | A | 6,088 | D | |
| Common Stock | Sep 29, 2017 | P | 30 | $38.45 | A | 6,119 | D | |
| Common Stock | Nov 30, 2017 | P | 46 | $36.18 | A | 6,165 | D | |
| Common Stock | Dec 29, 2017 | P | 28 | $42.17 | A | 6,193 | D | |
| Common Stock | Jan 3, 2018 | M | 2,900 | $23.20 | A | 9,093 | D | |
| Common Stock | Jan 3, 2018 | F | 1,503 | $44.75 | D | 7,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $23.20 | Jan 3, 2018 | M | 2,900 | D | Jan 22, 2016 | Jan 22, 2018 | Common Stock | 2,900 | 0 | D |
| Common Stock (Right to Buy) | $25.16 | holding | — | — | — | Jan 28, 2017 | Jan 28, 2019 | Common Stock | 2,875 | 2,875 | D |
| Common Stock (Right to Buy) | $29.25 | holding | — | — | — | Jan 29, 2018 | Jan 29, 2020 | Common Stock | 3,150 | 3,150 | D |
| Common Stock (Right to Buy) | $30.40 | holding | — | — | — | Feb 15, 2019 | Feb 15, 2021 | Common Stock | 3,500 | 3,500 | D |
| Common Stock (Right to Buy) | $37.60 | holding | — | — | — | Feb 15, 2020 | Feb 15, 2022 | Common Stock | 3,400 | 3,400 | D |
Explanation of responses
- F1Dividend Reinvestment Plan Acquisition
- F2Employee Stock Purchase Plan Acquisition