SEC Form 4 · accession 0001015328-18-000020

WINTRUST FINANCIAL CORP · WTFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 6, 2017

Accepted (ET)

Jan 3, 2018 · 4:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001015328

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jan 6, 2017	P	24	$71.99	A	928	D
Common Stock^F1	Jan 19, 2017	P	5	$68.20	A	933	D
Common Stock^F1	Jan 20, 2017	P	9	$70.75	A	942	D
Common Stock^F1	Feb 16, 2017	P	6	$75.26	A	948	D
Common Stock^F1	Mar 20, 2017	P	22	$71.87	A	970	D
Common Stock^F1	Apr 5, 2017	P	11	$68.48	A	981	D
Common Stock^F1	Apr 6, 2017	P	5	$68.35	A	986	D
Common Stock^F1	Apr 24, 2017	P	15	$72.28	A	1,001	D
Common Stock^F1	May 4, 2017	P	3	$72.44	A	1,004	D
Common Stock^F1	May 12, 2017	P	11	$70.41	A	1,015	D
Common Stock^F1	May 18, 2017	P	4	$69.38	A	1,019	D
Common Stock^F1	Aug 11, 2017	P	4	$73.35	A	1,023	D
Common Stock^F1	Nov 6, 2017	P	7	$80.65	A	1,030	D
Common Stock^F1	Dec 27, 2017	P	5	$83.00	A	1,035	D
Common Stock^F2	Dec 31, 2017	A	328	$78.31	A	1,363	D

No Table II lines on this filing.

F1Reporting Person recently was advised of purchases of Issuer's common stock made through an externally management brokerage account during 2017 (131 shares in total). All such purchases were directed and entered into by the account manager; Reporting Person did not have any discretion over investment decisions relating to the account.
F2Shares earned for the fourth quarter of 2017 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.