SEC Form 4 · accession 0001140361-18-000492
Regional Management Corp. · RM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bennett D Lindenbaum
10% Owner
Matthew A Lindenbaum
10% Owner
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
10% Owner
BASSWOOD OPPORTUNITY FUND INC
10% Owner
BASSWOOD PARTNERS, L.L.C.
10% Owner
BASSWOOD FINANCIAL FUND, L.P.
10% Owner
BASSWOOD FINANCIAL FUND, INC.
10% Owner
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001519401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock")F1,F2 | Dec 29, 2017 | P | 7,881 | $26.40 | A | 334,155 | I | See footnotes |
| Common StockF1,F3 | Jan 2, 2018 | S | 4,222 | $25.99 | D | 124,930 | I | See footnotes |
| Common StockF1,F4 | Jan 2, 2018 | S | 1,486 | $25.99 | D | 25,984 | I | See footnotes |
| Common StockF1,F5 | Jan 2, 2018 | P | 2,355 | $26.18 | A | 78,548 | I | See footnotes |
| Common StockF1,F6 | Jan 2, 2018 | P | 3,550 | $26.18 | A | 27,525 | I | See footnotes |
| Common StockF1,F7 | holding | — | — | — | 256,635 | I | See footnotes | |
| Common StockF1,F8 | holding | — | — | — | 690,180 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Notes are included on Exhibit 99.1 hereto.
- F2Notes are included on Exhibit 99.1 hereto.
- F3Notes are included on Exhibit 99.1 hereto.
- F4Notes are included on Exhibit 99.1 hereto.
- F5Notes are included on Exhibit 99.1 hereto.
- F6Notes are included on Exhibit 99.1 hereto.
- F7Notes are included on Exhibit 99.1 hereto.
- F8Notes are included on Exhibit 99.1 hereto.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures