SEC Form 4 · accession 0001415889-18-000010
Petro River Oil Corp. · PTRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot Cohen
Officer — EXECUTIVE CHAIRMAN · Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | P | 12,450 | $1.41 | A | 1,854,237 | D | |
| Common Stock | Jan 2, 2018 | P | 23,768 | $1.44 | A | 1,878,005 | D | |
| Common StockF1 | holding | — | — | — | 36,813 | I | By Structure Oil Corp. | |
| Common StockF2 | holding | — | — | — | 34,702 | I | By the Scot Jason Cohen Foundation | |
| Common StockF3 | holding | — | — | — | 305,431 | I | By ICO Liquidating Trust | |
| Common StockF4 | holding | — | — | — | 725,000 | I | By Pearsonia West Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a managing member Structure Oil Corp.
- F2The Reporting Person is a director of the Scot Jason Cohen Foundation.
- F3The Reporting Person is a managing member of ICO Liquidating Trust.
- F4The Reporting Person is a managing member of Pearsonia West Investments, LLC.