Daily feed · SEC Form 4 filings
All insider purchases — Dec 20, 2017
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 15, 2017 PForm 4 → | Dec 19, 4:10 pm EST | SPRINT CorpS | SOFTBANK GROUP CORP +210% Owner | 5,039,477 | $5.60 | $28,225,475 | 3,343,497,140 | +0.15% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 8:22 pm EST | Global Blood Therapeutics, Inc.GBT | PERCEPTIVE ADVISORS LLC +210% Owner | 175,000 | $38.00 | $6,650,000 | 4,889,066 | +3.71% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:02 pm EST | Casa Systems IncCASA | SUMMIT PARTNERS L P +810% Owner | 250,000 | $13.00 | $3,250,000 | 38,842,000 | +0.65% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:03 pm EST | Casa Systems IncCASA | Peter Y Chung +110% Owner | 250,000 | $13.00 | $3,250,000 | 38,842,000 | +0.65% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:05 pm EST | Casa Systems IncCASA | Bruce R EvansDirector | 250,000 | $13.00 | $3,250,000 | 38,842,000 | +0.65% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 8:44 pm EST | SOLENO THERAPEUTICS INCSLNO | Vivo Ventures V, LLC +210% Owner | 1,085,480 | $1.84 | $1,999,997 | 45,667 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 9:55 pm EST | SOLENO THERAPEUTICS INCSLNO | Edgar EnglemanDirector, 10% Owner | 1,085,480 | $1.84 | $1,999,997 | 4,033,540 | +36.8% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 4:52 pm EST | Dicerna Pharmaceuticals IncDRNA | Bain Capital Life Sciences Investors, LLC +5Director, 10% Owner | 285,000 | $7.00 | $1,995,000 | 285,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:19 pm EST | PROSPECT CAPITAL CORPPSEC | John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner | 247,793 | $6.87 | $1,702,858 | 29,564,747 | +0.85% | plan? |
| Dec 14, 2017 PForm 4 → | Dec 19, 6:06 pm EST | Approach Resources IncAREX | Wilks Brothers, LLC +410% Owner | 550,000 | $2.59 | $1,426,200 | 6,490,300 | +9.26% | plan? late |
| Dec 19, 2017 PForm 4 → | Dec 19, 6:05 pm EST | Casa Systems IncCASA | Jerry GuoPresident & CEO, Director, 10% Owner | 100,000 | $13.00 | $1,300,000 | 11,706,860 | +0.86% | plan? |
| Dec 15, 2017 PForm 4/A → | Dec 19, 7:47 pm EST | AVADEL PHARMACEUTICALS PLCAVDL | Craig R StapletonDirector | 140,000 | $8.67 | $1,213,940 | 180,000 | +350% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 8:56 am EST | Golub Capital BDC 3, Inc.no symbol | Ohio Strs10% Owner | 66,667 | $15.00 | $1,000,000 | 533,333 | +14.3% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 7:47 pm EST | Trilogy Metals Inc.TMQ | Rick Van NieuwenhuysePresident & CEO, Director | 1,159,096 | $0.83 | $962,050 | 2,258,673 | +105% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:13 pm EST | BUILD A BEAR WORKSHOP INCBBW | Point72 Asset Management, L.P. +210% Owner | 50,000 | $9.28 | $463,845 | 2,774,976 | +1.83% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:11 pm EST | ION GEOPHYSICAL CORPIO | Steven BateEVP & CFO | 27,000 | $13.68 | $369,274 | 113,595 | +31.2% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:16 pm EST | ION GEOPHYSICAL CORPIO | Ken WilliamsonEVP&COO, E&P TECHNO & SERVICES | 26,000 | $13.63 | $354,294 | 73,949 | +54.2% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:38 pm EST | APPIAN CORPAPPN | Abdiel Capital Management, LLC +410% Owner | 17,473 | $20.14 | $351,906 | 5,017,229 | +0.35% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:13 pm EST | ION GEOPHYSICAL CORPIO | Colin HulmeEVP, Ocean Bottom Services | 24,429 | $13.76 | $336,058 | 70,690 | +52.8% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 5:09 pm EST | GENESIS ENERGY LPGEL | Kenneth M Jastrow IIDirector | 15,000 | $22.32 | $334,800 | 50,000 | +42.9% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 4:17 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 12,794 | $20.86 | $266,883 | 2,253,355 | +0.57% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:43 pm EST | TICC Capital Corp.TICC | Jonathan H CohenChief Executive Officer, Director | 40,260 | $5.82 | $234,198 | 1,237,528 | +3.36% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:43 pm EST | TICC Capital Corp.TICC | Saul B RosenthalPresident and COO | 40,260 | $5.82 | $234,198 | 1,034,665 | +4.05% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:15 pm EST | ION GEOPHYSICAL CORPIO | Christopher Theron UsherEVP & COO, E&P OPER OPTIMIZAT | 14,850 | $13.50 | $200,475 | 52,217 | +39.7% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 4:33 pm EST | ADOBE SYSTEMS INCADBE | Amy BanseDirector | 1,125 | $177.35 | $199,520 | 31,453 | +3.71% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:42 pm EST | Oaktree Specialty Lending CorpOCSL | John FrankDirector | 28,784 | $4.74 | $136,318 | 28,784 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:35 pm EST | AgroFresh Solutions, Inc.AGFS | DowDuPont Inc. +110% Owner | 18,501 | $7.00 | $129,507 | 18,148,621 | +0.10% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 10:00 am EST | Pershing Gold Corp.PGLC | Barry C HonigDirector, 10% Owner | 50,000 | $2.45 | $122,500 | 1,622,840 | +3.18% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 10:03 am EST | DORCHESTER MINERALS, L.P.DMLP | Robert C VaughnDirector | 7,475 | $14.60 | $109,133 | 15,737 | +90.5% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:31 pm EST | Oaktree Strategic Income CorpOCSI | John FrankDirector | 11,876 | $8.61 | $102,232 | 11,876 | — | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 3:29 pm EST | OVERSEAS SHIPHOLDING GROUP INCOSG | Samuel H NortonPresident and CEO, Director | 36,100 | $2.22 | $80,232 | 174,431 | +26.1% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 8:47 am EST | SPORTSMAN'S WAREHOUSE HOLDINGS, INC.SPWH | Kevan P TalbotCFO & Secretary | 13,000 | $5.78 | $75,114 | 374,507 | +3.60% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 6:52 pm EST | FREQUENCY ELECTRONICS INCFEIM | Edenbrook Capital, LLC +2Director, 10% Owner | 7,800 | $8.83 | $68,841 | 987,101 | +0.80% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:11 pm EST | PROSPECT CAPITAL CORPPSEC | M Grier EliasekCHIEF OPERATING OFFICER, Director | 10,000 | $6.77 | $67,700 | 1,152,196 | +0.88% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:43 pm EST | DIEBOLD NIXDORF, IncDBD | Gale S FitzgeraldDirector | 4,000 | $16.74 | $66,978 | 51,603 | +8.40% | plan? |
| Dec 14, 2017 PForm 4 → | Dec 19, 6:54 pm EST | PERRIGO Co plcPRGO | John WesolowskiEVP, President Rx | 700 | $85.80 | $60,060 | 709 | +7,778% | plan? late |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:44 pm EST | HUDSON TECHNOLOGIES INC /NYHDSN | Richard ParrilloDirector | 10,000 | $5.80 | $57,950 | 133,807 | +8.08% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:51 pm EST | Oaktree Specialty Lending CorpOCSL | Edgar LeeSee Remarks | 12,000 | $4.67 | $55,998 | 12,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:47 pm EST | Oaktree Specialty Lending CorpOCSL | Mathew PendoChief Operating Officer | 12,000 | $4.66 | $55,920 | 12,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:59 pm EST | TEAM INCTISI | Jeffery Gerald DavisDirector | 3,829 | $13.75 | $52,649 | 21,398 | +21.8% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:38 pm EST | Oaktree Strategic Income CorpOCSI | Edgar LeeSee Remarks | 6,000 | $8.58 | $51,496 | 6,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:26 pm EST | Oaktree Strategic Income CorpOCSI | Mathew PendoChief Operating Officer | 6,000 | $8.56 | $51,366 | 6,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:54 pm EST | Oaktree Specialty Lending CorpOCSL | Bruce ZimmermanDirector | 10,000 | $4.74 | $47,400 | 10,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:56 pm EST | Rosehill Resources Inc.ROSE | Harry QuarlsDirector | 5,000 | $8.49 | $42,428 | 27,429 | +22.3% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:40 pm EST | Platform Specialty Products CorpPAH | Diego Lopez CasanelloPresident - Ag Solutions | 4,000 | $9.91 | $39,640 | 15,000 | +36.4% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 6:43 pm EST | Intrepid Potash, Inc.IPI | Robert P Jornayvaz IIIExec. Chair, President & CEO, Director, 10% Owner | 10,000 | $3.85 | $38,500 | 18,150,522 | +0.06% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 11:36 am EST | FNCB Bancorp, Inc.FNCB | Vithalbhai D DhadukDirector | 5,000 | $7.00 | $35,000 | 67,499 | +8.00% | plan? |
| Apr 28, 2017 PForm 4/A → | Dec 20, 2:37 pm EST | CARVANA CO.CVNA | Ira J. PlattDirector | 2,500 | $12.64 | $31,600 | 22,500 | +12.5% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:18 pm EST | MAGNEGAS CORPMNGA | Joe C. StoneDirector | 108,334 | $0.29 | $31,417 | 134,519 | +414% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:02 pm EST | MAGNEGAS CORPMNGA | Christopher HuntingtonDirector | 108,334 | $0.29 | $31,417 | 109,017 | +15,861% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 7:00 pm EST | MAGNEGAS CORPMNGA | William W Staunton IIIDirector | 108,334 | $0.29 | $31,417 | 130,263 | +494% | plan? |
| Dec 20, 2017 PForm 4 → | Dec 20, 3:30 pm EST | BANK OF SOUTH CAROLINA CORPBKSC | Douglas H SassExecutive Vice President, Director | 2,200 | $10.76 | $23,680 | 9,327 | +30.9% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:15 pm EST | SEARS HOMETOWN & OUTLET STORES, INC.SHOS | Robbins DavidDirector | 10,000 | $2.03 | $20,285 | 20,000 | +100% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 7:04 pm EST | MAGNEGAS CORPMNGA | Luisa IngargiolaDirector | 50,000 | $0.29 | $14,500 | 129,287 | +63.1% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 5:04 pm EST | FARMERS & MERCHANTS BANCORPFMCB | Gary J. LongDirector | 20 | $675.00 | $13,500 | 899 | +2.28% | plan? |
| Dec 17, 2017 PForm 4 → | Dec 19, 4:51 pm EST | HUDSON TECHNOLOGIES INC /NYHDSN | Vincent P AbbatecolaDirector | 2,000 | $5.76 | $11,520 | 261,219 | +0.77% | plan? |
| Dec 14, 2017 PForm 4 → | Dec 20, 11:45 am EST | Zivo Bioscience, Inc.ZIVO | Christopher D. MaggioreDirector, 10% Owner | 125,000 | $0.0914 | $11,430 | 14,137,831 | +0.89% | plan? late |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:51 pm EST | ENCANA CORPECA | Douglas James SuttlesPresident and CEO, Director | 1,000 | $11.07 | $11,070 | 76,212 | +1.33% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 3:45 pm EST | REGI U S INCRGUS | Paul Willard ChuteCEO, Director | 63,025 | $0.10 | $6,303 | 1,649,132 | +3.97% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 3:13 pm EST | OVERSEAS SHIPHOLDING GROUP INCOSG | Susan AllanVP, General Counsel & Corp Sec | 2,800 | $2.20 | $6,161 | 7,604 | +58.3% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 9:50 am EST | TENAX THERAPEUTICS, INC.TENX | Ronald R BlanckDirector | 12,950 | $0.4546 | $5,887 | 20,099 | +181% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 5:49 pm EST | Madison Covered Call & Equity Strategy FundMCN | Richard E StruthersDirector | 700 | $7.53 | $5,271 | 700 | — | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 5:44 pm EST | Madison Strategic Sector Premium FundMSP | Richard E StruthersDirector | 450 | $11.47 | $5,162 | 450 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 20, 3:20 pm EST | ACNB CORPACNB | Richard Lee Alloway IIDirector | 156 | $28.87 | $4,500 | 1,673 | +10.3% | plan? late |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:41 pm EST | BMC FUND INCno symbol | Paul H BroyhillDirector | 250 | $18.00 | $4,500 | 30,496 | +0.83% | plan? |
| Dec 15, 2017 PForm 4/A → | Dec 20, 7:41 am EST | Medovex Corp.MDVX | John C ThomasDirector | 6,000 | $0.70 | $4,200 | 115,960 | +5.46% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 19, 6:42 pm EST | ENDONOVO THERAPEUTICS, INC.ENDV | Michael Scott MannPresident, 10% Owner | 68,000 | $0.0562 | $3,824 | 24,528,189 | +0.28% | plan? late |
| Dec 19, 2017 PForm 4 → | Dec 20, 9:30 am EST | Vistra Energy CorpVST | Scott B HelmDirector | 200 | $17.83 | $3,566 | 14,902 | +1.36% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 20, 3:28 pm EST | ACNB CORPACNB | Frank Elsner IIIDirector | 87 | $28.87 | $2,500 | 18,219 | +0.48% | plan? late |
| Dec 15, 2017 PForm 4 → | Dec 20, 3:51 pm EST | ACNB CORPACNB | Scott L KelleyDirector | 78 | $28.87 | $2,250 | 14,728 | +0.53% | plan? late |
| Dec 15, 2017 PForm 4 → | Dec 20, 3:56 pm EST | ACNB CORPACNB | James J LottDirector | 78 | $28.87 | $2,250 | 8,904 | +0.88% | plan? late |
| Dec 18, 2017 PForm 4 → | Dec 19, 5:43 pm EST | DAKOTA TERRITORY RESOURCE CORPDTRC | Richard Lynn BachmanPresident and CEO, Director, 10% Owner | 39,000 | $0.0556 | $2,170 | 14,535,179 | +0.27% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 3:46 pm EST | TRANS WORLD ENTERTAINMENT CORPTWMC | Lloyd I Miller III10% Owner | 500 | $1.70 | $850 | 27,238 | +1.87% | plan? |
| Dec 15, 2017 PForm 4/A → | Dec 20, 7:37 am EST | Medovex Corp.MDVX | Jon MogfordDirector | 1,000 | $0.70 | $700 | 16,840 | +6.31% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:33 pm EST | Main Street Capital CORPMAIN | Rodger A. StoutEVP | 15 | $40.70 | $619 | 162,727 | +0.01% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 9:11 am EST | RELIV INTERNATIONAL INCRELV | Robert L MontgomeryChief Executive Officer, Director, 10% Owner | 100 | $4.25 | $425 | 526,827 | +0.02% | plan? |
| Dec 20, 2017 PForm 4 → | Dec 20, 3:55 pm EST | FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF | Richard E Jordan IIIDirector | 10 | $37.68 | $377 | 1,816 | +0.55% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 2:53 pm EST | ROYAL HAWAIIAN ORCHARDS, L.P.NNUTU | Farhad Fred Ebrahimi10% Owner | 100 | $2.17 | $217 | 9,989,050 | +0.00% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 10:10 am EST | CENTURY BANCORP INCCNBKA | Barry R SloaneCEO and President, Director | 1 | $143.90 | $87 | 1,540 | +0.04% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 10:12 am EST | CENTURY BANCORP INCCNBKA | Paul A EvangelistaExecutive Vice President | 1 | $143.90 | $75 | 1,974 | +0.03% | plan? |
| Dec 20, 2017 PForm 4 → | Dec 20, 3:57 pm EST | FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF | Karen K Carmacksvp | 1 | $37.68 | $38 | 277 | +0.36% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.