SEC Form 4 · accession 0001437749-17-020937
DORCHESTER MINERALS, L.P. · DMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Vaughn
Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 19, 2017 | P | 2,000 | $14.5922 | A | 486,735 | I | . |
| Common UnitsF1 | Dec 19, 2017 | P | 475 | $14.6399 | A | 487,210 | I | . |
| Common UnitsF2 | Dec 19, 2017 | P | 200 | $14.575 | A | 10,937 | D | |
| Common UnitsF2 | Dec 19, 2017 | P | 2,398 | $14.5999 | A | 13,335 | D | |
| Common UnitsF2 | Dec 19, 2017 | P | 700 | $14.60 | A | 14,035 | D | |
| Common UnitsF2 | Dec 19, 2017 | P | 1,702 | $14.60 | A | 15,737 | D | |
| Common UnitsF3 | holding | — | — | — | 20,001 | I | . |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These common units are held by Vaughn Petroleum (DMLP), LLC. Mr. Vaughn and his spouse are the only unit holders of Vaughn Petroleum (DMLP), LLC.
- F2These common units are held by Mr. Vaughn in his individual name, IRA or Keogh Plan.
- F3These common units are held by Empire Partners, Ltd. Mr. Vaughn is the President of Empire (GP), Inc., the general partner of Empire Partners, Ltd. Mr. Vaughn and his spouse are the shareholders of Empire (GP), Inc. Mr. Vaughn disclaims beneficial ownership of such common units, except to the extent of his pecuniary interest therein.