Form4insider filings, from the source

SEC Form 4 · accession 0000899243-17-029183

Dicerna Pharmaceuticals Inc · DRNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Adam Koppel
Director · 10% Owner
Jeffrey Lawrence Schwartz
Director · 10% Owner
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399529

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF5,F6Dec 18, 2017P285,000$7.00A285,000ISee footnotes
Common StockF2,F3,F5,F6Dec 18, 2017M8,454,388—A8,739,388ISee footnotes
Common StockF2,F4,F5,F6Dec 18, 2017A190,849—A8,930,237ISee footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Redeemable Convertible Preferred StockF5,F6,F2,F3—Dec 18, 2017M250,000D——Common Stock8,454,3880I

Explanation of responses

Remarks

Dr. Koppel is a director of the Issuer.