Insider · CIK 0001268529
Saul B Rosenthal
Files at: OXSQ, OXLC. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 16, 2018 PForm 4 → | Apr 18, 11:18 am EDT | Oxford Square Capital Corp.OXSQ | 1,313 | $6.14 | $8,055 | 1,202,236 | +0.11% | plan? |
| Apr 11, 2018 PForm 4 → | Apr 13, 4:14 pm EDT | Oxford Square Capital Corp.OXSQ | 1,189 | $6.12 | $7,276 | 1,200,906 | +0.10% | plan? |
| Apr 6, 2018 PForm 4 → | Apr 10, 5:07 pm EDT | Oxford Square Capital Corp.OXSQ | 323 | $6.20 | $1,999 | 1,199,718 | +0.03% | plan? |
| Apr 2, 2018 PForm 4 → | Apr 4, 4:08 pm EDT | Oxford Square Capital Corp.OXSQ | 4,004 | $6.15 | $24,633 | 1,199,395 | +0.33% | plan? |
| Mar 28, 2018 PForm 4 → | Mar 29, 4:12 pm EDT | Oxford Square Capital Corp.OXSQ | 7,239 | $6.08 | $44,022 | 1,195,391 | +0.61% | plan? |
| Mar 23, 2018 PForm 4 → | Mar 27, 4:17 pm EDT | Oxford Square Capital Corp.OXSQ | 11,120 | $6.09 | $67,688 | 1,188,153 | +0.94% | plan? |
| Mar 20, 2018 PForm 4 → | Mar 22, 4:56 pm EDT | Oxford Square Capital Corp.TICC | 9,309 | $6.13 | $57,026 | 1,177,033 | +0.80% | plan? |
| Mar 15, 2018 PForm 4 → | Mar 19, 4:14 pm EDT | Oxford Street Capital Corp.TICC | 17,497 | $6.08 | $106,449 | 1,167,724 | +1.52% | plan? |
| Mar 12, 2018 PForm 4 → | Mar 14, 4:10 pm EDT | TICC Capital Corp.TICC | 15,063 | $6.27 | $94,516 | 1,150,227 | +1.33% | plan? |
| Mar 7, 2018 PForm 4 → | Mar 9, 4:20 pm EST | TICC Capital Corp.TICC | 10,474 | $6.33 | $66,256 | 1,135,165 | +0.93% | plan? |
| Mar 2, 2018 PForm 4 → | Mar 6, 4:13 pm EST | TICC Capital Corp.TICC | 12,018 | $6.17 | $74,116 | 1,124,691 | +1.08% | plan? |
| Feb 27, 2018 PForm 4 → | Mar 1, 4:28 pm EST | TICC Capital Corp.TICC | 16,354 | $6.05 | $98,931 | 1,113,033 | +1.49% | plan? |
| Feb 22, 2018 PForm 4 → | Feb 26, 4:18 pm EST | TICC Capital Corp.TICC | 8,274 | $5.80 | $48,023 | 1,096,679 | +0.76% | plan? |
| Feb 16, 2018 PForm 4 → | Feb 21, 5:57 pm EST | TICC Capital Corp.TICC | 12,494 | $5.67 | $70,819 | 1,088,405 | +1.16% | plan? |
| Feb 13, 2018 PForm 4 → | Feb 15, 4:37 pm EST | TICC Capital Corp.TICC | 9,857 | $5.65 | $55,648 | 1,075,912 | +0.92% | plan? |
| Feb 8, 2018 PForm 4 → | Feb 12, 4:53 pm EST | TICC Capital Corp.TICC | 16,550 | $5.51 | $91,265 | 1,066,055 | +1.58% | plan? |
| Dec 20, 2017 PForm 4 → | Dec 21, 4:40 pm EST | TICC Capital Corp.TICC | 14,823 | $5.83 | $86,487 | 1,049,488 | +1.43% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:43 pm EST | TICC Capital Corp.TICC | 40,260 | $5.82 | $234,198 | 1,034,665 | +4.05% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 13, 5:11 pm EST | TICC Capital Corp.TICC | 27,632 | $6.06 | $167,315 | 994,406 | +2.86% | plan? |
| Nov 21, 2017 PForm 4 → | Nov 24, 3:44 pm EST | TICC Capital Corp.TICC | 1,070 | $6.09 | $6,515 | 966,774 | +0.11% | plan? |
| Nov 16, 2017 PForm 4 → | Nov 20, 4:44 pm EST | TICC Capital Corp.TICC | 7,068 | $6.07 | $42,891 | 965,704 | +0.74% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:47 pm EST | TICC Capital Corp.TICC | 25,529 | $6.02 | $153,808 | 958,636 | +2.74% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:47 pm EST | TICC Capital Corp.TICC | 53,316 | $5.92 | $315,535 | 933,108 | +6.06% | plan? |
| Aug 31, 2017 PForm 4 → | Sep 5, 5:09 pm EDT | TICC Capital Corp.TICC | 1,532 | $6.69 | $10,248 | 879,764 | +0.17% | plan? |
| Aug 28, 2017 PForm 4 → | Aug 30, 5:57 pm EDT | TICC Capital Corp.TICC | 9,682 | $6.68 | $64,697 | 878,232 | +1.11% | plan? |
| Aug 23, 2017 PForm 4 → | Aug 25, 6:22 pm EDT | TICC Capital Corp.TICC | 7,650 | $6.69 | $51,167 | 868,550 | +0.89% | plan? |
| Aug 18, 2017 PForm 4 → | Aug 22, 5:51 pm EDT | TICC Capital Corp.TICC | 10,021 | $6.66 | $66,768 | 860,900 | +1.18% | plan? |
| Aug 10, 2017 PForm 4 → | Aug 14, 5:53 pm EDT | TICC Capital Corp.TICC | 17,153 | $6.61 | $113,315 | 850,879 | +2.06% | plan? |
| Jun 22, 2017 PForm 4 → | Jun 23, 5:00 pm EDT | Oxford Lane Capital Corp.OXLC | 20,000 | $9.79 | $195,800 | 130,000 | +18.2% | plan? |
| Jun 17, 2016 PForm 4 → | Jun 21, 4:43 pm EDT | TICC Capital Corp.TICC | 68,800 | $5.45 | $374,649 | 833,651 | +9.00% | plan? |
| Jun 14, 2016 PForm 4 → | Jun 16, 5:51 pm EDT | TICC Capital Corp.TICC | 114,856 | $5.39 | $619,189 | 764,851 | +17.7% | plan? |
| Jun 6, 2016 PForm 4 → | Jun 8, 2:37 pm EDT | TICC Capital Corp.TICC | 14,400 | $5.74 | $82,642 | 649,995 | +2.27% | plan? |
| Jun 1, 2016 PForm 4 → | Jun 3, 12:23 pm EDT | TICC Capital Corp.TICC | 174,640 | $5.64 | $984,314 | 635,595 | +37.9% | plan? |
| May 26, 2016 PForm 4 → | May 31, 3:25 pm EDT | TICC Capital Corp.TICC | 75,080 | $5.65 | $424,499 | 460,955 | +19.5% | plan? |
| May 23, 2016 PForm 4 → | May 25, 5:57 pm EDT | TICC Capital Corp.TICC | 71,640 | $5.55 | $397,721 | 385,875 | +22.8% | plan? |
| May 18, 2016 PForm 4 → | May 20, 4:47 pm EDT | TICC Capital Corp.TICC | 60,480 | $5.33 | $322,358 | 314,235 | +23.8% | plan? |
| May 13, 2016 PForm 4 → | May 17, 5:17 pm EDT | TICC Capital Corp.TICC | 53,891 | $5.41 | $291,487 | 253,755 | +27.0% | plan? |
| May 10, 2016 PForm 4 → | May 12, 5:57 pm EDT | TICC Capital Corp.TICC | 50,040 | $5.21 | $260,608 | 199,864 | +33.4% | plan? |
| May 5, 2016 PForm 4 → | May 9, 5:09 pm EDT | TICC Capital Corp.TICC | 42,280 | $5.02 | $212,340 | 149,824 | +39.3% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.