SEC Form 4 · accession 0001179110-17-015696
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevan P Talbot
Officer — CFO & Secretary
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 8:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | G | 13,000 | $0.00 | D | 361,507 | I | By the Kevan P. Talbot Revocable Trust |
| Common StockF1 | Dec 18, 2017 | P | 13,000 | $5.778 | A | 374,507 | I | By the Kevan P. Talbot Revocable Trust |
| Common StockF2,F3 | holding | — | — | — | 78,921 | D | ||
| Common StockF4 | holding | — | — | — | 15,000 | I | By Pit Stop Properties, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.84, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Includes 18,083 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2018 and April 16, 2019, subject to the Reporting Person's continued employment.
- F3Includes 50,000 restricted stock units, which are scheduled to vest in equal installments on April 16, 2018, April 16, 2019, and April 16, 2020, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.
- F4The Reporting Person, through his revocable trust, and his wife, through her revocable trust, are the sole general members of Pit Stop Properties, LLC (the "LLC"). The Reporting Person, his wife and four additional individuals have investor member interests in the LLC. The Reporting Person disclaims beneficial ownership of the common stock of the Issuer held by the LLC except to the extent of his pecuniary interest.