Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 25, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

117 filings · trading day Oct 25, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 16, 2018 JForm 4 →	Oct 25, 9:25 am EDT	CONVERSION LABS, INC.CVLB	Joseph DiTrolioDirector	352,500	$0.20	$70,500	352,500	—	late
Oct 22, 2018 EForm 4 →	Oct 24, 6:22 pm EDT	Omnitek Engineering CorpOMTK	John M PalumboDirector	25,000	$2.33	$58,250	200,000	—
Oct 22, 2018 CSXForm 4 →	Oct 24, 5:01 pm EDT	PhaseBio Pharmaceuticals IncPHAS	NEW ENTERPRISE ASSOCIATES 13 LP +910% Owner	5,307,600	$0.2344	$55,256	0	—
Oct 24, 2018 MForm 4 →	Oct 24, 5:36 pm EDT	ULTIMATE SOFTWARE GROUP INCULTI	Rick WilberDirector	3,750	$14.72	$55,200	0	—
Oct 23, 2018 AForm 4 →	Oct 25, 3:47 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	Edwin SapienzaChief Financial Officer	70,000	$1.04	$52,000	28,750	—
Oct 23, 2018 XForm 4 →	Oct 25, 3:22 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Thomas M. LescalleetOther	1,100	$28.77	$31,647	1,025	—
Oct 22, 2018 CSXForm 4 →	Oct 24, 4:18 pm EDT	PhaseBio Pharmaceuticals IncPHAS	Hatteras Venture Advisors III, LLC +910% Owner	2,388,732	$0.2344	$27,362	0	—
Oct 22, 2018 CMSForm 4 →	Oct 24, 4:19 pm EDT	PhaseBio Pharmaceuticals IncPHAS	Clay ThorpDirector, 10% Owner	2,388,732	$0.2344	$27,362	0	—
Oct 22, 2018 CSXForm 4 →	Oct 24, 4:16 pm EDT	PhaseBio Pharmaceuticals IncPHAS	ASTRAZENECA PLC +110% Owner	2,635,070	$0.2344	$27,337	0	—
Oct 25, 2018 PForm 4 →	Oct 25, 2:02 pm EDT	UNITED BANKSHARES INC/WVUBSI	P Clinton WinterDirector	280	$31.97	$8,950	21,719	—
Oct 22, 2018 CMSForm 4 →	Oct 24, 4:20 pm EDT	PhaseBio Pharmaceuticals IncPHAS	Linda TuftsDirector	964,636	$0.235	$6,413	0	—
Oct 24, 2018 JForm 4 →	Oct 25, 11:30 am EDT	ERIE INDEMNITY COERIE	Timothy G NecastroPresident & CEO	26	$123.46	$3,171	3,801	—
Oct 24, 2018 JForm 4 →	Oct 25, 11:16 am EDT	ERIE INDEMNITY COERIE	Robert C Ingram IIIExecutive VP & CIO	25	$123.46	$3,049	3,655	—
Oct 24, 2018 JForm 4 →	Oct 25, 10:38 am EDT	ERIE INDEMNITY COERIE	Gregory J GuttingEVP & CFO	12	$123.46	$1,493	1,790	—
Oct 23, 2018 AForm 4 →	Oct 25, 11:42 am EDT	SCANA CORPSCG	Jimmy E AddisonCEO, COO, President	20	$37.46	$763	6,315	—
Oct 24, 2018 JForm 4 →	Oct 25, 11:38 am EDT	ERIE INDEMNITY COERIE	Julie Marie PelkowskiSVP, Controller	5	$123.46	$573	687	—
Oct 23, 2018 AForm 4 →	Oct 25, 11:42 am EDT	SCANA CORPSCG	Iris GriffinCFO, SVP, and Treasurer	8	$37.46	$318	42	—
Oct 24, 2018 JForm 4 →	Oct 25, 9:42 am EDT	ERIE INDEMNITY COERIE	Lorianne FeltzExecutive Vice President	2	$123.46	$244	292	—
Oct 22, 2018 CMForm 4 →	Oct 24, 4:18 pm EDT	PhaseBio Pharmaceuticals IncPHAS	Jonathan P MowChief Executive Officer, Director	4,435	$0.12	$37	0	—
Oct 22, 2018 CSXForm 4 →	Oct 24, 5:01 pm EDT	PhaseBio Pharmaceuticals IncPHAS	Peter Justin KleinDirector	2,512	$0.2581	$27	0	—
Oct 22, 2018 CMForm 4 →	Oct 24, 4:15 pm EDT	PhaseBio Pharmaceuticals IncPHAS	Susan Elizabeth ArnoldVP, Preclinical and Chem.	2,512	$0.12	$12	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:03 pm EDT	SolarWinds CorpSWI	Hughes Medical Institute HowardOther	5,329	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:10 pm EDT	SolarWinds CorpSWI	PRUDENTIAL INSURANCE CO OF AMERICA +110% Owner	15,988	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:15 pm EDT	SolarWinds CorpSWI	HERMES USA INVESTORS VENTURE II, LPOther	10,658	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:16 pm EDT	SolarWinds CorpSWI	NB Alternatives Advisers LLC +710% Owner	53,292	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:16 pm EDT	SolarWinds CorpSWI	Thoma Bravo, LLC +910% Owner	1,076,505	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:17 pm EDT	SolarWinds CorpSWI	NB Strategic Co-Investment Partners II Holdings LP +210% Owner	53,292	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:18 pm EDT	SolarWinds CorpSWI	Thoma Bravo, LLC +210% Owner	1,076,505	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 24, 4:19 pm EDT	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Gerald R. MattysChief Executive Officer, Director	39,000	—	—	18,269	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:20 pm EDT	SolarWinds CorpSWI	Lexington Co-Investment Holdings III, L.P. +7Other	26,646	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 4:21 pm EDT	SolarWinds CorpSWI	HarbourVest 2015 Global Fund L.P. +8Other	79,939	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 24, 4:21 pm EDT	GrubHub Inc.GRUB	Margo DruckerSVP, Secretary, Gen Counsel	1,500	—	—	23,933	—
Oct 15, 2018 AForm 4 →	Oct 24, 4:22 pm EDT	ACADIA PHARMACEUTICALS INCACAD	Stephen DavisPRESIDENT AND CEO, Director	118,750	—	—	23,750	—	late
Oct 22, 2018 MForm 4 →	Oct 24, 4:23 pm EDT	Proto Labs IncPRLB	Rainer GawlickDirector	1,600	—	—	700	—
Oct 15, 2018 AForm 4 →	Oct 24, 4:24 pm EDT	ACADIA PHARMACEUTICALS INCACAD	Srdjan R. StankovicEVP	59,375	—	—	11,875	—	late
Oct 15, 2018 AForm 4 →	Oct 24, 4:25 pm EDT	ACADIA PHARMACEUTICALS INCACAD	Michael J. YangEVP AND CCO	50,000	—	—	10,000	—	late
Oct 15, 2018 AForm 4 →	Oct 24, 4:27 pm EDT	ACADIA PHARMACEUTICALS INCACAD	Todd S. YoungEVP AND CFO	23,438	—	—	4,688	—	late
Oct 22, 2018 ADForm 4 →	Oct 24, 4:30 pm EDT	SUPERVALU INCSVU	Stuart D McFarlandSVP GC & Corp Secretary	84,232	—	—	0	—
Oct 23, 2018 MForm 4 →	Oct 24, 4:30 pm EDT	Ceridian HCM Holding Inc.CDAY	Arthur GitajnEVP, CFO	135,755	—	—	0	—
Oct 22, 2018 AForm 4 →	Oct 24, 4:32 pm EDT	Cara Therapeutics, Inc.CARA	Joana GoncalvesChief Medical Officer	250,000	—	—	250,000	—
Oct 22, 2018 ADForm 4 →	Oct 24, 4:32 pm EDT	SUPERVALU INCSVU	Randy G BurdickEVP Chief Information Officer	207,404	—	—	0	—
Oct 22, 2018 ADForm 4 →	Oct 24, 4:32 pm EDT	SUPERVALU INCSVU	James William WeidenheimerEVP Corp Dev & Chief Innv Off	164,159	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 24, 4:33 pm EDT	Intra-Cellular Therapies, Inc.ITCI	Richard A LernerDirector	12,500	—	—	0	—
Oct 22, 2018 ADForm 4 →	Oct 24, 4:34 pm EDT	SUPERVALU INCSVU	Michael C StigersEVP Indep. Bus & Supply Chain	210,006	—	—	0	—
Oct 22, 2018 ADForm 4 →	Oct 24, 4:35 pm EDT	SUPERVALU INCSVU	Mark GrossCEO & President, Director	1,011,407	—	—	0	—
Oct 22, 2018 ADForm 4 →	Oct 24, 4:36 pm EDT	SUPERVALU INCSVU	Anne Marie DamentEVP, Retail, Mktg & Pvt Brands	119,611	—	—	0	—
Oct 23, 2018 AForm 4 →	Oct 24, 4:38 pm EDT	KIMCO REALTY CORPKIM	Colombe M NicholasDirector	637	—	—	15,761	—
Oct 23, 2018 MForm 4 →	Oct 24, 4:39 pm EDT	EMCORE CORPEMKR	Jeffrey RittichierChief Executive Officer, Director	33,333	—	—	40,000	—
Oct 22, 2018 DForm 4 →	Oct 24, 4:39 pm EDT	SUPERVALU INCSVU	David William JohnsonVP Controller - CAO	30,150	—	—	0	—
Oct 23, 2018 AForm 4 →	Oct 24, 4:39 pm EDT	KIMCO REALTY CORPKIM	Joe GrillsDirector	1,014	—	—	64,989	—
Oct 22, 2018 ADForm 4 →	Oct 24, 4:39 pm EDT	SUPERVALU INCSVU	Robert N WosethCFO & EVP	240,376	—	—	0	—
Oct 23, 2018 MForm 4 →	Oct 24, 4:40 pm EDT	EMCORE CORPEMKR	Jikun KimChief Financial Officer	65,060	—	—	65,060	—
Oct 23, 2018 AForm 4 →	Oct 24, 4:40 pm EDT	KIMCO REALTY CORPKIM	Richard G DooleyDirector	1,945	—	—	106,210	—
Oct 23, 2018 AForm 4 →	Oct 24, 4:41 pm EDT	KIMCO REALTY CORPKIM	Richard B SaltzmanDirector	1,274	—	—	61,420	—
Oct 24, 2018 AForm 4 →	Oct 24, 4:52 pm EDT	Eldorado Resorts, Inc.ERI	Anthony L. CaranoExec VP and COO	43,074	—	—	43,074	—
Oct 24, 2018 AForm 4 →	Oct 24, 4:53 pm EDT	Eldorado Resorts, Inc.ERI	Thomas ReegPresident and CFO, Director	68,918	—	—	68,918	—
Oct 22, 2018 MForm 4 →	Oct 24, 4:55 pm EDT	PEPSICO INCPEP	Mehmood KhanVice Chair,EVP,CSO,Global R&D	121,114	—	—	0	—
Nov 21, 2017 PForm 4 →	Oct 24, 2018, 4:59 pm EDT	Zivo Bioscience, Inc.OTCQB:ZIVO	Mark E Strome +410% Owner	26,000,000	—	—	9,000,000	—	late
Oct 22, 2018 CMForm 4 →	Oct 24, 5:00 pm EDT	Okta, Inc.OKTA	William E LoschChief Financial Officer	60,000	—	—	0	—
Oct 18, 2018 AForm 4/A →	Oct 24, 5:01 pm EDT	LogicBio Therapeutics, Inc.LOGC	Thomas WiltonChief Business Officer	29,000	—	—	29,000	—
Oct 22, 2018 AForm 4 →	Oct 24, 5:02 pm EDT	Oncobiologics, Inc.ONS	Stephen J McAndrewSVP Bus. Strat. & Dev.	200,000	—	—	200,000	—
Jun 29, 2018 CForm 4/A →	Oct 24, 5:02 pm EDT	Lovesac CoLOVE	Satori Capital, LLC +7Director, 10% Owner	1,400,000	—	—	0	—
Oct 18, 2018 AForm 4/A →	Oct 24, 5:02 pm EDT	LogicBio Therapeutics, Inc.LOGC	Dean FalbChief Scientific Officer	30,000	—	—	30,000	—
Oct 18, 2018 AForm 4/A →	Oct 24, 5:03 pm EDT	LogicBio Therapeutics, Inc.LOGC	Matthias JaffeChief Financial Officer	69,500	—	—	69,500	—
Oct 22, 2018 AForm 4 →	Oct 24, 5:03 pm EDT	Oncobiologics, Inc.ONS	Kenneth BahrtChief Medical Officer	450,000	—	—	450,000	—
Oct 18, 2018 AForm 4/A →	Oct 24, 5:03 pm EDT	LogicBio Therapeutics, Inc.LOGC	Sandra PooleChief Operating Officer	77,500	—	—	77,500	—
Oct 18, 2018 AForm 4/A →	Oct 24, 5:03 pm EDT	LogicBio Therapeutics, Inc.LOGC	Frederic ChereauPresident, CEO, Director	155,000	—	—	155,000	—
Oct 22, 2018 AForm 4 →	Oct 24, 5:09 pm EDT	LINDSAY CORPLNN	Timothy L HassingerPresident and CEO, Director	20,232	—	—	20,232	—
Oct 22, 2018 AForm 4 →	Oct 24, 5:10 pm EDT	LINDSAY CORPLNN	Brian L KetchamVice President and CFO	3,743	—	—	3,743	—
Oct 24, 2018 MForm 4 →	Oct 24, 5:10 pm EDT	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	520	—	—	8,855	—
Oct 22, 2018 AForm 4 →	Oct 24, 5:12 pm EDT	LINDSAY CORPLNN	James Scott MarionPresident - Infrastructure Div	1,770	—	—	1,770	—
Oct 22, 2018 AForm 4 →	Oct 24, 5:12 pm EDT	LINDSAY CORPLNN	Randy A WoodPres - Agricultural Irrigation	3,743	—	—	3,743	—
Oct 22, 2018 MForm 4 →	Oct 24, 5:14 pm EDT	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	65,500	—
Oct 22, 2018 MForm 4 →	Oct 24, 5:20 pm EDT	Mimecast LtdMIME	Peter Andrew James CampbellChief Financial Officer	4,000	—	—	12,000	—
Oct 23, 2018 MForm 4 →	Oct 24, 5:21 pm EDT	CAMBREX CORPCBM	Steven M KloskPresident & CEO, Director	20,000	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 5:21 pm EDT	SolarWinds CorpSWI	AlpInvest Partners B.V. +8Other	53,292	—	—	0	—
Oct 23, 2018 CForm 4 →	Oct 24, 5:22 pm EDT	SolarWinds CorpSWI	SLP Denali Co-Invest GP, L.L.C. +1Director, 10% Owner	24,931,036	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 24, 5:23 pm EDT	Mimecast LtdMIME	Edward Vincent JenningsChief Operating Officer	7,500	—	—	370,588	—
Oct 14, 2018 AForm 4 →	Oct 24, 5:24 pm EDT	Resonant IncRESN	Robert L. TirvaDirector	24,000	—	—	24,000	—	late
Oct 23, 2018 CForm 4 →	Oct 24, 5:24 pm EDT	SolarWinds CorpSWI	Silver Lake Group, L.L.C. +8Director, 10% Owner	88,327,102	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 24, 5:27 pm EDT	NVR INCNVR	Robert W HenleyPresident, NVRM, Inc.	14,850	—	—	9,850	—
Oct 17, 2018 AForm 4 →	Oct 24, 5:39 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Anton J DrescherDirector	102,220	—	—	231,907	—	late
Oct 22, 2018 AForm 4 →	Oct 24, 5:47 pm EDT	Vectrus, Inc.VEC	Kevin T BoyleSVP, CLO & General Counsel	4,345	—	—	4,345	—
Oct 22, 2018 MForm 4 →	Oct 24, 5:56 pm EDT	YELP INCYELP	Joseph R NachmanChief Operating Officer	10,500	—	—	40,500	—
Oct 23, 2018 AForm 4 →	Oct 24, 5:58 pm EDT	Seres Therapeutics, Inc.MCRB	Kevin HorganChief Medical Officer and EVP	225,000	—	—	225,000	—
Oct 17, 2018 AForm 4 →	Oct 24, 6:33 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Karl L HannemanDirector	101,220	—	—	101,220	—	late
Oct 22, 2018 MForm 4 →	Oct 24, 6:36 pm EDT	NEOGENOMICS INCNEO	Steven G. BrodieVP - Pharma Operations	13,334	—	—	0	—
Oct 22, 2018 DForm 4 →	Oct 24, 6:40 pm EDT	PERRY ELLIS INTERNATIONAL, INCPERY	Michael W RaydenDirector	4,065	—	—	0	—
Oct 22, 2018 DForm 4 →	Oct 24, 6:41 pm EDT	PERRY ELLIS INTERNATIONAL, INCPERY	Bruce J KlatskyDirector	4,065	—	—	0	—
Oct 22, 2018 DForm 4 →	Oct 24, 6:44 pm EDT	PERRY ELLIS INTERNATIONAL, INCPERY	J. David ScheinerDirector	5,157	—	—	0	—
Oct 22, 2018 DForm 4 →	Oct 24, 6:45 pm EDT	PERRY ELLIS INTERNATIONAL, INCPERY	Jane E. DeFlorioDirector	3,816	—	—	0	—
Oct 22, 2018 DForm 4 →	Oct 24, 6:48 pm EDT	PERRY ELLIS INTERNATIONAL, INCPERY	Luis S PaezChief Information Officer	7,369	—	—	0	—
Oct 22, 2018 DForm 4 →	Oct 24, 6:49 pm EDT	PERRY ELLIS INTERNATIONAL, INCPERY	George FeldenkreisDirector	7,302	—	—	0	—
Oct 22, 2018 CForm 4 →	Oct 24, 6:59 pm EDT	DROPBOX, INC.DBX	Arash FerdowsiCo-Founder, Director, 10% Owner	400,000	—	—	28,636,583	—
Oct 22, 2018 MForm 4 →	Oct 24, 7:20 pm EDT	SALESFORCE COM INCCRM	Cynthia G. RobbinsPres. and Chief People Officer	1,287	—	—	3,862	—
Oct 23, 2018 AForm 4 →	Oct 24, 7:29 pm EDT	AEHR TEST SYSTEMSAEHR	Vernon RogersExe. VP. of Sales & Marketing	200,000	—	—	2,217	—
Oct 22, 2018 AForm 4 →	Oct 24, 8:12 pm EDT	Kindred Biosciences, Inc.KIN	Denise BeversPresident and COO, Director	75,000	—	—	75,000	—
Oct 23, 2018 AForm 4 →	Oct 24, 8:56 pm EDT	AEHR TEST SYSTEMSAEHR	William W R ElderDirector	10,000	—	—	10,000	—
Oct 23, 2018 AForm 4 →	Oct 24, 9:06 pm EDT	AEHR TEST SYSTEMSAEHR	Mario M RosatiDirector	10,000	—	—	10,000	—
Oct 23, 2018 AForm 4 →	Oct 24, 9:13 pm EDT	AEHR TEST SYSTEMSAEHR	John M. SchneiderDirector	10,000	—	—	10,000	—
Oct 23, 2018 AForm 4 →	Oct 24, 9:21 pm EDT	AEHR TEST SYSTEMSAEHR	Howard T SlayenDirector	10,000	—	—	10,000	—
Oct 21, 2018 MForm 4 →	Oct 24, 9:40 pm EDT	8X8 INC /DE/EGHT	Bryan R MartinChief Technology Officer	11,462	—	—	0	—	late
Oct 22, 2018 MForm 4 →	Oct 24, 9:54 pm EDT	Rimini Street, Inc.RMNI	Sebastian GradyPresident	969	—	—	73,135	—
Oct 23, 2018 MForm 4 →	Oct 25, 10:24 am EDT	Ascena Retail Group, Inc.ASNA	Gary MutoPresident & CEO-ascena brands	15,999	—	—	0	—
Oct 23, 2018 MForm 4 →	Oct 25, 10:41 am EDT	UNITED COMMUNITY FINANCIAL CORPUCFC	Timothy EssonChief Financial Officer	12,000	—	—	0	—
Oct 23, 2018 MForm 4 →	Oct 25, 11:31 am EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer, Director	5,000	—	—	490,720	—
Aug 21, 2018 AForm 4/A →	Oct 25, 12:36 pm EDT	MEREDITH CORPMDP	Steven M CappaertCorporate Controller	14,450	—	—	5,250	—
Oct 23, 2018 AForm 4 →	Oct 25, 12:48 pm EDT	VIVEVE MEDICAL, INC.VIVE	Daniel JanneyDirector	17,500	—	—	17,500	—
Oct 23, 2018 AForm 4 →	Oct 25, 12:48 pm EDT	VIVEVE MEDICAL, INC.VIVE	Debora JornDirector	17,500	—	—	17,500	—
Oct 23, 2018 AForm 4 →	Oct 25, 12:48 pm EDT	VIVEVE MEDICAL, INC.VIVE	Arlene MorrisDirector	17,500	—	—	17,500	—
Oct 24, 2018 MForm 4 →	Oct 25, 1:38 pm EDT	ESSEX PROPERTY TRUST INCESS	John D EudyExecutive Vice President	1,834	—	—	0	—
Oct 24, 2018 MForm 4 →	Oct 25, 1:42 pm EDT	MCCORMICK & CO INCMKC	Michael D ManganDirector	5,000	—	—	0	—
Oct 24, 2018 MForm 4 →	Oct 25, 1:46 pm EDT	ESSEX PROPERTY TRUST INCESS	Michael J SchallPresident and CEO	3,012	—	—	655	—
Oct 24, 2018 AForm 4 →	Oct 25, 2:20 pm EDT	ERIE INDEMNITY COERIE	Elizabeth A VorsheckDirector, 10% Owner	71	—	—	10,196	—
Oct 23, 2018 MForm 4 →	Oct 25, 3:26 pm EDT	INTUITIVE SURGICAL INCISRG	Curet MyriamEVP & Chief Medical Officer	1,100	—	—	8,650	—
Oct 24, 2018 MForm 4 →	Oct 25, 3:29 pm EDT	NVR INCNVR	Timothy M DonahueDirector	1,065	—	—	699	—
Oct 24, 2018 MForm 4 →	Oct 25, 3:31 pm EDT	COCA COLA COKO	James L DinkinsSenior Vice President	8,754	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.