SEC Form 4 · accession 0001187092-18-000004
Omnitek Engineering Corp · OMTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Palumbo
Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 24, 2018 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404804
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $2.33 | Oct 22, 2018 | E | 25,000 | D | Oct 23, 2013 | Oct 22, 2018 | Common Stock | 25,000 | 200,000 | D |
| Common Stock Option | $1.85 | holding | — | — | — | Oct 24, 2014 | Oct 23, 2019 | Common Stock | 25,000 | 200,000 | D |
| Common Stock Option | $0.85 | holding | — | — | — | Aug 4, 2015 | Aug 3, 2022 | Common Stock | 25,000 | 200,000 | D |
| Common Stock Option | $0.26 | holding | — | — | — | Apr 15, 2016 | Apr 14, 2023 | Common Stock | 50,000 | 200,000 | D |
| Common Stock Option | $0.164 | holding | — | — | — | Feb 10, 2017 | Feb 9, 2024 | Common Stock | 50,000 | 200,000 | D |
| Common Stock Option | $0.07 | holding | — | — | — | Jan 11, 2018 | Jan 10, 2025 | Common Stock | 50,000 | 200,000 | D |
Explanation of responses
- F1Options expired on 10/22/2018