SEC Form 4 · accession 0001209191-18-056068
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mehmood Khan
Officer — Vice Chair,EVP,CSO,Global R&D
Period of report
Oct 22, 2018
Accepted (ET)
Oct 24, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Oct 22, 2018 | M | 50,526 | $66.50 | A | 173,702 | D | |
| PepsiCo, Inc. Common Stock | Oct 22, 2018 | M | 13,283 | $63.75 | A | 186,985 | D | |
| PepsiCo, Inc. Common StockF1 | Oct 22, 2018 | S | 63,809 | $110.1348 | D | 123,176 | D | |
| PepsiCo, Inc. Common StockF2 | Oct 22, 2018 | S | 7,106 | $110.4633 | D | 116,070 | D | |
| PepsiCo, Inc. Common Stock | Oct 23, 2018 | M | 57,305 | $63.75 | A | 173,375 | D | |
| PepsiCo, Inc. Common StockF3 | Oct 23, 2018 | S | 57,305 | $110.0533 | D | 116,070 | D | |
| PepsiCo, Inc. Common StockF4 | Oct 23, 2018 | S | 40,075 | $110.132 | D | 75,995 | D | |
| PepsiCo, Inc. Common StockF5 | holding | — | — | — | 220 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $66.50 | Oct 22, 2018 | M | 50,526 | D | Apr 12, 2013 | Apr 11, 2020 | PepsiCo, Inc. Common Stock | 50,526 | 0 | D |
| Employee Stock Option (right to buy) | $63.75 | Oct 22, 2018 | M | 13,283 | D | Mar 1, 2014 | Feb 28, 2021 | PepsiCo, Inc. Common Stock | 13,283 | 57,305 | D |
| Employee Stock Option (right to buy) | $63.75 | Oct 23, 2018 | M | 57,305 | D | Mar 1, 2014 | Feb 28, 2021 | PepsiCo, Inc. Common Stock | 57,305 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $110.00 and $110.85, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2The shares with respect to this transaction were sold at prices ranging from $110.40 and $110.61, a portion of which were sold to cover taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F3The shares with respect to this transaction were sold at prices ranging from $110.00 and $110.12, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F4The shares with respect to this transaction were sold at prices ranging from $110.00 and $110.24, a portion of which were sold to cover taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F5Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of October 22, 2018.