SEC Form 4 · accession 0001209191-18-056059
Ceridian HCM Holding Inc. · CDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur Gitajn
Officer — EVP, CFO
Period of report
Oct 23, 2018
Accepted (ET)
Oct 24, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2018 | M | 112,500 | $16.82 | A | 124,127 | D | |
| Common StockF1 | Oct 23, 2018 | M | 23,255 | $17.20 | A | 147,382 | D | |
| Common StockF1,F2 | Oct 23, 2018 | S | 135,755 | $36.18 | D | 11,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F3 | $16.82 | Oct 23, 2018 | M | 112,500 | D | Dec 31, 2017 | Dec 31, 2026 | Common Stock | 112,500 | 337,500 | D |
| Option (right to buy)F1 | $17.20 | Oct 23, 2018 | M | 23,255 | D | Apr 30, 2018 | Apr 27, 2027 | Common Stock | 23,255 | 0 | D |
| Option (right to buy)F4 | $22.00 | holding | — | — | — | — | Apr 25, 2028 | Common stock | 244,565 | 244,565 | D |
Explanation of responses
- F1The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.91 to $36.60 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Consists of 112,500 vested and exercisable options as of December 31, 2017 and 337,500 options that vest and become exercisable in three equal annual installments beginning on December 31, 2018.
- F4These options vest and become exercisable in four equal installments beginning on April 25, 2019.
Remarks
Filed for Arthur Gitajn, pursuant to the Power of Attorney previously filed