SEC Form 4 · accession 0001437749-18-018696
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer Gawlick
Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 24, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 22, 2018 | M | 800 | $5.56 | A | 15,489 | D | |
| Common Stock | Oct 24, 2018 | M | 800 | $5.56 | A | 16,289 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.56 | Oct 22, 2018 | M | 800 | D | — | Apr 28, 2019 | Common Stock | 800 | 1,500 | D |
| Stock Option (right to buy)F1 | $5.56 | Oct 24, 2018 | M | 800 | D | — | Apr 28, 2019 | Common Stock | 800 | 700 | D |
Explanation of responses
- F1Fully vested.