SEC Form 4 · accession 0000899243-18-027412
UNITED COMMUNITY FINANCIAL CORP · UCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Esson
Officer — Chief Financial Officer
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 10:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707886
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 23, 2018 | M | 12,000 | $1.90 | A | 73,937 | D | |
| Common Shares | holding | — | — | — | 56,983 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.90 | Oct 23, 2018 | M | 12,000 | D | May 8, 2009 | May 8, 2019 | Common Shares | 12,000 | 0 | D |
Explanation of responses
- F1The options became exercisable in three equal installments on May 8, 2009, December 31, 2010 and December 31, 2011.