Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 1, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

259 filings · trading day Oct 1, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 30, 2018 JSForm 4/A →	Sep 28, 4:07 pm EDT	Altisource Asset Management CorpAAMC	Luxor Capital Group, LPOther	18,016	$45.00	$260,460	326	—
Sep 27, 2018 AForm 4 →	Oct 1, 3:55 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Matthew S KissnerDirector	2,710	$60.80	$164,768	37,231	—
Sep 27, 2018 AForm 4 →	Oct 1, 3:54 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Mari Jean BakerDirector	1,809	$60.80	$109,987	14,539	—
Sep 27, 2018 AForm 4 →	Oct 1, 3:55 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	George BellDirector	1,809	$60.80	$109,987	9,793	—
Sep 27, 2018 AForm 4 →	Oct 1, 3:55 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Laurie A LeshinDirector	1,809	$60.80	$109,987	7,547	—
Sep 27, 2018 AForm 4 →	Oct 1, 3:55 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Raymond W McDanielDirector	1,809	$60.80	$109,987	30,490	—
Sep 27, 2018 AForm 4 →	Oct 1, 3:55 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	William B PlummerDirector	1,809	$60.80	$109,987	50,580	—
Sep 28, 2018 AForm 4 →	Oct 1, 11:03 am EDT	WORTHINGTON INDUSTRIES INCWOR	Peter KarmanosDirector	2,191	$43.36	$95,002	88,665	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:11 pm EDT	LINCOLN NATIONAL CORPLNC	William H Dr CunninghamDirector	1,389	$67.66	$94,000	92,439	—
Sep 28, 2018 AForm 4 →	Oct 1, 11:02 am EDT	WORTHINGTON INDUSTRIES INCWOR	Michael J EndresDirector	1,960	$43.36	$84,986	66,510	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:25 pm EDT	LINCOLN NATIONAL CORPLNC	Lynn M UtterDirector	964	$67.66	$65,250	3,298	—
Sep 13, 2018 SForm 4 →	Sep 28, 4:28 pm EDT	AQUANTIA CORPAQ	Ken PelowskiDirector	64,012	$0.9373	$59,998	0	—	late
Sep 28, 2018 AForm 4 →	Oct 1, 1:00 pm EDT	MURPHY OIL CORP /DEMUR	Claiborne P DemingDirector	1,725	$33.34	$57,512	5,685	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:10 pm EDT	LINCOLN NATIONAL CORPLNC	Deirdre P ConnellyDirector	595	$67.66	$40,250	6,120	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:11 pm EDT	LINCOLN NATIONAL CORPLNC	George W Henderson IIIDirector	595	$67.66	$40,250	43,434	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:11 pm EDT	LINCOLN NATIONAL CORPLNC	Eric G JohnsonDirector	595	$67.66	$40,250	41,779	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:23 pm EDT	LINCOLN NATIONAL CORPLNC	Gary C KellyDirector	595	$67.66	$40,250	26,452	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:24 pm EDT	LINCOLN NATIONAL CORPLNC	M Leanne LachmanDirector	595	$67.66	$40,250	1,248	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:24 pm EDT	LINCOLN NATIONAL CORPLNC	Michael F MeeDirector	595	$67.66	$40,250	66,331	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:24 pm EDT	LINCOLN NATIONAL CORPLNC	Patrick S PittardDirector	595	$67.66	$40,250	9,588	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:25 pm EDT	LINCOLN NATIONAL CORPLNC	Isaiah TidwellDirector	595	$67.66	$40,250	33,274	—
Sep 28, 2018 AForm 4/A →	Oct 1, 3:31 pm EDT	LINCOLN NATIONAL CORPLNC	Deirdre P ConnellyDirector	595	$67.66	$40,250	6,715	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Susan K CarterDirector	237	$167.80	$39,832	13,454	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Margaret G McGlynnDirector	236	$167.80	$39,669	35,426	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:49 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	David J AndersonDirector	556	$70.88	$39,375	5,979	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:54 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Ralph D Crosby Jr.Director	556	$70.88	$39,375	16,371	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	David H Y HoDirector	224	$167.80	$37,586	11,451	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:41 pm EDT	BOSTON PROPERTIES INCBXP	David A TwardockDirector	241	$123.09	$29,625	22,993	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:56 pm EDT	MURPHY OIL CORP /DEMUR	Neal E SchmaleDirector	873	$33.34	$29,106	9,761	—
Oct 1, 2018 AForm 4 →	Oct 1, 3:38 pm EDT	GRACO INCGGG	Lee R MitauDirector	620	$46.34	$28,750	169,828	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:41 pm EDT	BOSTON PROPERTIES INCBXP	Joel KleinDirector	228	$123.09	$28,125	4,770	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:41 pm EDT	BOSTON PROPERTIES INCBXP	Matthew J LustigDirector	204	$123.09	$25,125	5,759	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:54 pm EDT	MURPHY OIL CORP /DEMUR	Jeffrey W NolanDirector	750	$33.34	$25,005	7,857	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:06 pm EDT	COOPER TIRE & RUBBER COCTB	Steven M ChapmanDirector	883	$28.30	$25,000	120,671	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:57 pm EDT	VALVOLINE INCVVV	Stephen E. MacadamDirector	1,162	$21.51	$24,995	14,627	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:42 pm EDT	Macy's, Inc.M	William H LenehanDirector	673	$37.11	$24,976	673	—
Sep 30, 2018 AForm 4 →	Oct 1, 12:18 pm EDT	USG CORPUSG	Richard P LavinDirector	548	$43.31	$23,750	1,681	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:42 pm EDT	BOSTON PROPERTIES INCBXP	Carol B. EinigerDirector	192	$123.09	$23,625	17,427	—
Oct 1, 2018 AForm 4 →	Oct 1, 2:40 pm EDT	GRACO INCGGG	J Kevin GilliganDirector	472	$46.34	$21,875	78,470	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:27 pm EDT	TimkenSteel CorpTMST	Randall A WotringDirector	1,471	$14.87	$21,874	13,701	—
Sep 28, 2018 AForm 4 →	Oct 1, 11:03 am EDT	WORTHINGTON INDUSTRIES INCWOR	Kerrii B AndersonDirector	490	$43.36	$21,246	4,765	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:07 pm EDT	MURPHY OIL CORP /DEMUR	T Jay CollinsDirector	630	$33.34	$21,004	3,687	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:26 pm EDT	TimkenSteel CorpTMST	Joseph A CarrabbaDirector	1,345	$14.87	$20,000	6,775	—
Sep 30, 2018 AForm 4 →	Oct 1, 2:02 pm EDT	ENPRO INDUSTRIES, INCNPO	Felix M. BrueckDirector	274	$72.93	$20,000	13,399	—
Sep 30, 2018 AForm 4 →	Oct 1, 2:02 pm EDT	ENPRO INDUSTRIES, INCNPO	John HumphreyDirector	274	$72.93	$20,000	6,571	—
Oct 1, 2018 AForm 4 →	Oct 1, 2:53 pm EDT	GRACO INCGGG	Jody H FeragenDirector	432	$46.34	$20,000	1,315	—
Oct 1, 2018 AForm 4 →	Oct 1, 2:58 pm EDT	GRACO INCGGG	Eric EtchartDirector	432	$46.34	$20,000	6,376	—
Oct 1, 2018 AForm 4 →	Oct 1, 3:51 pm EDT	GRACO INCGGG	R William Van SantDirector	432	$46.34	$20,000	64,082	—
Oct 1, 2018 AForm 4 →	Oct 1, 3:50 pm EDT	GRACO INCGGG	Martha A M MorfittDirector	405	$46.34	$18,750	98,574	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:29 pm EDT	TC PIPELINES LPTCP	Malyn K MalquistDirector	577	$30.33	$17,500	15,683	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:37 pm EDT	TC PIPELINES LPTCP	Walentin MiroshDirector	577	$30.33	$17,500	16,483	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:39 pm EDT	TC PIPELINES LPTCP	Jack StarkDirector	577	$30.33	$17,500	23,540	—
Aug 15, 2018 AForm 4 →	Oct 1, 3:33 pm EDT	INDEPENDENT BANK CORP /MI/IBCP	Joan A BuddenDirector	716	$23.74	$17,007	9,096	—	late
Oct 1, 2018 AForm 4 →	Oct 1, 2:47 pm EDT	GRACO INCGGG	Jack W EugsterDirector	344	$46.34	$15,937	52,106	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:34 pm EDT	Macy's, Inc.M	Joyce M RocheDirector	371	$37.11	$13,769	371	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:24 pm EDT	Macy's, Inc.M	Leslie D. HaleDirector	337	$37.11	$12,505	337	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Chad C DeatonDirector	73	$167.80	$12,252	10,971	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:25 pm EDT	MGIC INVESTMENT CORPMTG	Gary A. PolinerDirector	902	$13.31	$12,000	105,257	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:20 pm EDT	CATERPILLAR INCCAT	Suzette M LongGeneral Counsel/Corporate Sec.	78	$153.17	$11,947	4,019	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:19 pm EDT	CATERPILLAR INCCAT	Denise C JohnsonGroup President	74	$153.17	$11,335	7,251	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Edward L MonserDirector	63	$167.80	$10,643	9,565	—
Aug 15, 2018 AForm 4 →	Oct 1, 2:53 pm EDT	INDEPENDENT BANK CORP /MI/IBCP	Matthew J MissadDirector	338	$23.79	$8,033	6,389	—	late
Sep 26, 2018 AForm 4 →	Sep 28, 5:18 pm EDT	CATERPILLAR INCCAT	Bob De LangeGroup President	48	$153.17	$7,352	48	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:32 pm EDT	WINNEBAGO INDUSTRIES INCWGO	William C. FisherDirector	202	$33.15	$6,696	7,134	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:26 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Martha T RodamakerDirector	189	$33.15	$6,265	12,051	—
Oct 1, 2018 AForm 4 →	Oct 1, 2:17 pm EDT	GRACO INCGGG	William J CarrollDirector	135	$46.34	$6,250	51,679	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Matthew H PaullDirector	36	$167.80	$6,024	5,416	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:07 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresE.V.P. Global Research & Dev.	100	$59.37	$5,960	1,981	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:10 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannE.V.P. Global Operations	94	$59.37	$5,558	4,449	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:37 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Robert M ChiusanoDirector	145	$33.15	$4,807	24,880	—
Aug 15, 2018 AForm 4 →	Oct 1, 2:02 pm EDT	INDEPENDENT BANK CORP /MI/IBCP	Terry L HaskeDirector	167	$24.95	$4,173	27,985	—	late
Sep 26, 2018 OForm 4 →	Sep 28, 4:41 pm EDT	CONVERSION LABS, INC.CVLB	Anthony BruzzeseDirector	40,800	$0.10	$4,080	0	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Charles I CogutDirector	22	$167.80	$3,641	3,290	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:02 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	59	$59.37	$3,528	4,045	—
Sep 30, 2018 AForm 4 →	Oct 1, 10:14 am EDT	AIR PRODUCTS & CHEMICALS INC /DE/APD	Seifi GhasemiChairman, Pres. and CEO	17	$167.80	$2,904	2,590	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:03 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardE.V.P. Chief Marketing Officer	46	$59.37	$2,725	4,704	—
Sep 30, 2018 AForm 4 →	Oct 1, 12:06 pm EDT	USG CORPUSG	Steven F LeerDirector	62	$43.31	$2,687	92,911	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:06 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiE.V.P. Global Human Resources	43	$59.37	$2,580	1,428	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:14 pm EDT	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	23	$109.13	$2,475	2,879	—
Sep 28, 2018 AForm 4 →	Oct 1, 12:08 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	36	$59.37	$2,146	85,982	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:30 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael R ColeChief Financial Officer	41	$35.33	$1,449	26,741	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:31 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Robert D ColemanExec Vice Pres Manufacturing	41	$35.33	$1,449	24,425	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:33 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Donald L JamesExec VP National Sales	41	$35.33	$1,449	20,436	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:35 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Matthew J MissadChief Executive Officer, Director	41	$35.33	$1,449	75,758	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:41 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael F MordellExec VP International Ops	41	$35.33	$1,449	68,093	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:45 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Chad C. Uhlig-EastinExec Vice Pres Purchasing	41	$35.33	$1,449	20,464	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:21 pm EDT	CATERPILLAR INCCAT	Ramin YounessiGroup President	8	$153.17	$1,225	251	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:18 pm EDT	CATERPILLAR INCCAT	Jananne A. CopelandChief Accounting Officer	6	$153.17	$919	3,220	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:13 pm EDT	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	8	$109.13	$875	40	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:16 pm EDT	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	8	$109.13	$846	472	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:11 pm EDT	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	7	$109.13	$781	8,667	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:43 pm EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	David A. TutasVP Legal, Gen Csl, Secty	21	$35.33	$742	13,622	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:09 pm EDT	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP, Law, Compl & Spec Proj	4	$109.13	$475	780	—
Sep 28, 2018 AForm 4 →	Oct 1, 3:55 pm EDT	XCEL ENERGY INCXEL	Brett C CarterEVP, Chief Customer and Innova	4	$47.21	$208	31	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:03 pm EDT	COMTECH TELECOMMUNICATIONS CORP /DE/CMTL	Nancy StalloneVice President of Finance	27,940	—	—	6,330	—
Sep 27, 2018 CForm 4 →	Sep 28, 4:04 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	Essetifin SPA +510% Owner	—	—	—	0	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:06 pm EDT	Venator Materials PLCVNTR	Simon TurnerSee Remarks, Director	5,841	—	—	11,680	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:06 pm EDT	Venator Materials PLCVNTR	Kurt OgdenSee Remarks	1,826	—	—	3,649	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:06 pm EDT	Venator Materials PLCVNTR	Russell R StolleSee Remarks	1,461	—	—	2,919	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:06 pm EDT	Venator Materials PLCVNTR	Mahomed MaiterSee Remarks	1,278	—	—	2,555	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:07 pm EDT	SCHOLASTIC CORPSCHL	David John YoungDirector	2,681	—	—	2,681	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:08 pm EDT	TORO COTTC	Kurt D SvendsenVP, Information Services	6,180	—	—	0	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:09 pm EDT	SCHOLASTIC CORPSCHL	Mary BeechDirector	2,681	—	—	2,681	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:10 pm EDT	Urovant Sciences Ltd.UROV	Keith KatkinPEO;CEO-Urovant Sciences,Inc., Director	39,815	—	—	39,815	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:10 pm EDT	AUTOZONE INCAZO	William W GravesExec. Vice President	18,900	—	—	0	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:11 pm EDT	AUTOZONE INCAZO	William C Rhodes IIIChairman, President & CEO, Director	23,700	—	—	0	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:12 pm EDT	SCHOLASTIC CORPSCHL	Warwick PeterDirector	2,681	—	—	2,681	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:12 pm EDT	SCHOLASTIC CORPSCHL	John L DaviesDirector	2,681	—	—	2,681	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:13 pm EDT	SCHOLASTIC CORPSCHL	James W BargeDirector	2,681	—	—	2,681	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:13 pm EDT	TORO COTTC	Christopher A TwomeyDirector	19,292	—	—	0	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:14 pm EDT	SCHOLASTIC CORPSCHL	Andres A AlonsoDirector	2,681	—	—	2,681	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:16 pm EDT	Natera, Inc.NTRA	Steven Leonard ChapmanChief Operating Officer	6,000	—	—	44,712	—
Sep 28, 2018 AForm 4 →	Sep 28, 4:19 pm EDT	BROOKS AUTOMATION INCBRKS	A Clinton AllenDirector	21	—	—	7,926	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:20 pm EDT	ENVESTNET, INC.ENV	William CragerPresident	12,000	—	—	0	—
Sep 28, 2018 AForm 4 →	Sep 28, 4:20 pm EDT	BROOKS AUTOMATION INCBRKS	Robyn C DavisDirector	62	—	—	22,734	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:20 pm EDT	TUESDAY MORNING CORP/DETUES	Steven R BeckerChief Executive Officer, Director	248,385	—	—	248,385	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:20 pm EDT	SCHOLASTIC CORPSCHL	James W BargeDirector	2,681	—	—	2,681	—
Sep 28, 2018 AForm 4 →	Sep 28, 4:20 pm EDT	BROOKS AUTOMATION INCBRKS	John K McGillicuddyDirector	207	—	—	78,720	—
Sep 28, 2018 AForm 4 →	Sep 28, 4:21 pm EDT	BROOKS AUTOMATION INCBRKS	Kirk P PondDirector	110	—	—	43,569	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:23 pm EDT	Clearside Biomedical, Inc.CLSD	Jeffrey L EdwardsDirector	22,500	—	—	22,500	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:30 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Graham LuceSVP, Secretary	31,523	—	—	115,477	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:30 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Laura L. FeliceSVP, Controller	37,359	—	—	60,641	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:30 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Jeff DesrochesEVP, Club Operations Officer	74,490	—	—	113,670	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:30 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Christopher J BaldwinPresident & CEO, Director	302,668	—	—	222,332	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:30 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Kirk SavilleSVP, Corporate Communications	22,780	—	—	68,220	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:31 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Kenneth M. ParentDirector	6,996	—	—	35,004	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:31 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	William C. WernerSVP, Strat. Planning & Anlys.	57,361	—	—	60,239	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:31 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Scott KesslerEVP, Chief Information Officer	61,686	—	—	113,314	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:31 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Lee DelaneyEVP, Chief Commercial Officer	178,498	—	—	276,502	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:31 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Brian PoulliotEVP, Chief Membership Officer	110,605	—	—	98,275	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:32 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Robert W. EddyEVP, Chief Fin. & Admin Off.	236,943	—	—	311,367	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:33 pm EDT	BJ's Wholesale Club Holdings, Inc.BJ	Kristyn M. SugrueSVP, Treasurer	30,682	—	—	71,098	—
Sep 27, 2018 MForm 4 →	Sep 28, 4:35 pm EDT	REGENERON PHARMACEUTICALS INCREGN	Michael S BrownDirector	2,000	—	—	10,750	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:36 pm EDT	XO GROUP INC.XOXO	Michael F SteibCEO, Director	100,000	—	—	0	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:36 pm EDT	MARCHEX INCMCHX	Dennis ClineDirector	15,000	—	—	15,000	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:39 pm EDT	Zayo Group Holdings, Inc.ZAYO	Sandra MaysCIO	11,764	—	—	11,764	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:52 pm EDT	MARCHEX INCMCHX	Russell C HorowitzExecutive Director, Director, 10% Owner	15,000	—	—	15,000	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:54 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Barry E GreenePresident	16,250	—	—	12,500	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:55 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Michael MasonVP, Finance and Treasurer	3,187	—	—	2,775	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:55 pm EDT	MARCHEX INCMCHX	Anne Devereux-MillsDirector	15,000	—	—	15,000	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:55 pm EDT	Zayo Group Holdings, Inc.ZAYO	Matt SteinfortCFO	23,758	—	—	23,758	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:56 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	John MaraganoreChief Executive Officer, Director	22,500	—	—	12,500	—
Sep 26, 2018 AForm 4 →	Sep 28, 4:57 pm EDT	Zayo Group Holdings, Inc.ZAYO	John F Waters Jr.Chief Technology Officer	32,186	—	—	32,186	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:57 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Akshay VaishnawPresident, R&D	13,750	—	—	12,500	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:58 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Yvonne GreenstreetEVP, Chief Operating Officer	6,250	—	—	12,500	—
Sep 27, 2018 AForm 4 →	Sep 28, 4:59 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Laurie KeatingSVP, GC & Secretary	9,750	—	—	12,500	—
Sep 26, 2018 MForm 4 →	Sep 28, 4:59 pm EDT	Yext, Inc.YEXT	Steven CakebreadChief Financial Officer	20,000	—	—	360,000	—
Sep 11, 2018 AForm 4 →	Sep 28, 5:00 pm EDT	SOCIAL REALITY, Inc.SRAX	Joseph Patrick HannanChief Financial Officer	250,000	—	—	250,000	—	late
Jun 1, 2018 MForm 4 →	Sep 28, 5:01 pm EDT	Stock Yards Bancorp, Inc.SYBT	William DishmanExecutive Vice President	4,500	—	—	0	—	late
Sep 26, 2018 CMForm 4 →	Sep 28, 5:02 pm EDT	Pure Storage, Inc.PSTG	Timothy RiittersChief Financial Officer	54,000	—	—	0	—
Sep 28, 2018 MForm 4 →	Sep 28, 5:02 pm EDT	PLAINS GP HOLDINGS LPPAGP	KAFU Holdings (QP), L.P.Director	45,405	—	—	16,634,621	—
Sep 27, 2018 AForm 4 →	Sep 28, 5:03 pm EDT	SOLIGENIX, INC.SNGX	Keith L BrownlieDirector	17,964	—	—	17,964	—
Sep 27, 2018 AForm 4 →	Sep 28, 5:04 pm EDT	SOLIGENIX, INC.SNGX	Anthony Gregg LapointeDirector	17,964	—	—	17,964	—
Sep 27, 2018 AForm 4 →	Sep 28, 5:06 pm EDT	MARCHEX INCMCHX	Manuel W WisehartDirector	15,000	—	—	15,000	—
Sep 27, 2018 AForm 4 →	Sep 28, 5:07 pm EDT	SOLIGENIX, INC.SNGX	Mark E. PearsonDirector, 10% Owner	17,964	—	—	17,964	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:07 pm EDT	EQT GP Holdings, LPEQGP	Kenneth Michael BurkeDirector	1,080	—	—	1,080	—
Sep 27, 2018 AForm 4 →	Sep 28, 5:07 pm EDT	SOLIGENIX, INC.SNGX	Robert J. RubinDirector	17,964	—	—	17,964	—
Sep 27, 2018 AForm 4 →	Sep 28, 5:09 pm EDT	SOLIGENIX, INC.SNGX	Jerome B ZeldisDirector	17,964	—	—	17,964	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:12 pm EDT	EQT Midstream Partners, LPEQM	Kenneth Michael BurkeDirector	420	—	—	420	—
Jan 11, 2018 JPForm 4 →	Sep 28, 5:14 pm EDT	INTELLINETICS, INC.INXL	Michael N Taglich10% Owner	210,000	—	—	4,715,977	—	late
Sep 24, 2018 SForm 4 →	Sep 28, 5:16 pm EDT	RealSource Residential, IncRSRT	M1 Advisors LLC10% Owner	505,000	—	—	8,815,414	—	late
Jan 11, 2018 JPForm 4 →	Sep 28, 5:16 pm EDT	INTELLINETICS, INC.INLX	Robert Taglich10% Owner	210,000	—	—	3,334,766	—	late
Jan 11, 2018 JForm 4 →	Sep 28, 5:17 pm EDT	INTELLINETICS, INC.INLX	Robert C SchroederDirector	148,360	—	—	465,841	—	late
Sep 26, 2018 CForm 4 →	Sep 28, 5:18 pm EDT	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	54,715,201	—
Sep 24, 2018 AForm 4 →	Sep 28, 5:18 pm EDT	Inspired Entertainment, Inc.INSE	Stewart Frank Bradley BakerExecutive VP & CFO	50,000	—	—	50,000	—	late
Sep 26, 2018 AForm 4 →	Sep 28, 5:21 pm EDT	TUESDAY MORNING CORP/DETUES	Trent TaylorEVP,Supply Chain,Inv Mgmt,CIO	37,258	—	—	37,258	—
Sep 20, 2018 AForm 4/A →	Sep 28, 5:24 pm EDT	QUALCOMM INC/DEQCOM	Steven M MollenkopfChief Executive Officer, Director	496,397	—	—	496,397	—
Sep 27, 2018 AForm 4 →	Sep 28, 5:26 pm EDT	Tricida, Inc.TCDA	Dawn Parsell OttoSr VP, Clinical Development	125,000	—	—	250,625	—
Sep 28, 2018 JForm 4 →	Sep 28, 5:29 pm EDT	ZIOPHARM ONCOLOGY INCZIOP	Randal J Kirk +1Director	1,295	—	—	130,849	—
Sep 28, 2018 MForm 4 →	Sep 28, 5:31 pm EDT	PLAINS GP HOLDINGS LPPAGP	Robert V SinnottDirector	45,405	—	—	16,634,621	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:46 pm EDT	MERITOR INCMTOR	Paul BialyVP, Controller & PAO	6,165	—	—	6,165	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:47 pm EDT	MERITOR INCMTOR	Jeffrey A CraigCEO & President, Director	359,658	—	—	359,658	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:48 pm EDT	MERITOR INCMTOR	Timothy J. HeffronSVP, HR & CIO	45,214	—	—	45,214	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:48 pm EDT	MERITOR INCMTOR	Boise April MillerSVP, CLO & Corp Sec	49,044	—	—	49,044	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:49 pm EDT	MERITOR INCMTOR	Kevin NowlanSVP & Pres., T&C and CFO	87,345	—	—	87,345	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:49 pm EDT	MERITOR INCMTOR	Joseph A. PlominSVP & Pres., A&T and Quality	54,975	—	—	54,975	—
Sep 26, 2018 AForm 4 →	Sep 28, 5:50 pm EDT	MERITOR INCMTOR	Chris VillavarayanSVP & Pres., Global Truck	61,291	—	—	28,258	—
Sep 28, 2018 MForm 4/A →	Sep 28, 6:08 pm EDT	PLAINS GP HOLDINGS LPPAGP	KAFU Holdings (QP), L.P. +1Director	45,405	—	—	16,634,621	—
Aug 27, 2018 AForm 4 →	Sep 28, 6:31 pm EDT	New York & Company, Inc.NWY	Adam RatnerVP and General Counsel	2,459	—	—	2,459	—	late
Aug 27, 2018 AForm 4 →	Sep 28, 6:31 pm EDT	New York & Company, Inc.NWY	Sheamus ToalEVP and CFO	86,065	—	—	86,065	—	late
Aug 27, 2018 AForm 4 →	Sep 28, 6:32 pm EDT	New York & Company, Inc.NWY	John M WorthingtonPresident and COO	86,065	—	—	86,065	—	late
Aug 27, 2018 AForm 4 →	Sep 28, 6:32 pm EDT	New York & Company, Inc.NWY	Michelle PearlmanEVP, eCommerce and CMO	57,377	—	—	57,377	—	late
Aug 27, 2018 AForm 4 →	Sep 28, 6:33 pm EDT	New York & Company, Inc.NWY	Faeth BradleyEVP, Human Resources	57,377	—	—	57,377	—	late
Aug 27, 2018 AForm 4 →	Sep 28, 6:33 pm EDT	New York & Company, Inc.NWY	Gregory J ScottChief Executive Officer, Director	153,688	—	—	153,688	—	late
Sep 26, 2018 MForm 4 →	Sep 28, 6:40 pm EDT	CARRIAGE SERVICES INCCSV	Shawn R PhillipsOther	30,000	—	—	0	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:43 pm EDT	Citizens Community Bancorp Inc.CZWI	James S BroucekEVP/CFO/Treasurer/Secretary	769	—	—	0	—
Sep 26, 2018 AForm 4 →	Sep 28, 6:49 pm EDT	SAExploration Holdings, Inc.SAEX	WHITEBOX ADVISORS LLC +410% Owner	—	—	—	—	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:54 pm EDT	Citizens Community Bancorp Inc.CZWI	James R LangDirector	2,769	—	—	0	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:54 pm EDT	Citizens Community Bancorp Inc.CZWI	James D MollDirector	1,000	—	—	0	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:55 pm EDT	Citizens Community Bancorp Inc.CZWI	Stephen M BianchiCEO and President, Director	1,154	—	—	0	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:56 pm EDT	Citizens Community Bancorp Inc.CZWI	Timothy L OlsonDirector	385	—	—	0	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:56 pm EDT	Citizens Community Bancorp Inc.CZWI	Francis E FelberDirector	1,538	—	—	0	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:57 pm EDT	Citizens Community Bancorp Inc.CZWI	Kristina M BourgetDirector	250	—	—	0	—
Sep 28, 2018 CForm 4 →	Sep 28, 6:58 pm EDT	Citizens Community Bancorp Inc.CZWI	Michael L SwensonDirector	385	—	—	0	—
Sep 27, 2018 MForm 4 →	Sep 28, 7:02 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	V Bryan LawlisDirector	2,150	—	—	4,300	—
Sep 26, 2018 AForm 4 →	Sep 28, 7:03 pm EDT	Vivint Solar, Inc.VSLR	Paul S. DicksonChief Revenue Officer	44,510	—	—	44,510	—
Sep 26, 2018 AForm 4 →	Sep 28, 7:04 pm EDT	Vivint Solar, Inc.VSLR	L. Chance AllredChief Sales Officer	44,510	—	—	44,510	—
Sep 26, 2018 AForm 4 →	Sep 28, 7:06 pm EDT	Vivint Solar, Inc.VSLR	Thomas G. PlagemannCCO; EVP, Capital Markets	44,510	—	—	44,510	—
Sep 26, 2018 AForm 4 →	Sep 28, 7:07 pm EDT	Vivint Solar, Inc.VSLR	Dana C RussellCFO and EVP	59,347	—	—	59,347	—
Sep 26, 2018 AForm 4 →	Sep 28, 7:08 pm EDT	Vivint Solar, Inc.VSLR	Bryan ChristiansenChief Operating Officer	44,510	—	—	44,510	—
Sep 28, 2018 MForm 4 →	Sep 28, 8:04 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Pedro AbreuChief Strategy Officer	6,969	—	—	165,030	—
Sep 27, 2018 CMForm 4 →	Sep 28, 8:06 pm EDT	Facebook IncFB	Sheryl SandbergChief Operating Officer, Director	165,000	—	—	0	—
Sep 26, 2018 AForm 4 →	Sep 28, 8:38 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	Briggs MorrisonDirector	39,830	—	—	32,870	—
Sep 26, 2018 AForm 4 →	Sep 28, 8:39 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	Andrew CrewSee Remarks	94,290	—	—	5,110	—
Sep 26, 2018 AForm 4 →	Sep 28, 8:43 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	Sean A CassidyChief Financial Officer	163,150	—	—	27,330	—
Sep 26, 2018 AForm 4 →	Sep 28, 8:47 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	John G HoustonPresident and CEO, Director	466,940	—	—	132,880	—
Sep 26, 2018 JForm 4 →	Sep 28, 8:51 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	Craig Martin Crews10% Owner	235,150	—	—	203,790	—
Sep 27, 2018 AForm 4 →	Sep 28, 8:57 pm EDT	Urban Edge PropertiesUE	Christopher WeilminsterChief Operating Officer	1,170,628	—	—	1,000,000	—
Sep 26, 2018 AForm 4 →	Sep 28, 9:02 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	Bradley Albert MargusDirector	28,150	—	—	4,660	—
Sep 27, 2018 AForm 4 →	Sep 28, 9:03 pm EDT	Urban Edge PropertiesUE	Donald Ten Eyck BriggsPresident of Development	1,182,262	—	—	1,000,000	—
Sep 26, 2018 AForm 4 →	Sep 28, 9:04 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	Ian TaylorSenior Vice President, Biology	101,040	—	—	44,390	—
Sep 26, 2018 AForm 4 →	Sep 28, 9:13 pm EDT	ARVINAS HOLDING COMPANY, LLCARVN	Edward Moore Kennedy Jr.Director	32,870	—	—	32,870	—
Sep 26, 2018 MForm 4 →	Sep 28, 9:21 pm EDT	First Choice BancorpFCBP	Max FreifeldDirector	45,038	—	—	0	—
Sep 24, 2018 AForm 4 →	Oct 1, 7:09 am EDT	Western Uranium CorpWSTRF	Andrew J.S. WilderDirector	250,000	—	—	250,000	—	late
Jun 14, 2017 MForm 4/A →	Oct 1, 2018, 8:36 am EDT	BLACKSTAR ENTERPRISE GROUP, INC.BEGI	John N HarrisCEO, President, Director, 10% Owner	5,700,000	—	—	0	—
Jun 14, 2017 MForm 4/A →	Oct 1, 2018, 9:09 am EDT	BLACKSTAR ENTERPRISE GROUP, INC.BEGI	Joseph E KurczodynaCFO, President, Director, 10% Owner	7,200,000	—	—	0	—
Jun 14, 2018 MForm 4/A →	Oct 1, 9:23 am EDT	BLACKSTAR ENTERPRISE GROUP, INC.BEGI	INTERNATIONAL HEDGE GROUP, INC.10% Owner	1,350,000	—	—	0	—
Sep 30, 2018 JForm 4 →	Oct 1, 9:29 am EDT	EDGEWELL PERSONAL CARE CoEPC	Anthony J BenderCIO	16,548	—	—	0	—
Jun 14, 2018 MForm 4/A →	Oct 1, 9:54 am EDT	BLACKSTAR ENTERPRISE GROUP, INC.BEGI	Todd Harold Lahr10% Owner	6,600,000	—	—	0	—
Sep 27, 2018 MForm 4 →	Oct 1, 10:27 am EDT	CERUS CORPCERS	William Mariner GreenmanPresident and CEO, Director	40,000	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 1, 11:19 am EDT	YUM BRANDS INCYUM	David W GibbsPresident, CFO	103	—	—	970	—
Oct 1, 2018 MForm 4 →	Oct 1, 12:14 pm EDT	YUM BRANDS INCYUM	Greg CreedCEO, Director	104	—	—	3,142	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:01 pm EDT	V F CORPVFC	Richard CarucciDirector	307	—	—	21,341	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:02 pm EDT	V F CORPVFC	Juliana L ChuggDirector	254	—	—	6,851	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:03 pm EDT	V F CORPVFC	Mark Samuel HoplamazianDirector	127	—	—	431	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:04 pm EDT	V F CORPVFC	Laura W LangDirector	254	—	—	5,257	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:05 pm EDT	V F CORPVFC	W Rodney McMullenDirector	254	—	—	3,963	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:06 pm EDT	V F CORPVFC	Clarence Otis Jr.Director	307	—	—	57,577	—
Sep 28, 2018 AForm 4 →	Oct 1, 1:08 pm EDT	V F CORPVFC	Matthew J ShattockDirector	307	—	—	7,536	—
Oct 1, 2018 CForm 4 →	Oct 1, 1:47 pm EDT	ARVINAS INC.ARVN	James E Flynn +710% Owner	2,994,012	—	—	0	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:06 pm EDT	Veritex Holdings, Inc.VBTX	Gregory B MorrisonDirector	500	—	—	500	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:07 pm EDT	Veritex Holdings, Inc.VBTX	Gordon HuddlestonDirector	500	—	—	500	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:07 pm EDT	Veritex Holdings, Inc.VBTX	Ned N Fleming IIIDirector	500	—	—	500	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:08 pm EDT	Veritex Holdings, Inc.VBTX	Mark C GriegeDirector	500	—	—	500	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:08 pm EDT	Veritex Holdings, Inc.VBTX	April BoxDirector	500	—	—	500	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:08 pm EDT	Veritex Holdings, Inc.VBTX	John SughrueDirector	500	—	—	500	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:09 pm EDT	Veritex Holdings, Inc.VBTX	Blake BozmanDirector	500	—	—	500	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:09 pm EDT	Cerecor Inc.CERC	Isaac BlechDirector	6,041	—	—	6,041	—
Sep 30, 2018 MForm 4 →	Oct 1, 2:12 pm EDT	Veritex Holdings, Inc.VBTX	Pat S BolinDirector	500	—	—	500	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:14 pm EDT	Cerecor Inc.CERC	Simon PedderDirector	990	—	—	990	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:16 pm EDT	Cerecor Inc.CERC	Phil GutryDirector	2,351	—	—	2,351	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:17 pm EDT	Cerecor Inc.CERC	Magnus PerssonDirector	2,696	—	—	2,696	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:29 pm EDT	Intellicheck, Inc.IDN	Guy L SmithDirector	5,976	—	—	5,976	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:31 pm EDT	Intellicheck, Inc.IDN	David E UllmanDirector	593	—	—	593	—
Sep 28, 2018 MForm 4 →	Oct 1, 2:36 pm EDT	Johnson Controls International plcJCI	Jeffrey M WilliamsVP & Pres Bldg Sol EMEA LatAm	26,047	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 1, 2:54 pm EDT	ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ZION	Stephen D QuinnDirector	526	—	—	60,284	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:14 pm EDT	APACHE CORPAPA	Annell R BayDirector	3,144	—	—	0	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:14 pm EDT	APACHE CORPAPA	Chansoo JoungDirector	3,144	—	—	0	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:14 pm EDT	IMMUNOGEN INCIMGN	Mark Alan GoldbergDirector	1,425	—	—	52,242	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:15 pm EDT	APACHE CORPAPA	Rene R JoyceDirector	3,144	—	—	0	—
Sep 30, 2018 AForm 4 →	Oct 1, 3:15 pm EDT	IMMUNOGEN INCIMGN	Dean J MitchellDirector	1,425	—	—	36,140	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:15 pm EDT	APACHE CORPAPA	John E LoweDirector	4,716	—	—	0	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:15 pm EDT	APACHE CORPAPA	William C MontgomeryDirector	3,144	—	—	0	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:15 pm EDT	APACHE CORPAPA	Amy H NelsonDirector	3,144	—	—	0	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:16 pm EDT	APACHE CORPAPA	Daniel Wayne RabunDirector	3,144	—	—	0	—
Sep 30, 2018 AMForm 4 →	Oct 1, 3:16 pm EDT	APACHE CORPAPA	Peter A RagaussDirector	3,144	—	—	0	—
Sep 26, 2018 AForm 4 →	Oct 1, 3:19 pm EDT	PURE CYCLE CORPPCYO	Mark W HardingPresident and CFO, Director	50,000	—	—	50,000	—	late
Sep 30, 2018 AForm 4 →	Oct 1, 3:51 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	J Barnie BeasleyDirector	556	—	—	12,488	—
Oct 1, 2018 AForm 4 →	Oct 1, 3:56 pm EDT	DIAMOND OFFSHORE DRILLING, INC.DO	Charles FabrikantDirector	1,000	—	—	1,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.