SEC Form 4 · accession 0001104659-18-059433
ENVESTNET, INC. · ENV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Crager
Officer — President
Period of report
Sep 26, 2018
Accepted (ET)
Sep 28, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2018 | M | 7,791 | $7.15 | A | 212,252 | D | |
| Common StockF2 | Sep 26, 2018 | S | 7,791 | $61.08 | D | 204,461 | D | |
| Common Stock | Sep 27, 2018 | M | 4,209 | $7.15 | A | 208,670 | D | |
| Common StockF3 | Sep 27, 2018 | S | 4,209 | $60.82 | D | 204,461 | D | |
| Common Stock | holding | — | — | — | 100 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $7.15 | Sep 26, 2018 | M | 7,791 | D | May 15, 2010 | May 15, 2019 | Common Stock | 7,791 | 4,209 | D |
| Employee Stock Option (Right to Buy)F4 | $7.15 | Sep 27, 2018 | M | 4,209 | D | May 15, 2010 | May 15, 2019 | Common Stock | 4,209 | 0 | D |
Explanation of responses
- F1Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3.
- F2The Common Shares reported herein as being sold were sold at a range of between $61.00 and $61.45 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F3The Common Shares reported herein as being sold were sold at a range of between $60.60 and $61.30 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F4Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.