Form4insider filings, from the source

SEC Form 4 · accession 0001193805-18-001183

ARVINAS, INC. · ARVN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Deerfield Mgmt L.P.
10% Owner · Other
James E Flynn
10% Owner · Other
Deerfield Mgmt III, L.P.
10% Owner · Other
Deerfield Mgmt IV, L.P.
10% Owner · Other
Period of report
Oct 1, 2018
Accepted (ET)
Oct 1, 2018 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655759

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3Oct 1, 2018C307,078—A307,078IThrough Deerfield Special Situations Fund, L.P.
Common StockF1,F2,F3Oct 1, 2018C307,078—A307,078IThrough Deerfield Private Design Fund III, L.P.
Common StockF1,F2,F3Oct 1, 2018C307,078—A307,078IThrough Deerfield Private Design Fund IV, L.P.
Common StockF2,F3Oct 1, 2018P104,167$16.00A411,245IThrough Deerfield Special Situations Fund, L.P.
Common StockF2,F3Oct 1, 2018P104,167$16.00A411,245IThrough Deerfield Private Design Fund III, L.P.
Common StockF2,F3Oct 1, 2018P104,166$16.00A411,244IThrough Deerfield Private Design Fund IV, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series C Preferred StockF1,F2,F3—Oct 1, 2018C998,004D——Common Stock307,0780I
Series C Preferred StockF1,F2,F3—Oct 1, 2018C998,004D——Common Stock307,0780I
Series C Preferred StockF1,F2,F3—Oct 1, 2018C998,004D——Common Stock307,0780I

Explanation of responses

Remarks

Jonathan Isler, Attorney-in-Fact: Power of Attorney, which is hereby incorporated by reference to Exhibit 24 to a Form 3 with regard to Proteon Therapeutics, Inc. filed with the Securities and Exchange Commission on August 4, 2017 by Deerfield Special Situations Fund, L.P., Deerfield Partners, L.P., Deerfield International Master Fund, L.P., Deerfield Private Design Fund III, L.P., Deerfield Private Design Fund IV, L.P., Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P., Deerfield Management Company, L.P., and James E. Flynn.