SEC Form 4 · accession 0000794367-18-000101
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce M Roche
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 1, 2018 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | — | Sep 30, 2018 | A | 371 | A | — | — | Common Stock | 371 | 371 | D |
Explanation of responses
- F11-for-1 conversion.
- F2Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.
- F3The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.