SEC Form 4 · accession 0001225208-18-013798
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Graves
Officer — Exec. Vice President
Period of report
Sep 27, 2018
Accepted (ET)
Sep 28, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2018 | G | 56 | $0.00 | D | 3,450 | D | |
| Common Stock | Sep 27, 2018 | M | 9,500 | $326.00 | A | 12,950 | D | |
| Common Stock | Sep 27, 2018 | M | 9,400 | $371.47 | A | 22,350 | D | |
| Common StockF1 | Sep 27, 2018 | S | 500 | $773.2236 | D | 21,850 | D | |
| Common StockF2 | Sep 27, 2018 | S | 551 | $782.1525 | D | 21,299 | D | |
| Common StockF3 | Sep 27, 2018 | S | 706 | $779.4436 | D | 20,593 | D | |
| Common StockF4 | Sep 27, 2018 | S | 1,114 | $781.3709 | D | 19,479 | D | |
| Common StockF5 | Sep 27, 2018 | S | 1,275 | $776.7669 | D | 18,204 | D | |
| Common StockF6 | Sep 27, 2018 | S | 1,455 | $783.5227 | D | 16,749 | D | |
| Common StockF7 | Sep 27, 2018 | S | 1,485 | $775.458 | D | 15,264 | D | |
| Common StockF8 | Sep 27, 2018 | S | 1,494 | $784.3995 | D | 13,770 | D | |
| Common StockF9 | Sep 27, 2018 | S | 2,380 | $777.9785 | D | 11,390 | D | |
| Common Stock | Sep 27, 2018 | S | 7,940 | $772.00 | D | 3,450 | D | |
| Common Stock | holding | — | — | — | 1,227 | I | By GRAT | |
| Common Stock | holding | — | — | — | 2,373 | I | By GRAT #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F10,F11 | $326.00 | Sep 27, 2018 | M | 9,500 | D | — | Sep 28, 2021 | Common Stock | 9,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F10,F12 | $371.47 | Sep 27, 2018 | M | 9,400 | D | — | Sep 28, 2022 | Common Stock | 9,400 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $773.14 - $774.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F10Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- F11Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- F12Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $781.81 - $782.73 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $779.16 - $780.09 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $780.63 - $781.594 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F5This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $776.45 - $777.06 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F6This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $782.96 - $783.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F7This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $775.17 - $776.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F8This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $784.00 - $784.78 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F9This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $777.90 - $778.30 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.