SEC Form 4 · accession 0001562180-18-004060
Avalo Therapeutics, Inc. · AVTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Pedder
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 1, 2018 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534120
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $4.67 | Sep 28, 2018 | A | 990 | A | Sep 28, 2018 | Sep 28, 2028 | Common Stock | 990 | 990 | D |