Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 13, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

115 filings · trading day Nov 13, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 9, 2017 SForm 4 →	Nov 13, 11:16 am EST	Hyatt Hotels CorpH	Pritzker Family FoundationOther	600,000	$69.41	$41,648,760	1,230,094	—
Nov 9, 2017 MForm 4 →	Nov 13, 10:27 am EST	STRYKER CORPSYK	Lonny J CarpenterGroup President	45,435	$53.09	$2,412,144	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 9:54 am EST	MOOG INC.MOGA/MOGB	Richard A AubrechtVice President, Director	41,000	$39.34	$1,612,940	0	—	late
Nov 9, 2017 IForm 4 →	Nov 13, 2:05 pm EST	Merck & Co., Inc.MRK	Sanat ChattopadhyayExe V-P & Pres. MMD	13,100	$56.21	$736,324	13,123	—
Nov 9, 2017 MForm 4 →	Nov 13, 7:27 am EST	MILLER HERMAN INCMLHR	David O UlrichDirector	13,382	$32.38	$433,351	0	—
Nov 9, 2017 AForm 4 →	Nov 13, 10:03 am EST	OLIN CORPOLN	Earl L ShippDirector	3,189	$36.22	$115,506	3,189	—
Nov 8, 2017 MForm 4 →	Nov 13, 8:25 am EST	FULLER H B COFUL	Timothy J KeenanVP, Gen. Counsel & Corp. Sec.	6,500	$14.15	$91,975	0	—	late
Nov 13, 2017 MForm 4 →	Nov 13, 2:17 pm EST	COMMUNITY WEST BANCSHARES /CWBC	James W LokeyDirector	5,000	$10.10	$50,500	5,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 10:00 am EST	OLIN CORPOLN	Donald W BogusDirector	346	$36.22	$12,532	23,751	—
Nov 10, 2017 AForm 4 →	Nov 13, 11:24 am EST	BADGER METER INCBMI	Todd A. AdamsDirector	71	$49.00	$3,500	2,549	—
Nov 10, 2017 AForm 4 →	Nov 13, 11:58 am EST	WORTHINGTON INDUSTRIES INCWOR	Mark A RussellPres/COO, Worthington Industri	51	$41.68	$2,126	235,144	—
Nov 9, 2017 AForm 4 →	Nov 13, 2:12 pm EST	FRANKLIN RESOURCES INCBEN	Geoffrey Y YangDirector	36	$41.33	$1,500	16,669	—
Nov 9, 2017 AForm 4 →	Nov 13, 2:15 pm EST	FRANKLIN RESOURCES INCBEN	Laura SteinDirector	36	$41.33	$1,500	14,188	—
Nov 9, 2017 AForm 4 →	Nov 13, 2:18 pm EST	FRANKLIN RESOURCES INCBEN	Mariann H ByerwalterDirector	36	$41.33	$1,500	11,753	—
Nov 9, 2017 MForm 4 →	Nov 13, 6:00 am EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	100,000	—	—	310,000	—
Nov 9, 2017 CForm 4 →	Nov 13, 6:00 am EST	Tableau Software IncDATA	Elissa FinkChief Marketing Officer	10,000	—	—	87,920	—
Nov 9, 2017 CForm 4 →	Nov 13, 6:00 am EST	Tableau Software IncDATA	Pat HanrahanChief Scientist and Co-Founder, Director	7,143	—	—	7,356,135	—
Nov 9, 2017 CMForm 4 →	Nov 13, 6:00 am EST	Tableau Software IncDATA	Thomas E Walker Jr.Chief Financial Officer	15,000	—	—	0	—
Nov 8, 2017 GForm 4 →	Nov 13, 6:02 am EST	KKR & Co. L.P.KKR	David SorkinGeneral Counsel and Secretary	660,000	—	—	958,333	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 6:03 am EST	JPMORGAN CHASE & COJPM	Ashley BaconChief Risk Officer	25,000	—	—	0	—
Nov 8, 2017 XForm 4 →	Nov 13, 6:04 am EST	Mirati Therapeutics, Inc.MRTX	BAKER BROS. ADVISORS LP +310% Owner	280,263	—	—	0	—	late
Nov 8, 2017 JForm 4 →	Nov 13, 6:12 am EST	KKR & Co. L.P.KKR	KKR Holdings L.P10% Owner	3,874,373	—	—	335,971,334	—	late
Nov 10, 2017 AForm 4 →	Nov 13, 6:31 am EST	POLARITYTE, INC.COOL	Jeffrey Hansen DyerDirector	5,000	—	—	416	—
Nov 10, 2017 AForm 4 →	Nov 13, 6:33 am EST	POLARITYTE, INC.COOL	Steve GorlinDirector	5,000	—	—	416	—
Nov 10, 2017 AForm 4 →	Nov 13, 6:35 am EST	POLARITYTE, INC.COOL	Cameron J. HoylerCLO, General Counsel	60,000	—	—	5,000	—
Nov 10, 2017 AForm 4 →	Nov 13, 6:37 am EST	POLARITYTE, INC.COOL	Denver LoughChief Executive Officer, Director	400,000	—	—	33,334	—
Nov 10, 2017 AForm 4 →	Nov 13, 6:39 am EST	POLARITYTE, INC.COOL	Jon MogfordDirector	5,000	—	—	416	—
Nov 10, 2017 AForm 4 →	Nov 13, 6:40 am EST	POLARITYTE, INC.COOL	John StetsonChief Financial Officer, Director	60,000	—	—	32,500	—
Nov 10, 2017 AForm 4 →	Nov 13, 6:42 am EST	POLARITYTE, INC.COOL	Edward Winslow SwansonChief Operating Officer, Director	100,000	—	—	8,334	—
Nov 8, 2017 MForm 4 →	Nov 13, 7:01 am EST	PREFORMED LINE PRODUCTS COPLPC	John M HofstetterV.P. - Global Communications	4,000	—	—	1,000	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 8:02 am EST	Flex Pharma, Inc.FLKS	Roger D TungDirector	20,000	—	—	20,000	—	late
Nov 9, 2017 AForm 4 →	Nov 13, 8:38 am EST	Exterran CorpEXTN	John Patrick RyanDirector	682	—	—	2,298	—
Nov 9, 2017 MForm 4 →	Nov 13, 8:44 am EST	COGNEX CORPCGNX	Theodor KrantzDirector	15,000	—	—	7,500	—
Nov 9, 2017 AForm 4 →	Nov 13, 8:45 am EST	Exterran CorpEXTN	Ieda Gomes YellDirector	439	—	—	4,595	—
Nov 9, 2017 MForm 4 →	Nov 13, 9:00 am EST	NATIONAL HEALTHCARE CORPNHC	Lawrence C TuckerDirector	2,200	—	—	5,300	—
Nov 9, 2017 MForm 4 →	Nov 13, 9:05 am EST	ROCKWELL COLLINS INCCOL	David J NieuwsmaSR. VP, INFORMATION MGMT SVCS	2,167	—	—	2,167	—
Nov 9, 2017 MForm 4 →	Nov 13, 9:12 am EST	Cooper-Standard Holdings Inc.CPS	Posada Juan Fernando de MiguelSee remarks	24,267	—	—	7,000	—
Nov 1, 2017 AForm 4/A →	Nov 13, 10:06 am EST	EATON VANCE CORPEV	Leo I Higdon Jr.Director	2,763	—	—	2,763	—
Nov 9, 2017 MForm 4 →	Nov 13, 10:08 am EST	ENCANA CORPECA	Douglas James SuttlesPresident and CEO, Director	25,000	—	—	1,965,433	—
Nov 8, 2017 MForm 4 →	Nov 13, 10:08 am EST	FASTENAL COFAST	LeLand J HeinSenior Executive VP	112	—	—	19,888	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 10:15 am EST	BROOKLINE BANCORP INCBRKL	Paul A PerraultChief Executive Officer, Director	124,845	—	—	0	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 10:17 am EST	KMG CHEMICALS INCKMG	Christopher T. FraserPresident and CEO, Director	1	—	—	1	—
Nov 10, 2017 MForm 4 →	Nov 13, 10:18 am EST	KMG CHEMICALS INCKMG	Christopher W GonserVP of Human Resources	1	—	—	1	—
Nov 10, 2017 MForm 4 →	Nov 13, 10:18 am EST	KMG CHEMICALS INCKMG	Roger C JacksonVice President, Gen Counsel	1	—	—	1	—
Nov 10, 2017 MForm 4 →	Nov 13, 10:18 am EST	KMG CHEMICALS INCKMG	Ernest C. Kremling IIVice President of Operations	1	—	—	1	—
Nov 10, 2017 MForm 4 →	Nov 13, 10:19 am EST	KMG CHEMICALS INCKMG	Marcelino RodriguezChief Financial Officer	1	—	—	1	—
Nov 8, 2017 AForm 4 →	Nov 13, 10:21 am EST	MEREDITH CORPMDP	Donald A BaerDirector	8,057	—	—	7,670	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 10:21 am EST	MEREDITH CORPMDP	Donald C BergDirector	5,936	—	—	5,936	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 10:22 am EST	MEREDITH CORPMDP	Meredith D Mell FrazierDirector, 10% Owner	5,936	—	—	5,936	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 10:22 am EST	Chubb LtdCB	Paul Bennett MediniChief Accounting Officer	5,180	—	—	49,056	—
Nov 8, 2017 AForm 4 →	Nov 13, 10:22 am EST	MEREDITH CORPMDP	Frederick B HenryDirector	5,936	—	—	5,936	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 10:22 am EST	MEREDITH CORPMDP	Joel W JohnsonDirector	8,057	—	—	54,267	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 10:23 am EST	MEREDITH CORPMDP	Beth J KaplanDirector	5,936	—	—	5,936	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 10:23 am EST	MEREDITH CORPMDP	Philip A MarineauDirector	5,936	—	—	5,936	—	late
Nov 1, 2017 AForm 4/A →	Nov 13, 10:23 am EST	EATON VANCE CORPEV	Winthrop H Smith Jr.Director	2,763	—	—	2,763	—
Nov 8, 2017 AForm 4 →	Nov 13, 10:23 am EST	MEREDITH CORPMDP	Elizabeth E TallettDirector	7,098	—	—	14,978	—	late
Nov 1, 2017 AForm 4/A →	Nov 13, 10:30 am EST	EATON VANCE CORPEV	Richard A Spillane Jr.Director	2,763	—	—	2,763	—
Nov 1, 2017 AForm 4/A →	Nov 13, 10:42 am EST	EATON VANCE CORPEV	Dorothy E PuhyDirector	2,763	—	—	2,763	—
Nov 8, 2017 MForm 4 →	Nov 13, 10:43 am EST	Fidelity National Information Services, Inc.FIS	James B Stallings Jr.Director	8,486	—	—	0	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 10:49 am EST	VICOR CORPVICR	Jason CarlsonDirector	8,762	—	—	19,763	—
Nov 8, 2017 AForm 4 →	Nov 13, 10:49 am EST	MITEL NETWORKS CORPMITL	Terence H MatthewsChairman of the Board, Director	3,921	—	—	3,921	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 10:51 am EST	MITEL NETWORKS CORPMITL	Martha Helena BejarDirector	1,145	—	—	1,145	—	late
Nov 1, 2017 AForm 4/A →	Nov 13, 10:53 am EST	EATON VANCE CORPEV	Ann E BermanDirector	2,763	—	—	2,763	—
Nov 8, 2017 AForm 4 →	Nov 13, 10:56 am EST	MITEL NETWORKS CORPMITL	John P McHughDirector	2,133	—	—	2,133	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 11:08 am EST	HEXCEL CORP /DE/HXL	Patrick WinterlichEVP, CFO	17	—	—	894	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 11:09 am EST	HEXCEL CORP /DE/HXL	Thierry MerlotPresident, Aerospace - EMEA/AP	12,000	—	—	5,495	—
Nov 9, 2017 MForm 4 →	Nov 13, 11:09 am EST	MITEL NETWORKS CORPMITL	Colin Ross McAnuffSee Remarks	5,000	—	—	15,000	—
Nov 9, 2017 MForm 4 →	Nov 13, 11:11 am EST	BWX Technologies, Inc.BWXT	Rex D GevedenPresident and CEO, Director	6,716	—	—	6,716	—
Nov 9, 2017 MForm 4 →	Nov 13, 11:14 am EST	NEVRO CORPNVRO	Andrew H GalliganChief Financial Officer	4,000	—	—	18,404	—
Nov 9, 2017 MForm 4 →	Nov 13, 11:29 am EST	NEXSTAR MEDIA GROUP, INC.NXST	Perry A SookCEO & President, Director	300,000	—	—	1,450,000	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:39 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Martin J SchroeterSr. VP and CFO	115	—	—	11,565	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:40 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Virginia M RomettyChairman, Pres. and CEO, Director	168	—	—	16,982	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:41 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	70	—	—	7,100	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:41 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	John E Kelly IIISenior Vice President	105	—	—	10,600	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:42 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSenior Vice President	52	—	—	5,238	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:42 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Diane J GhersonSenior Vice President	19	—	—	1,872	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:43 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Robert F Del BeneVP, Controller	53	—	—	5,317	—
Nov 9, 2017 AForm 4 →	Nov 13, 11:43 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Erich ClementiSenior Vice President	179	—	—	18,109	—
Nov 9, 2017 MForm 4 →	Nov 13, 11:54 am EST	NATIONAL FUEL GAS CONFG	Ann M WegrzynChief Information Officer	1,166	—	—	0	—
May 28, 2014 AForm 4 →	Nov 13, 2017, 11:55 am EST	CASTLE GROUP INCCAGU	Richard Stephen WallCEO & Chairman, Director, 10% Owner	1,550,000	—	—	1,550,000	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 12:00 pm EST	DNB FINANCIAL CORP /PA/DNBF	William J HiebPresident and CEO, Director	8,600	—	—	0	—
May 28, 2014 AForm 4 →	Nov 13, 2017, 12:00 pm EST	CASTLE GROUP INCCAGU	Alan Roland MattsonPresident & COO, Director	300,000	—	—	300,000	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 12:43 pm EST	CADENCE DESIGN SYSTEMS INCCDNS	Thomas P BeckleySr. Vice President	11,666	—	—	8,334	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 12:51 pm EST	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	519,260	—
Nov 10, 2017 MForm 4 →	Nov 13, 1:36 pm EST	V F CORPVFC	Aidan O'MearaVice President & Group Pres.	5,000	—	—	33,896	—
Nov 9, 2017 XForm 4 →	Nov 13, 1:41 pm EST	KKR Income Opportunities FundKIO	Michael E CahillDirector	3,501	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 1:50 pm EST	NETGEAR, INCNTGR	Patrick J Collins IIISVP, Arlo Smart Home Devices	6,583	—	—	12,084	—
Nov 9, 2017 MForm 4 →	Nov 13, 1:56 pm EST	Eaton Corp plcETN	Revathi AdvaithiSee Remarks below.	13,000	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 1:59 pm EST	Eaton Corp plcETN	Christopher M ConnorDirector	6,450	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 13, 2:03 pm EST	ALPHA PRO TECH LTDAPT	John RitotaDirector	5,000	—	—	60,000	—
Nov 10, 2017 MForm 4 →	Nov 13, 2:04 pm EST	ESSEX PROPERTY TRUST INCESS	Craig K ZimmermanExecutive Vice President	167	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 2:11 pm EST	ESSEX PROPERTY TRUST INCESS	John D EudyExecutive Vice President	167	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 13, 2:12 pm EST	SunOpta Inc.STKL	Brendan B SpringstubbDirector	7,995	—	—	0	—	late
Nov 10, 2017 MForm 4 →	Nov 13, 2:20 pm EST	ESSEX PROPERTY TRUST INCESS	Michael J SchallPresident and CEO	334	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 2:27 pm EST	ESSEX PROPERTY TRUST INCESS	John F. BurkartSr. Executive Vice President	667	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 2:47 pm EST	FRP HOLDINGS, INC.FRPH	John D Milton Jr.Chief Financial Officer	623	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 2:52 pm EST	SONIC CORPSONC	J Clifford HudsonChief Executive Officer, Director	103,913	—	—	0	—
Nov 10, 2017 MForm 4 →	Nov 13, 3:02 pm EST	ESSEX PROPERTY TRUST INCESS	Angela L. KleimanExecutive Vice President & CFO	84	—	—	0	—
Sep 30, 2017 AForm 4 →	Nov 13, 3:10 pm EST	PROCTER & GAMBLE CoPG	Carolyn M TastadGroup President - NA SMO	169	—	—	3,410	—	late
Nov 8, 2017 MForm 4 →	Nov 13, 3:15 pm EST	PRUDENTIAL FINANCIAL INCPRU	Charles F LowreyExecutive Vice President	19,979	—	—	39,958	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 3:16 pm EST	eHealth, Inc.EHTH	Timothy C. HannanChief Marketing Officer	5,000	—	—	5,000	—
Nov 10, 2017 MForm 4 →	Nov 13, 3:17 pm EST	GRACO INCGGG	Charles L RescorlaVice President	47,000	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 13, 3:18 pm EST	eHealth, Inc.EHTH	Robert S HurleyPresident, Medicare Products	16,875	—	—	3,750	—
Nov 9, 2017 MForm 4 →	Nov 13, 3:19 pm EST	PRUDENTIAL FINANCIAL INCPRU	Nicholas C SilitchSenior Vice President	41,441	—	—	21,872	—
Nov 9, 2017 MForm 4 →	Nov 13, 3:20 pm EST	eHealth, Inc.EHTH	David K. FrancisChief Financial Officer	47,500	—	—	10,000	—
Nov 9, 2017 MForm 4 →	Nov 13, 3:22 pm EST	eHealth, Inc.EHTH	Jay Walter JenningsSVP, Finance and APO	2,500	—	—	2,500	—
Nov 9, 2017 MForm 4 →	Nov 13, 3:23 pm EST	eHealth, Inc.EHTH	Scott N FlandersChief Executive Officer, Director	131,250	—	—	100,000	—
Nov 8, 2017 AForm 4 →	Nov 13, 3:32 pm EST	MERIDIAN BIOSCIENCE INCVIVO	Lawrence BaldiniEVP, Pres Global Operations	12,500	—	—	12,500	—	late
Nov 11, 2017 MForm 4 →	Nov 13, 3:34 pm EST	HARSCO CORPHSC	Jeswant GillSVP - Group President Rail	3,174	—	—	6,350	—
Nov 8, 2017 AForm 4 →	Nov 13, 3:37 pm EST	MERIDIAN BIOSCIENCE INCVIVO	Richard EberlyEVP; Pres, Chief Comm Officer	12,500	—	—	12,500	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 3:39 pm EST	MERIDIAN BIOSCIENCE INCVIVO	Vecheslav A ElaginEVP, R&D & Chf Scientific Off	12,500	—	—	12,500	—	late
Nov 9, 2017 MForm 4 →	Nov 13, 3:40 pm EST	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Ralph A LaRossaPresident & COO - PSEG Power	33,000	—	—	0	—
Nov 8, 2017 AForm 4 →	Nov 13, 3:45 pm EST	MERIDIAN BIOSCIENCE INCVIVO	Melissa LuekeExec VP, CFO	12,500	—	—	12,500	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 3:47 pm EST	MERIDIAN BIOSCIENCE INCVIVO	Susan RolihEVP, Global Reg & Quality Syst	12,500	—	—	12,500	—	late
Nov 8, 2017 AForm 4 →	Nov 13, 3:49 pm EST	MERIDIAN BIOSCIENCE INCVIVO	Amy WinslowEVP, Pres & CEO of Magellan	12,500	—	—	12,500	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.