SEC Form 4 · accession 0001214659-17-006583
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A. Lang
Officer — President and CEO · Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 6:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 9, 2017 | M | 100,000 | $3.45 | A | 1,402,506 | D | |
| Common SharesF2 | Nov 9, 2017 | F | 84,070 | $4.10 | D | 1,318,436 | D | |
| Common SharesF3 | Nov 9, 2017 | S | 722 | $4.10 | D | 1,317,714 | D | |
| Common SharesF4 | Nov 9, 2017 | S | 7,300 | $4.09 | D | 1,310,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.45 | Nov 9, 2017 | M | 100,000 | D | Dec 5, 2012 | Dec 4, 2017 | Common Shares | 100,000 | 310,000 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2692=U.S.$1.00.
- F2The price reported in Column 4 above was converted from the Canadian price of C$5.21 to USD using an exchange rate of C$1.2692=US$1.00.
- F3The price reported in Column 4 above was converted from the Canadian price of C$5.20 to USD using an exchange rate of C$1.2692=US$1.00.
- F4The price reported in Column 4 was converted from the Canadian price of C$5.19 to USD using an exchange rate of C$1.2692=US$1.00.