SEC Form 4 · accession 0001179110-17-013984
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger C Jackson
Officer — Vice President, Gen Counsel
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 10:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 10, 2017 | M | 14,902 | $51.99 | A | 99,222 | D | |
| COMMON STOCKF1 | Nov 10, 2017 | F | 4,076 | $51.99 | D | 95,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Award Series 1F2 | $0.00 | Nov 10, 2017 | M | 1 | D | Nov 8, 2017 | Nov 8, 2017 | COMMON STOCK | 14,902 | 1 | D |
Explanation of responses
- F1Shares withheld for payment of tax withholding.
- F2Amount of shares at maximum.