SEC Form 4 · accession 0001179110-17-013977
BROOKLINE BANCORP INC · BRKL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Perrault
Officer — Chief Executive Officer · Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001049782
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | M | 72,512 | $9.00 | A | 421,122 | D | |
| Common Stock | Nov 8, 2017 | M | 52,333 | $10.71 | A | 473,455 | D | |
| Common StockF1 | Nov 8, 2017 | S | 103,255 | $14.69 | D | 370,200 | D | |
| Common Stock | holding | — | — | — | 3,473 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.00 | Nov 8, 2017 | M | 72,512 | A | Mar 16, 2009 | Mar 16, 2019 | Common Stock | 72,512 | 0 | D |
| Stock Option (right to buy)F3 | $10.71 | Nov 8, 2017 | M | 52,333 | A | Mar 16, 2010 | Mar 16, 2020 | Common Stock | 52,333 | 0 | D |
Explanation of responses
- F1Includes shares of restricted stock granted pursuant to the 2014 Brookline Bancorp, Inc. Equity Incentive Plan.
- F2The option, representing a right to purchase a total of 72,512 shares, became exercisable in two equal installments beginning on March 16, 2009.
- F3The option, representing a right to purchase a total of 52,333 shares, became exercisable in two equal installments beginning on March 16, 2010.