SEC Form 4 · accession 0001551182-17-000185
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Revathi Advaithi
Officer — See Remarks below.
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 9, 2017 | S | 12,500 | $78.41 | D | 31,028 | D | |
| Ordinary Shares | Nov 9, 2017 | M | 7,417 | $53.71 | A | 38,445 | D | |
| Ordinary SharesF1 | Nov 9, 2017 | S | 7,417 | $78.21 | D | 31,028 | D | |
| Ordinary Shares | Nov 9, 2017 | M | 5,583 | $53.71 | A | 36,611 | D | |
| Ordinary SharesF1 | Nov 9, 2017 | S | 3,826 | $78.48 | D | 32,785 | D | |
| Ordinary SharesF2 | holding | — | — | — | 1,266 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $53.71 | Nov 9, 2017 | M | 7,417 | D | — | Feb 22, 2021 | Ordinary Shares | 7,417 | 5,583 | D |
| Stock OptionF3 | $53.71 | Nov 9, 2017 | M | 5,583 | D | — | Feb 22, 2021 | Ordinary Shares | 5,583 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2These ordinary shares are held in the Eaton Savings Plan.
- F3These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.