Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 20, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

80 filings · trading day Oct 20, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 18, 2017 IForm 4 →	Oct 19, 4:05 pm EDT	COMCAST CORPCMCSA	Brian L RobertsChairman of Board, Pres. & CEO, Director	158,501	$36.20	$5,737,736	492,346	—
Oct 18, 2017 CPForm 4 →	Oct 19, 4:52 pm EDT	Dell Technologies IncDVMT	Michael S DellChief Executive Officer, Director	50,640	$32.70	$827,964	339,924,990	—
Oct 13, 2017 PForm 4 →	Oct 19, 6:51 pm EDT	DanDrit Biotech USA, Inc.DDRT	Rene SindlevDirector, 10% Owner	250,000	$2.00	$500,000	5,650,000	—	late
Oct 17, 2017 PForm 4 →	Oct 19, 5:07 pm EDT	Star Gold Corp.SRGZ	Lindsay Edward GorrillDirector, 10% Owner	1,400,000	$0.10	$140,000	800,000	—
Oct 17, 2017 PForm 4 →	Oct 19, 5:24 pm EDT	Star Gold Corp.SRGZ	Thomas PowerDirector	1,000,000	$0.10	$100,000	4,375,000	—
Oct 17, 2017 PForm 4 →	Oct 19, 5:17 pm EDT	Star Gold Corp.SRGZ	Paul B CoombsDirector	350,000	$0.10	$35,000	1,525,000	—
Oct 18, 2017 AForm 4 →	Oct 19, 6:34 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Delphine ArnaultDirector	66	$27.18	$1,794	26,176	—
Oct 18, 2017 AForm 4 →	Oct 19, 6:35 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	James BreyerDirector	66	$27.18	$1,794	28,918	—
Oct 18, 2017 AForm 4 →	Oct 19, 6:36 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Viet D DinhDirector	66	$27.18	$1,794	28,918	—
Oct 18, 2017 AForm 4 →	Oct 19, 6:36 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Roderick I EddingtonDirector	66	$27.18	$1,794	28,918	—
Oct 18, 2017 AForm 4 →	Oct 19, 6:38 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Jacques A NasserDirector	66	$27.18	$1,794	26,176	—
Oct 18, 2017 AForm 4 →	Oct 19, 6:40 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Robert S SilbermanDirector	66	$27.18	$1,794	26,176	—
Oct 18, 2017 AForm 4 →	Oct 19, 6:41 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Tidjane ThiamDirector	66	$27.18	$1,794	19,815	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:13 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Jeffrey W Ubben +8Director	66	$27.18	$1,794	14,543	—
Oct 18, 2017 SForm 4 →	Oct 20, 2:36 pm EDT	CONCURRENT COMPUTER CORP/DECCUR	Julian D. Singer10% Owner	5,000	$0.10	$500	5,000	—
Oct 18, 2017 PForm 4 →	Oct 19, 4:01 pm EDT	CTD HOLDINGS INCCTDH	Francis Patrick OstronicDirector	100,250	—	—	100,000	—
Oct 18, 2017 PForm 4 →	Oct 19, 4:01 pm EDT	CTD HOLDINGS INCCTDH	William S ShanahanDirector	401,000	—	—	400,000	—
Oct 18, 2017 PForm 4 →	Oct 19, 4:01 pm EDT	CTD HOLDINGS INCCTDH	Markus SiegerDirector	100,250	—	—	100,000	—
Oct 18, 2017 PForm 4 →	Oct 19, 4:01 pm EDT	CTD HOLDINGS INCCTDH	Jeffrey TateCOO & Chief Scientific Officer, Director	100,250	—	—	100,000	—
Oct 18, 2017 PForm 4 →	Oct 19, 4:01 pm EDT	CTD HOLDINGS INCCTDH	N Scott FineChief Executive Officer, Director	401,000	—	—	400,000	—
Oct 17, 2017 CForm 4 →	Oct 19, 4:02 pm EDT	OptiNose, Inc.OPTN	Ramy A MahmoudPresident and COO	18,176	—	—	0	—
Oct 17, 2017 CForm 4 →	Oct 19, 4:02 pm EDT	OptiNose, Inc.OPTN	WFD Ventures LLC +110% Owner	1,043,368	—	—	0	—
Oct 17, 2017 CForm 4 →	Oct 19, 4:03 pm EDT	OptiNose, Inc.OPTN	William F DoyleDirector, 10% Owner	1,049,880	—	—	0	—
Oct 17, 2017 CForm 4 →	Oct 19, 4:03 pm EDT	OptiNose, Inc.OPTN	Larry G PickeringDirector	113,494	—	—	0	—
Oct 17, 2017 CForm 4 →	Oct 19, 4:04 pm EDT	OptiNose, Inc.OPTN	Peter K MillerChief Executive Officer, Director	34,125	—	—	0	—
Aug 31, 2017 AForm 4/A →	Oct 19, 4:11 pm EDT	CTI BIOPHARMA CORPCTIC	David KirskeEVP, Chief Financial Officer	25,000	—	—	25,000	—
Aug 10, 2017 MForm 4/A →	Oct 19, 4:20 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	1,246	—	—	35,755	—
Jul 27, 2017 MForm 4/A →	Oct 19, 4:21 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	1,247	—	—	40,107	—
Oct 19, 2017 MForm 4 →	Oct 19, 4:31 pm EDT	ONVIA INCONVI	Jeffrey C BalloweDirector	7,500	—	—	0	—	amended
Oct 17, 2017 MForm 4 →	Oct 19, 4:31 pm EDT	ENTERGY CORP /DE/ETR	Sallie T RainerOther	1,000	—	—	0	—
Oct 17, 2017 MForm 4 →	Oct 19, 5:00 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	415,000	—
Oct 17, 2017 AForm 4 →	Oct 19, 5:12 pm EDT	Bridgepoint Education IncBPI	Joseph Lawrence D'AmicoInterim CFO	15,000	—	—	15,000	—
Oct 17, 2017 XForm 4 →	Oct 19, 5:13 pm EDT	GoDaddy Inc.GDDY	Nima KellyEVP - General Counsel	1,000	—	—	0	—
Oct 17, 2017 XForm 4 →	Oct 19, 5:13 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	171,047	—
Oct 17, 2017 MForm 4 →	Oct 19, 5:15 pm EDT	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	120,050	—
Oct 18, 2017 MForm 4 →	Oct 19, 5:17 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer	5,000	—	—	660,720	—
Aug 6, 2015 AForm 4/A →	Oct 19, 2017, 5:27 pm EDT	WELLTOWER INC.HCN	Thomas J DerosaChief Executive Officer, Director	31,690	—	—	13,166	—
Oct 18, 2017 MForm 4 →	Oct 19, 5:31 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Gary M RinckEVP and General Counsel	3,968	—	—	26,032	—
Oct 17, 2017 MForm 4 →	Oct 19, 5:32 pm EDT	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	692,485	—
Oct 17, 2017 CForm 4 →	Oct 19, 5:32 pm EDT	Square, Inc.SQ	James Morgan McKelvey Jr.Director	400,000	—	—	4,000,000	—
Oct 17, 2017 CForm 4 →	Oct 19, 5:38 pm EDT	OptiNose, Inc.OPTN	Sriram VenkataramanDirector, 10% Owner	6,034,045	—	—	0	—
Oct 17, 2017 CForm 4 →	Oct 19, 5:39 pm EDT	OptiNose, Inc.OPTN	Avista Capital Partners II GP, LLC +310% Owner	6,034,045	—	—	0	—
Oct 17, 2017 MForm 4 →	Oct 19, 5:42 pm EDT	Fifth Street Asset Management Inc.FSAM	Alexander C FrankDirector	76,366	—	—	0	—
Oct 17, 2017 MForm 4 →	Oct 19, 5:42 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Lionel BonnotSVP Mktg & Business Dev.	8,000	—	—	15,727	—
Oct 17, 2017 MForm 4 →	Oct 19, 5:43 pm EDT	Fifth Street Asset Management Inc.FSAM	Leonard M TannenbaumCEO, Director, 10% Owner	432,519	—	—	0	—
Oct 17, 2017 MForm 4 →	Oct 19, 5:44 pm EDT	Fifth Street Asset Management Inc.FSAM	Bernard D BermanPresident and CCO	97,863	—	—	0	—	amended
Oct 17, 2017 MForm 4 →	Oct 19, 6:07 pm EDT	RED HAT INCRHT	Michael A KellyChief Information Officer	4,857	—	—	14,573	—
Oct 19, 2017 MForm 4 →	Oct 19, 6:47 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	579,260	—
Oct 17, 2017 AMForm 4 →	Oct 19, 7:03 pm EDT	Seagate Technology plcSTX	Mark AdamsDirector	13,564	—	—	8,094	—
Oct 17, 2017 MForm 4 →	Oct 19, 7:05 pm EDT	HCA Healthcare, Inc.HCA	Michael S. CuffePresident-Physician Services	2,150	—	—	4,550	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:07 pm EDT	Seagate Technology plcSTX	Michael R CannonDirector	8,094	—	—	8,094	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:08 pm EDT	Seagate Technology plcSTX	Mei Wei ChengDirector	8,094	—	—	8,094	—
Oct 17, 2017 MForm 4 →	Oct 19, 7:10 pm EDT	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	2,694	—	—	54,175	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:10 pm EDT	Seagate Technology plcSTX	William T Coleman IIIDirector	8,094	—	—	8,094	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:11 pm EDT	Seagate Technology plcSTX	Jay L GeldmacherDirector	8,094	—	—	8,094	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:14 pm EDT	Seagate Technology plcSTX	Chong Sup ParkDirector	8,094	—	—	8,094	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:15 pm EDT	Seagate Technology plcSTX	Stephanie TileniusDirector	8,094	—	—	8,094	—
Oct 18, 2017 AForm 4 →	Oct 19, 7:16 pm EDT	Seagate Technology plcSTX	Edward J ZanderDirector	8,094	—	—	8,094	—
Oct 19, 2017 MForm 4 →	Oct 19, 8:01 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Stephen B. ShohetDirector	7,862	—	—	62,900	—
Oct 18, 2017 MForm 4 →	Oct 19, 8:05 pm EDT	EMCORE CORPEMKR	Jeffrey RittichierChief Executive Officer, Director	17,500	—	—	44,346	—
Oct 18, 2017 MForm 4 →	Oct 19, 8:26 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	Kolleen T KennedyEVP and Pres. Oncology Sys.	931	—	—	3,729	—
Oct 17, 2017 MForm 4 →	Oct 19, 9:33 pm EDT	AMICUS THERAPEUTICS INCFOLD	John F CrowleyChairman & CEO, Director	71,735	—	—	20,508	—	amended
Oct 17, 2017 AForm 4 →	Oct 19, 9:43 pm EDT	Vectrus, Inc.VEC	David HathawaySVP, IT & NC Services	8,181	—	—	4,155	—
Oct 19, 2017 MForm 4 →	Oct 20, 7:01 am EDT	ACELRX PHARMACEUTICALS INCACRX	Badri N DasuChief Engineering Officer	37,500	—	—	0	—
Oct 16, 2017 MForm 4/A →	Oct 20, 9:47 am EDT	FASTENAL COFAST	LeLand J HeinSenior Executive VP	10,000	—	—	40,000	—
Oct 18, 2017 MForm 4 →	Oct 20, 9:48 am EDT	FASTENAL COFAST	LeLand J HeinSenior Executive VP	10,000	—	—	30,000	—
Oct 18, 2017 MForm 4 →	Oct 20, 10:14 am EDT	BARD C R INC /NJ/BCR	Frank Lupisella Jr.Vice President and Controller	9,173	—	—	0	—
Oct 18, 2017 MForm 4 →	Oct 20, 10:45 am EDT	EATON VANCE CORPEV	Jeffrey P BealeChief Administrative Officer	39,651	—	—	0	—
Oct 19, 2017 MForm 4 →	Oct 20, 11:45 am EDT	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	60,000	—	—	250,000	—
Sep 23, 2017 MForm 4 →	Oct 20, 12:05 pm EDT	Yum China Holdings, Inc.YUMC	Jacky Wei-Jye LoCFO, Treasurer, Controller	434	—	—	871	—	late
Aug 3, 2017 AForm 4 →	Oct 20, 12:27 pm EDT	INTERNATIONAL WESTERN PETROLEUM, INC.INWP	Ross Henry RamseyDirector	720,000	—	—	2,720,000	—	late
Oct 18, 2017 AForm 4 →	Oct 20, 1:34 pm EDT	Plastic2Oil, Inc.PTOI	Jason C AspinDirector	25,000	—	—	25,000	—
Oct 18, 2017 AForm 4 →	Oct 20, 1:34 pm EDT	Plastic2Oil, Inc.PTOI	Lee Cameron BrainDirector	25,000	—	—	25,000	—
Oct 18, 2017 MForm 4 →	Oct 20, 2:00 pm EDT	GOLDMAN SACHS GROUP INCGS	Richard J GnoddeVice Chairman	36,920	—	—	73,840	—
Oct 19, 2017 MForm 4 →	Oct 20, 2:11 pm EDT	VOLT INFORMATION SCIENCES, INC.VISI	Michael D. DeanPresident & CEO, Director	13,339	—	—	13,338	—
Oct 18, 2017 MForm 4 →	Oct 20, 3:35 pm EDT	LATTICE SEMICONDUCTOR CORPLSCC	Darin G BillerbeckPresident & CEO, Director	574,600	—	—	0	—	amended
Oct 19, 2017 AForm 4 →	Oct 20, 3:40 pm EDT	Jerrick Media Holdings, Inc.10/19/2017	Leonard M SchillerDirector	894,074	—	—	1,661,844	—
Oct 19, 2017 CXForm 4 →	Oct 20, 3:52 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	Allan L GoldsteinDirector	339,143	—	—	0	—
Oct 19, 2017 CXForm 4 →	Oct 20, 3:54 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	Joseph C McNayDirector	484,491	—	—	0	—
Oct 19, 2017 CXForm 4 →	Oct 20, 3:54 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	J J FinkelsteinPresident and CEO, Director	145,347	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.