SEC Form 4 · accession 0001127602-17-030093
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacky Wei-Jye Lo
Officer — CFO, Treasurer, Controller
Period of report
Sep 23, 2017
Accepted (ET)
Oct 20, 2017 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 23, 2017 | M | 434 | — | A | 434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Sep 23, 2017 | M | 434 | D | — | — | Common Stock | 434 | 871 | D |
Explanation of responses
- F1Conversion occurred on a one-for-one basis.
- F2Conversion occurs on a one-for-one basis.
- F3Vesting occurs 1/3 per year beginning one year from 9/23/2016.