SEC Form 4 · accession 0001214659-17-006137
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Deisley
Officer — Exec. VP & General Counsel
Period of report
Oct 19, 2017
Accepted (ET)
Oct 20, 2017 · 11:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 19, 2017 | M | 60,000 | $3.51 | A | 775,062 | D | |
| Common SharesF2 | Oct 19, 2017 | F | 51,030 | $4.13 | D | 724,032 | D | |
| Common SharesF2 | Oct 19, 2017 | S | 8,970 | $4.13 | D | 715,062 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.51 | Oct 19, 2017 | M | 60,000 | D | Dec 5, 2012 | Dec 4, 2017 | Common Shares | 60,000 | 250,000 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2478=U.S.$1.00.
- F2The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2478=USD $1.00.