SEC Form 4 · accession 0000899243-17-024533
TALPHERA, INC. · TLPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Badri N Dasu
Officer — Chief Engineering Officer
Period of report
Oct 19, 2017
Accepted (ET)
Oct 20, 2017 · 7:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001427925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2017 | M | 37,500 | $1.20 | A | 74,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.20 | Oct 19, 2017 | M | 37,500 | D | — | Oct 25, 2017 | Common Stock | 37,500 | 0 | D |
Explanation of responses
- F1Balance includes non-reportable acquisition of 14,360 shares of Common Stock through the Company's Employee Stock Purchase Plan.
- F2Fully vested.