SEC Form 4 · accession 0000769993-17-000677

GOLDMAN SACHS GROUP INC · GS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman

Period of report

Oct 18, 2017

Accepted (ET)

Oct 20, 2017 · 2:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886982

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.01 per share	Oct 18, 2017	M	36,920	$204.16	A	232,073	D
Common Stock, par value $0.01 per share^F2	Oct 18, 2017	F	31,969	$240.00	D	200,104	D
Common Stock, par value $0.01 per share^F3	Oct 18, 2017	S	4,951	$239.9502	D	195,153	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Options (right to buy)	$204.16	Oct 18, 2017	M	36,920	D	Jan 25, 2011	Nov 24, 2017	Common Stock, par value $0.01 per share	36,920	73,840	D

F1Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
F3Reflects a weighted average sale price of $239.9502 per share, at prices ranging from $239.94 to $239.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.